FORM 8.5 (EPT/NON-RI) |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN |
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EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS |
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(OR WHERE RI STATUS IS NOT APPLICABLE) |
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Rule 8.5 of the Takeover Code (the "Code") |
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1. |
KEY INFORMATION |
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(a) |
Name of exempt principal trader: |
BARCLAYS CAPITAL SECURITIES LTD |
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(b) |
Name of offeror/offeree in relation to whose |
CAPITAL & COUNTIES PROPERTIES PLC |
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(c) |
Name of the party to the offer with which exempt |
Capital & Counties Properties plc |
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(d) |
Date position held/dealing undertaken: |
06 Feb 2023 |
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(e) |
In addition to the company in 1(b) above, is the exempt principal |
YES: |
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2. |
POSITIONS OF THE EXEMPT PRINCIPAL TRADER |
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(a) |
Interests and short positions in the relevant securities of the offeror or offeree |
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to which the disclosure relates following the dealing (if any) |
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Class of relevant security: |
25p ordinary |
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Interests |
Short Positions |
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Number |
(%) |
Number |
(%) |
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(1) Relevant securities owned and/or controlled: |
9,065,816 |
1.06% |
7,436,841 |
0.87% |
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(2) Cash-settled derivatives: |
7,609,966 |
0.89% |
7,640,226 |
0.90% |
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(3) Stock-settled derivatives (including options) and agreements to purchase/sell: |
0 |
0.00% |
0 |
0.00% |
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16,675,782 |
1.96% |
15,077,067 |
1.77% |
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(b) |
Rights to subscribe for new securities (including directors and other executive options) |
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Class of relevant security in relation to |
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Details, including nature of the rights |
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3. |
DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER |
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(a) |
Purchase and sales |
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Class of relevant |
Purchase/sale |
Total number of |
Highest price per unit |
Lowest price per unit |
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25p ordinary |
Purchase |
205656 |
1.2323 GBP |
1.2170 GBP |
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25p ordinary |
Sale |
406711 |
1.2320 GBP |
1.2150 GBP |
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(b) |
Cash-settled derivative transactions |
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Class of |
Product description |
Nature of dealing |
Number of |
Price per |
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25p ordinary |
CFD |
Decreasing Long |
290 |
1.2193 GBP |
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25p ordinary |
SWAP |
Decreasing Long |
323 |
1.2210 GBP |
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25p ordinary |
SWAP |
Decreasing Long |
377 |
25.8600 ZAR |
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25p ordinary |
SWAP |
Decreasing Long |
870 |
25.7830 ZAR |
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25p ordinary |
SWAP |
Decreasing Long |
972 |
1.2320 GBP |
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25p ordinary |
SWAP |
Decreasing Long |
1,295 |
1.2292 GBP |
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25p ordinary |
SWAP |
Decreasing Long |
1,441 |
25.7500 ZAR |
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25p ordinary |
SWAP |
Decreasing Long |
2,306 |
25.7831 ZAR |
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25p ordinary |
CFD |
Decreasing Long |
2,804 |
1.2320 GBP |
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25p ordinary |
SWAP |
Decreasing Long |
4,827 |
25.7977 ZAR |
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25p ordinary |
SWAP |
Decreasing Long |
5,316 |
25.7922 ZAR |
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25p ordinary |
CFD |
Decreasing Long |
10,972 |
1.2198 GBP |
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25p ordinary |
SWAP |
Decreasing Long |
11,745 |
25.8365 ZAR |
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25p ordinary |
SWAP |
Decreasing Long |
35,075 |
25.7976 ZAR |
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25p ordinary |
SWAP |
Decreasing Long |
39,818 |
25.7829 ZAR |
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25p ordinary |
SWAP |
Decreasing Long |
55,548 |
1.2213 GBP |
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25p ordinary |
CFD |
Decreasing Short |
377 |
25.8528 ZAR |
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25p ordinary |
SWAP |
Decreasing Short |
555 |
1.2194 GBP |
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25p ordinary |
CFD |
Decreasing Short |
916 |
25.8096 ZAR |
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25p ordinary |
SWAP |
Decreasing Short |
1,804 |
1.2191 GBP |
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25p ordinary |
CFD |
Decreasing Short |
2,554 |
25.7429 ZAR |
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25p ordinary |
SWAP |
Decreasing Short |
11,000 |
1.2179 GBP |
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25p ordinary |
CFD |
Decreasing Short |
11,745 |
25.8287 ZAR |
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25p ordinary |
SWAP |
Decreasing Short |
49,850 |
1.2187 GBP |
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25p ordinary |
SWAP |
Decreasing Short |
70,342 |
1.2202 GBP |
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25p ordinary |
CFD |
Increasing Long |
105 |
1.2206 GBP |
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25p ordinary |
CFD |
Increasing Long |
365 |
1.2320 GBP |
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25p ordinary |
CFD |
Increasing Long |
481 |
1.2230 GBP |
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25p ordinary |
SWAP |
Increasing Long |
870 |
25.7830 ZAR |
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25p ordinary |
SWAP |
Increasing Long |
2,306 |
25.7831 ZAR |
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25p ordinary |
SWAP |
Increasing Long |
3,611 |
1.2150 GBP |
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25p ordinary |
SWAP |
Increasing Long |
3,999 |
1.2190 GBP |
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25p ordinary |
SWAP |
Increasing Long |
4,827 |
25.7977 ZAR |
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25p ordinary |
SWAP |
Increasing Long |
5,316 |
25.7922 ZAR |
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25p ordinary |
SWAP |
Increasing Long |
5,479 |
25.7787 ZAR |
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25p ordinary |
SWAP |
Increasing Long |
11,246 |
25.8600 ZAR |
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25p ordinary |
CFD |
Increasing Long |
22,200 |
1.2169 GBP |
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25p ordinary |
SWAP |
Increasing Long |
22,777 |
25.7367 ZAR |
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25p ordinary |
SWAP |
Increasing Long |
35,075 |
25.7976 ZAR |
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25p ordinary |
SWAP |
Increasing Long |
39,818 |
25.7829 ZAR |
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25p ordinary |
SWAP |
Increasing Long |
40,887 |
1.2185 GBP |
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25p ordinary |
CFD |
Increasing Long |
91,547 |
1.2162 GBP |
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25p ordinary |
CFD |
Increasing Short |
1,444 |
25.8671 ZAR |
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25p ordinary |
SWAP |
Increasing Short |
5,000 |
1.2207 GBP |
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25p ordinary |
CFD |
Increasing Short |
5,479 |
25.7858 ZAR |
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25p ordinary |
CFD |
Increasing Short |
9,802 |
25.8703 ZAR |
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25p ordinary |
SWAP |
Increasing Short |
13,000 |
1.2192 GBP |
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25p ordinary |
CFD |
Increasing Short |
22,777 |
25.7444 ZAR |
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(c) |
Stock-settled derivative transactions (including options) |
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(i) |
Writing, selling, purchasing or varying |
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Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
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(ii) |
Exercising |
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Class of relevant |
Product description |
Exercising/ exercised against |
Number of |
Exercise price per |
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(d) |
Other dealings (including subscribing for new securities) |
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Class of relevant |
Nature of Dealings |
Details |
Price per unit (if |
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4. |
OTHER INFORMATION |
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(a) |
Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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NONE |
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(b) |
Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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NONE |
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(c) |
Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? |
NO |
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Date of disclosure: |
07 Feb 2023 |
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Contact name: |
Large Holdings Regulatory Operations |
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Telephone number: |
020 3134 7213 |