FORM 8.5 (EPT/NON-RI) |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN |
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EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS |
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(OR WHERE RI STATUS IS NOT APPLICABLE) |
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Rule 8.5 of the Takeover Code (the "Code") |
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1. |
KEY INFORMATION |
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(a) |
Name of exempt principal trader: |
BARCLAYS CAPITAL SECURITIES LTD |
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(b) |
Name of offeror/offeree in relation to whose |
CAPITAL & COUNTIES PROPERTIES PLC |
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(c) |
Name of the party to the offer with which exempt |
Capital & Counties Properties plc |
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(d) |
Date position held/dealing undertaken: |
03 Mar 2023 |
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(e) |
In addition to the company in 1(b) above, is the exempt principal |
YES: |
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2. |
POSITIONS OF THE EXEMPT PRINCIPAL TRADER |
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(a) |
Interests and short positions in the relevant securities of the offeror or offeree |
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to which the disclosure relates following the dealing (if any) |
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Class of relevant security: |
25p ordinary |
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Interests |
Short Positions |
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Number |
(%) |
Number |
(%) |
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(1) Relevant securities owned and/or controlled: |
5,596,317 |
0.66% |
8,496,964 |
1.00% |
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(2) Cash-settled derivatives: |
8,504,467 |
1.00% |
4,531,637 |
0.53% |
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(3) Stock-settled derivatives (including options) and agreements to purchase/sell: |
0 |
0.00% |
0 |
0.00% |
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14,100,784 |
1.66% |
13,028,601 |
1.53% |
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(b) |
Rights to subscribe for new securities (including directors and other executive options) |
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Class of relevant security in relation to |
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Details, including nature of the rights |
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3. |
DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER |
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(a) |
Purchase and sales |
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Class of relevant |
Purchase/sale |
Total number of |
Highest price per unit |
Lowest price per unit |
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25p ordinary |
Purchase |
964877 |
1.2563 GBP |
1.2330 GBP |
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25p ordinary |
Sale |
1068157 |
1.2562 GBP |
1.2410 GBP |
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(b) |
Cash-settled derivative transactions |
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Class of |
Product description |
Nature of dealing |
Number of |
Price per |
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25p ordinary |
CFD |
Decreasing Long |
522 |
1.2460 GBP |
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25p ordinary |
SWAP |
Decreasing Long |
1,243 |
27.1400 ZAR |
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25p ordinary |
CFD |
Decreasing Long |
1,431 |
1.2378 GBP |
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25p ordinary |
SWAP |
Decreasing Long |
1,764 |
26.9200 ZAR |
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25p ordinary |
SWAP |
Decreasing Long |
1,823 |
1.2580 GBP |
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25p ordinary |
SWAP |
Decreasing Long |
1,915 |
1.2460 GBP |
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25p ordinary |
SWAP |
Decreasing Long |
4,949 |
1.2486 GBP |
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25p ordinary |
SWAP |
Decreasing Long |
7,997 |
1.2437 GBP |
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25p ordinary |
CFD |
Decreasing Long |
8,167 |
1.2461 GBP |
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25p ordinary |
SWAP |
Decreasing Long |
12,020 |
1.2455 GBP |
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25p ordinary |
SWAP |
Decreasing Long |
18,690 |
1.2403 GBP |
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25p ordinary |
SWAP |
Decreasing Long |
19,031 |
1.2457 GBP |
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25p ordinary |
CFD |
Decreasing Long |
55,727 |
1.2476 GBP |
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25p ordinary |
CFD |
Decreasing Long |
159,556 |
1.2450 GBP |
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25p ordinary |
SWAP |
Decreasing Long |
334,748 |
1.2450 GBP |
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25p ordinary |
SWAP |
Decreasing Short |
1,243 |
27.1400 ZAR |
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25p ordinary |
CFD |
Decreasing Short |
1,719 |
27.0891 ZAR |
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25p ordinary |
CFD |
Decreasing Short |
1,764 |
26.9119 ZAR |
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25p ordinary |
SWAP |
Decreasing Short |
21,837 |
1.2487 GBP |
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25p ordinary |
SWAP |
Increasing Long |
1,193 |
26.5400 ZAR |
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25p ordinary |
CFD |
Increasing Long |
3,224 |
1.2487 GBP |
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25p ordinary |
CFD |
Increasing Long |
9,287 |
1.2423 GBP |
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25p ordinary |
SWAP |
Increasing Long |
15,454 |
1.2556 GBP |
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25p ordinary |
SWAP |
Increasing Long |
15,532 |
1.2538 GBP |
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25p ordinary |
SWAP |
Increasing Long |
27,230 |
1.2475 GBP |
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25p ordinary |
CFD |
Increasing Long |
103,383 |
1.2457 GBP |
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25p ordinary |
SWAP |
Increasing Long |
103,740 |
27.0888 ZAR |
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25p ordinary |
CFD |
Increasing Long |
153,118 |
1.2459 GBP |
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25p ordinary |
SWAP |
Increasing Long |
156,784 |
1.2410 GBP |
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25p ordinary |
SWAP |
Increasing Short |
1,193 |
26.5400 ZAR |
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25p ordinary |
CFD |
Increasing Short |
2,349 |
27.0622 ZAR |
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25p ordinary |
SWAP |
Increasing Short |
6,427 |
1.2473 GBP |
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25p ordinary |
SWAP |
Increasing Short |
15,573 |
1.2481 GBP |
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25p ordinary |
SWAP |
Increasing Short |
21,000 |
1.2437 GBP |
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25p ordinary |
SWAP |
Increasing Short |
23,137 |
1.2450 GBP |
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25p ordinary |
CFD |
Increasing Short |
103,740 |
27.0970 ZAR |
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25p ordinary |
SWAP |
Opening Long |
8,487 |
1.2437 GBP |
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(c) |
Stock-settled derivative transactions (including options) |
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(i) |
Writing, selling, purchasing or varying |
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Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
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(ii) |
Exercising |
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Class of relevant |
Product description |
Exercising/ exercised against |
Number of |
Exercise price per |
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(d) |
Other dealings (including subscribing for new securities) |
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Class of relevant |
Nature of Dealings |
Details |
Price per unit (if |
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4. |
OTHER INFORMATION |
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(a) |
Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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NONE |
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(b) |
Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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NONE |
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(c) |
Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? |
NO |
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Date of disclosure: |
06 Mar 2023 |
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Contact name: |
Large Holdings Regulatory Operations |
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Telephone number: |
020 3134 7213 |