FORM 8.5 (EPT/NON-RI) |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN |
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EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS |
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(OR WHERE RI STATUS IS NOT APPLICABLE) |
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Rule 8.5 of the Takeover Code (the "Code") |
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1. |
KEY INFORMATION |
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(a) |
Name of exempt principal trader: |
BARCLAYS CAPITAL SECURITIES LTD |
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(b) |
Name of offeror/offeree in relation to whose |
CAPITAL & COUNTIES PROPERTIES PLC |
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relevant securities this form relates: |
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(c) |
Name of the party to the offer with which exempt |
Capital & Counties Properties plc |
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principal trader is connected |
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(d) |
Date position held/dealing undertaken: |
12 September 2022 |
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(e) |
In addition to the company in 1(b) above, is the exempt principal |
YES: |
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trader making disclosures in respect of any other party to the offer? |
SHAFTESBURY PLC |
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2. |
POSITIONS OF THE EXEMPT PRINCIPAL TRADER |
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(a) |
Interests and short positions in the relevant securities of the offeror or offeree |
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to which the disclosure relates following the dealing (if any) |
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Class of relevant security: |
25p ordinary |
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Interests |
Short Positions |
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Number |
(%) |
Number |
(%) |
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(1) |
Relevant securities owned |
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and/or controlled: |
8,382,360 |
0.98% |
3,291,336 |
0.39% |
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(2) |
Cash-settled derivatives: |
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3,818,397 |
0.45% |
8,449,157 |
0.99% |
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(3) |
Stock-settled derivatives (including options) |
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and agreements to purchase/sell: |
0 |
0.00% |
0 |
0.00% |
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TOTAL: |
12,200,757 |
1.43% |
11,740,493 |
1.38% |
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(b) |
Rights to subscribe for new securities (including directors and other executive |
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options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
3. |
DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER |
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(a) |
Purchases and sales |
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Class of relevant |
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Purchase/sale |
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Total number of |
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Highest price per unit |
Lowest price per unit |
security |
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securities |
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paid/received |
paid/received |
25p ordinary |
Purchase |
347,929 |
1.2190 GBP |
1.1968 GBP |
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25p ordinary |
Sale |
133,844 |
1.2168 GBP |
1.1773 GBP |
(b) |
Cash-settled derivative transactions |
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Class of |
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Product |
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Nature of dealing |
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Number of |
Price per |
relevant |
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description |
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reference |
unit |
security |
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securities |
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25p ordinary |
SWAP |
Decreasing Long |
68 |
23.8737 ZAR |
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25p ordinary |
SWAP |
Decreasing Long |
76 |
23.8596 ZAR |
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25p ordinary |
SWAP |
Decreasing Long |
98 |
23.8748 ZAR |
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25p ordinary |
SWAP |
Decreasing Long |
99 |
23.8741 ZAR |
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25p ordinary |
SWAP |
Decreasing Long |
120 |
23.8726 ZAR |
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25p ordinary |
SWAP |
Decreasing Long |
150 |
23.8735 ZAR |
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25p ordinary |
SWAP |
Decreasing Long |
212 |
23.9006 ZAR |
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25p ordinary |
SWAP |
Decreasing Long |
235 |
23.8605 ZAR |
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25p ordinary |
SWAP |
Decreasing Long |
620 |
23.8747 ZAR |
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25p ordinary |
SWAP |
Decreasing Long |
747 |
23.9013 ZAR |
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25p ordinary |
SWAP |
Decreasing Long |
1,163 |
23.8570 ZAR |
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25p ordinary |
SWAP |
Decreasing Long |
1,215 |
1.2000 GBP |
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25p ordinary |
SWAP |
Decreasing Long |
1,217 |
1.2150 GBP |
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25p ordinary |
SWAP |
Decreasing Long |
1,303 |
1.1980 GBP |
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25p ordinary |
SWAP |
Decreasing Long |
1,323 |
1.2030 GBP |
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25p ordinary |
SWAP |
Decreasing Long |
1,323 |
23.8588 ZAR |
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25p ordinary |
SWAP |
Decreasing Long |
1,520 |
23.9011 ZAR |
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25p ordinary |
SWAP |
Decreasing Long |
1,687 |
23.8577 ZAR |
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25p ordinary |
SWAP |
Decreasing Long |
2,515 |
1.2140 GBP |
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25p ordinary |
SWAP |
Decreasing Long |
3,875 |
1.2165 GBP |
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25p ordinary |
SWAP |
Decreasing Long |
8,044 |
1.1999 GBP |
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25p ordinary |
SWAP |
