FORM 8.5 (EPT/NON-RI) |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN |
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EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS |
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(OR WHERE RI STATUS IS NOT APPLICABLE) |
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Rule 8.5 of the Takeover Code (the "Code") |
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1. |
KEY INFORMATION |
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(a) |
Name of exempt principal trader: |
BARCLAYS CAPITAL SECURITIES LTD |
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(b) |
Name of offeror/offeree in relation to whose |
CAPITAL & COUNTIES PROPERTIES PLC |
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(c) |
Name of the party to the offer with which exempt |
Capital & Counties Properties plc |
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(d) |
Date position held/dealing undertaken: |
08 Feb 2023 |
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(e) |
In addition to the company in 1(b) above, is the exempt principal |
YES: |
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2. |
POSITIONS OF THE EXEMPT PRINCIPAL TRADER |
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(a) |
Interests and short positions in the relevant securities of the offeror or offeree |
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to which the disclosure relates following the dealing (if any) |
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Class of relevant security: |
25p ordinary |
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Interests |
Short Positions |
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Number |
(%) |
Number |
(%) |
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(1) Relevant securities owned and/or controlled: |
8,956,867 |
1.05% |
7,558,088 |
0.89% |
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(2) Cash-settled derivatives: |
7,740,174 |
0.91% |
7,537,757 |
0.89% |
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(3) Stock-settled derivatives (including options) and agreements to purchase/sell: |
0 |
0.00% |
0 |
0.00% |
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16,697,041 |
1.96% |
15,095,845 |
1.77% |
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(b) |
Rights to subscribe for new securities (including directors and other executive options) |
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Class of relevant security in relation to |
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Details, including nature of the rights |
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3. |
DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER |
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(a) |
Purchase and sales |
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Class of relevant |
Purchase/sale |
Total number of |
Highest price per unit |
Lowest price per unit |
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25p ordinary |
Purchase |
177274 |
1.2277 GBP |
1.2160 GBP |
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25p ordinary |
Sale |
375987 |
1.2280 GBP |
1.2120 GBP |
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(b) |
Cash-settled derivative transactions |
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Class of |
Product description |
Nature of dealing |
Number of |
Price per |
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25p ordinary |
SWAP |
Decreasing Long |
1,701 |
25.9816 ZAR |
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25p ordinary |
SWAP |
Decreasing Long |
2,336 |
26.0500 ZAR |
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25p ordinary |
SWAP |
Decreasing Long |
3,265 |
25.9298 ZAR |
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25p ordinary |
CFD |
Decreasing Long |
4,112 |
1.2200 GBP |
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25p ordinary |
SWAP |
Decreasing Long |
4,601 |
1.2237 GBP |
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25p ordinary |
SWAP |
Decreasing Long |
5,463 |
26.0002 ZAR |
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25p ordinary |
SWAP |
Decreasing Long |
18,931 |
25.9815 ZAR |
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25p ordinary |
CFD |
Decreasing Long |
19,400 |
1.2243 GBP |
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25p ordinary |
SWAP |
Decreasing Long |
19,837 |
25.9324 ZAR |
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25p ordinary |
SWAP |
Decreasing Long |
29,657 |
1.2186 GBP |
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25p ordinary |
SWAP |
Decreasing Short |
1,567 |
1.2195 GBP |
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25p ordinary |
CFD |
Decreasing Short |
2,336 |
26.0428 ZAR |
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25p ordinary |
SWAP |
Decreasing Short |
4,157 |
1.2145 GBP |
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25p ordinary |
SWAP |
Decreasing Short |
4,422 |
1.2196 GBP |
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25p ordinary |
CFD |
Decreasing Short |
5,463 |
25.9930 ZAR |
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25p ordinary |
SWAP |
Decreasing Short |
15,211 |
1.2219 GBP |
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25p ordinary |
SWAP |
Decreasing Short |
18,855 |
1.2206 GBP |
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25p ordinary |
CFD |
Decreasing Short |
19,837 |
25.9246 ZAR |
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25p ordinary |
SWAP |
Decreasing Short |
21,250 |
1.2191 GBP |
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25p ordinary |
SWAP |
Decreasing Short |
22,789 |
1.2199 GBP |
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25p ordinary |
SWAP |
Increasing Long |
498 |
1.2200 GBP |
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25p ordinary |
SWAP |
Increasing Long |
1,701 |
25.9816 ZAR |
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25p ordinary |
SWAP |
Increasing Long |
2,815 |
26.0100 ZAR |
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25p ordinary |
SWAP |
Increasing Long |
3,265 |
25.9298 ZAR |
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25p ordinary |
CFD |
Increasing Long |
4,112 |
1.2228 GBP |
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25p ordinary |
SWAP |
Increasing Long |
7,498 |
1.2203 GBP |
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25p ordinary |
SWAP |
Increasing Long |
10,130 |
25.9211 ZAR |
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25p ordinary |
SWAP |
Increasing Long |
18,931 |
25.9815 ZAR |
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25p ordinary |
SWAP |
Increasing Long |
19,719 |
1.2204 GBP |
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25p ordinary |
SWAP |
Increasing Long |
23,474 |
25.0000 ZAR |
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25p ordinary |
CFD |
Increasing Long |
73,304 |
1.2159 GBP |
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25p ordinary |
CFD |
Increasing Long |
89,655 |
1.2188 GBP |
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25p ordinary |
SWAP |
Increasing Long |
90,096 |
26.0007 ZAR |
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25p ordinary |
SWAP |
Increasing Short |
2,000 |
1.2277 GBP |
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25p ordinary |
CFD |
Increasing Short |
2,815 |
26.0171 ZAR |
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25p ordinary |
SWAP |
Increasing Short |
7,573 |
1.2189 GBP |
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25p ordinary |
CFD |
Increasing Short |
10,130 |
25.9282 ZAR |
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25p ordinary |
SWAP |
Increasing Short |
14,500 |
1.2167 GBP |
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25p ordinary |
CFD |
Increasing Short |
23,474 |
25.0068 ZAR |
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25p ordinary |
CFD |
Increasing Short |
90,096 |
26.0085 ZAR |
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(c) |
Stock-settled derivative transactions (including options) |
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(i) |
Writing, selling, purchasing or varying |
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Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
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(ii) |
Exercising |
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Class of relevant |
Product description |
Exercising/ exercised against |
Number of |
Exercise price per |
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(d) |
Other dealings (including subscribing for new securities) |
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Class of relevant |
Nature of Dealings |
Details |
Price per unit (if |
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4. |
OTHER INFORMATION |
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(a) |
Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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NONE |
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(b) |
Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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NONE |
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(c) |
Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? |
NO |
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Date of disclosure: |
09 Feb 2023 |
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Contact name: |
Large Holdings Regulatory Operations |
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Telephone number: |
020 3134 7213 |