FORM 8.5 (EPT/NON-RI) |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN |
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EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS |
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(OR WHERE RI STATUS IS NOT APPLICABLE) |
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Rule 8.5 of the Takeover Code (the "Code") |
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1. |
KEY INFORMATION |
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(a) |
Name of exempt principal trader: |
BARCLAYS CAPITAL SECURITIES LTD |
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(b) |
Name of offeror/offeree in relation to whose |
CAPITAL & COUNTIES PROPERTIES PLC |
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(c) |
Name of the party to the offer with which exempt |
Capital & Counties Properties plc |
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(d) |
Date position held/dealing undertaken: |
27 Feb 2023 |
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(e) |
In addition to the company in 1(b) above, is the exempt principal |
YES: |
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2. |
POSITIONS OF THE EXEMPT PRINCIPAL TRADER |
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(a) |
Interests and short positions in the relevant securities of the offeror or offeree |
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to which the disclosure relates following the dealing (if any) |
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Class of relevant security: |
25p ordinary |
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Interests |
Short Positions |
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Number |
(%) |
Number |
(%) |
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(1) Relevant securities owned and/or controlled: |
6,508,611 |
0.76% |
7,419,587 |
0.87% |
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(2) Cash-settled derivatives: |
7,663,491 |
0.90% |
5,135,655 |
0.60% |
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(3) Stock-settled derivatives (including options) and agreements to purchase/sell: |
0 |
0.00% |
0 |
0.00% |
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14,172,102 |
1.66% |
12,555,242 |
1.47% |
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(b) |
Rights to subscribe for new securities (including directors and other executive options) |
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Class of relevant security in relation to |
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Details, including nature of the rights |
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3. |
DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER |
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(a) |
Purchase and sales |
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Class of relevant |
Purchase/sale |
Total number of |
Highest price per unit |
Lowest price per unit |
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25p ordinary |
Purchase |
282661 |
1.2640 GBP |
1.2518 GBP |
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25p ordinary |
Sale |
419065 |
1.2643 GBP |
1.2500 GBP |
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(b) |
Cash-settled derivative transactions |
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Class of |
Product description |
Nature of dealing |
Number of |
Price per |
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25p ordinary |
SWAP |
Decreasing Long |
344 |
27.6200 ZAR |
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25p ordinary |
CFD |
Decreasing Long |
4,482 |
1.2640 GBP |
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25p ordinary |
SWAP |
Decreasing Long |
19,081 |
27.5971 ZAR |
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25p ordinary |
SWAP |
Decreasing Long |
43,719 |
1.2544 GBP |
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25p ordinary |
SWAP |
Decreasing Long |
69,702 |
1.2528 GBP |
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25p ordinary |
CFD |
Decreasing Short |
344 |
27.6124 ZAR |
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25p ordinary |
SWAP |
Decreasing Short |
2,678 |
1.2548 GBP |
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25p ordinary |
CFD |
Decreasing Short |
3,430 |
27.3790 ZAR |
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25p ordinary |
CFD |
Decreasing Short |
5,086 |
27.3294 ZAR |
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25p ordinary |
CFD |
Increasing Long |
1,294 |
1.2564 GBP |
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25p ordinary |
SWAP |
Increasing Long |
3,205 |
1.2605 GBP |
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25p ordinary |
SWAP |
Increasing Long |
4,166 |
1.2611 GBP |
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25p ordinary |
SWAP |
Increasing Long |
4,382 |
1.2580 GBP |
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25p ordinary |
CFD |
Increasing Long |
4,482 |
1.2585 GBP |
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25p ordinary |
SWAP |
Increasing Long |
15,985 |
27.6202 ZAR |
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25p ordinary |
SWAP |
Increasing Long |
19,081 |
27.5971 ZAR |
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25p ordinary |
SWAP |
Increasing Long |
53,696 |
27.5700 ZAR |
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25p ordinary |
CFD |
Increasing Long |
56,522 |
1.2638 GBP |
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25p ordinary |
CFD |
Increasing Long |
61,762 |
1.2512 GBP |
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25p ordinary |
SWAP |
Increasing Long |
66,430 |
1.2640 GBP |
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25p ordinary |
CFD |
Increasing Long |
94,793 |
1.2530 GBP |
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25p ordinary |
SWAP |
Increasing Long |
94,793 |
27.5519 ZAR |
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25p ordinary |
CFD |
Increasing Short |
1,442 |
27.6310 ZAR |
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25p ordinary |
SWAP |
Increasing Short |
6,580 |
1.2573 GBP |
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25p ordinary |
SWAP |
Increasing Short |
9,026 |
27.5700 ZAR |
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25p ordinary |
SWAP |
Increasing Short |
13,000 |
1.2549 GBP |
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25p ordinary |
CFD |
Increasing Short |
15,985 |
27.6278 ZAR |
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25p ordinary |
CFD |
Increasing Short |
45,272 |
27.5810 ZAR |
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25p ordinary |
CFD |
Increasing Short |
94,793 |
27.5602 ZAR |
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25p ordinary |
SWAP |
Opening Short |
35,755 |
1.2541 GBP |
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(c) |
Stock-settled derivative transactions (including options) |
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(i) |
Writing, selling, purchasing or varying |
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Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
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(ii) |
Exercising |
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Class of relevant |
Product description |
Exercising/ exercised against |
Number of |
Exercise price per |
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(d) |
Other dealings (including subscribing for new securities) |
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Class of relevant |
Nature of Dealings |
Details |
Price per unit (if |
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4. |
OTHER INFORMATION |
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(a) |
Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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NONE |
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(b) |
Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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NONE |
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(c) |
Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? |
NO |
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Date of disclosure: |
28 Feb 2023 |
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Contact name: |
Large Holdings Regulatory Operations |
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Telephone number: |
020 3134 7213 |