Decreasing Long |
9,003 |
24.0210 ZAR |
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25p ordinary |
SWAP |
Decreasing Long |
16,876 |
1.2044 GBP |
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25p ordinary |
SWAP |
Decreasing Long |
18,552 |
1.2010 GBP |
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25p ordinary |
SWAP |
Decreasing Long |
19,593 |
1.1969 GBP |
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25p ordinary |
SWAP |
Decreasing Long |
45,766 |
24.0971 ZAR |
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25p ordinary |
SWAP |
Decreasing Long |
69,608 |
1.2144 GBP |
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25p ordinary |
SWAP |
Decreasing Long |
78,156 |
1.2140 GBP |
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25p ordinary |
SWAP |
Decreasing Short |
3 |
1.2121 GBP |
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25p ordinary |
SWAP |
Decreasing Short |
6 |
1.2167 GBP |
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25p ordinary |
SWAP |
Decreasing Short |
9 |
1.2123 GBP |
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25p ordinary |
SWAP |
Decreasing Short |
68 |
23.8737 ZAR |
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25p ordinary |
SWAP |
Decreasing Short |
76 |
23.8596 ZAR |
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25p ordinary |
SWAP |
Decreasing Short |
98 |
23.8748 ZAR |
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25p ordinary |
SWAP |
Decreasing Short |
99 |
23.8741 ZAR |
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25p ordinary |
SWAP |
Decreasing Short |
120 |
23.8726 ZAR |
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25p ordinary |
SWAP |
Decreasing Short |
150 |
23.8735 ZAR |
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25p ordinary |
SWAP |
Decreasing Short |
212 |
23.9006 ZAR |
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25p ordinary |
CFD |
Decreasing Short |
222 |
1.1773 GBP |
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25p ordinary |
SWAP |
Decreasing Short |
235 |
23.8605 ZAR |
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25p ordinary |
CFD |
Decreasing Short |
238 |
1.2160 GBP |
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25p ordinary |
SWAP |
Decreasing Short |
620 |
23.8747 ZAR |
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25p ordinary |
SWAP |
Decreasing Short |
747 |
23.9013 ZAR |
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25p ordinary |
SWAP |
Decreasing Short |
1,163 |
23.8570 ZAR |
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25p ordinary |
SWAP |
Decreasing Short |
1,323 |
23.8588 ZAR |
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25p ordinary |
CFD |
Decreasing Short |
1,374 |
24.0143 ZAR |
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25p ordinary |
SWAP |
Decreasing Short |
1,520 |
23.9011 ZAR |
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25p ordinary |
SWAP |
Decreasing Short |
1,687 |
23.8577 ZAR |
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25p ordinary |
CFD |
Decreasing Short |
3,201 |
1.1765 GBP |
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25p ordinary |
CFD |
Decreasing Short |
6,823 |
24.0583 ZAR |
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25p ordinary |
CFD |
Decreasing Short |
7,634 |
1.2038 GBP |
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25p ordinary |
CFD |
Decreasing Short |
9,003 |
24.0282 ZAR |
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25p ordinary |
CFD |
Decreasing Short |
14,132 |
1.2167 GBP |
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25p ordinary |
CFD |
Decreasing Short |
44,596 |
1.2047 GBP |
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25p ordinary |
CFD |
Decreasing Short |
45,766 |
24.0898 ZAR |
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25p ordinary |
SWAP |
Increasing Short |
1,297 |
1.1954 GBP |
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25p ordinary |
SWAP |
Increasing Short |
4,174 |
1.1993 GBP |
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25p ordinary |
SWAP |
Increasing Short |
5,000 |
1.2151 GBP |
(c) |
Stock-settled derivative transactions (including options) |
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(i) |
Writing, selling, purchasing or varying |
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Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
of |
description |
purchasing, |
of |
price |
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date |
money |
relevant |
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selling, |
securities |
per unit |
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paid/ |
security |
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varying etc |
to which |
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received |
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option |
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per unit |
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relates |
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(ii) |
Exercising |
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Class of relevant |
Product description |
Exercising/ exercised against |
Number of |
Exercise price per |
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security |
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securities |
unit |
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(d) |
Other dealings (including subscribing for new securities) |
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Class of relevant |
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Nature of Dealings |
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Details |
Price per unit (if |
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security |
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applicable) |
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4. |
OTHER INFORMATION |
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(a) |
Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the exempt principal trader making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE |
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(b) |
Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the exempt principal trader making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE |
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(c) |
Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? |
NO |
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Date of disclosure: |
13 Sep 2022 |
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Contact name: |
Large Holdings Regulatory Operations |
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Telephone number: |
020 3134 7213 |
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