FORM 8.5 (EPT/NON-RI) |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN |
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EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS |
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(OR WHERE RI STATUS IS NOT APPLICABLE) |
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Rule 8.5 of the Takeover Code (the "Code") |
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1. |
KEY INFORMATION |
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(a) |
Name of exempt principal trader: |
BARCLAYS CAPITAL SECURITIES LTD |
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(b) |
Name of offeror/offeree in relation to whose |
CAPITAL & COUNTIES PROPERTIES PLC |
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(c) |
Name of the party to the offer with which exempt |
Capital & Counties Properties plc |
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(d) |
Date position held/dealing undertaken: |
10 Feb 2023 |
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(e) |
In addition to the company in 1(b) above, is the exempt principal |
YES: |
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2. |
POSITIONS OF THE EXEMPT PRINCIPAL TRADER |
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(a) |
Interests and short positions in the relevant securities of the offeror or offeree |
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to which the disclosure relates following the dealing (if any) |
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Class of relevant security: |
25p ordinary |
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Interests |
Short Positions |
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Number |
(%) |
Number |
(%) |
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(1) Relevant securities owned and/or controlled: |
8,780,739 |
1.03% |
7,511,715 |
0.88% |
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(2) Cash-settled derivatives: |
7,661,524 |
0.90% |
7,343,693 |
0.86% |
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(3) Stock-settled derivatives (including options) and agreements to purchase/sell: |
0 |
0.00% |
0 |
0.00% |
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16,442,263 |
1.93% |
14,855,408 |
1.74% |
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(b) |
Rights to subscribe for new securities (including directors and other executive options) |
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Class of relevant security in relation to |
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Details, including nature of the rights |
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3. |
DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER |
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(a) |
Purchase and sales |
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Class of relevant |
Purchase/sale |
Total number of |
Highest price per unit |
Lowest price per unit |
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25p ordinary |
Purchase |
236241 |
1.2226 GBP |
1.1950 GBP |
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25p ordinary |
Sale |
215442 |
1.2196 GBP |
1.1950 GBP |
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(b) |
Cash-settled derivative transactions |
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Class of |
Product description |
Nature of dealing |
Number of |
Price per |
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25p ordinary |
SWAP |
Closing Short |
16,958 |
1.1998 GBP |
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25p ordinary |
SWAP |
Decreasing Long |
28 |
1.2060 GBP |
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25p ordinary |
SWAP |
Decreasing Long |
94 |
25.9671 ZAR |
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25p ordinary |
SWAP |
Decreasing Long |
230 |
25.9700 ZAR |
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25p ordinary |
SWAP |
Decreasing Long |
336 |
25.9666 ZAR |
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25p ordinary |
SWAP |
Decreasing Long |
696 |
25.9667 ZAR |
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25p ordinary |
SWAP |
Decreasing Long |
850 |
26.0900 ZAR |
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25p ordinary |
SWAP |
Decreasing Long |
1,541 |
1.2120 GBP |
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25p ordinary |
SWAP |
Decreasing Long |
3,085 |
1.2026 GBP |
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25p ordinary |
SWAP |
Decreasing Long |
5,231 |
1.2054 GBP |
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25p ordinary |
CFD |
Decreasing Long |
13,457 |
1.2050 GBP |
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25p ordinary |
SWAP |
Decreasing Long |
13,910 |
26.0387 ZAR |
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25p ordinary |
CFD |
Decreasing Long |
14,750 |
1.2190 GBP |
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25p ordinary |
SWAP |
Decreasing Long |
16,360 |
1.2124 GBP |
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25p ordinary |
SWAP |
Decreasing Long |
22,022 |
1.2125 GBP |
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25p ordinary |
SWAP |
Decreasing Long |
27,973 |
1.2095 GBP |
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25p ordinary |
SWAP |
Decreasing Long |
38,161 |
1.2190 GBP |
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25p ordinary |
CFD |
Decreasing Short |
230 |
25.9628 ZAR |
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25p ordinary |
CFD |
Decreasing Short |
850 |
26.0828 ZAR |
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25p ordinary |
SWAP |
Decreasing Short |
1,497 |
1.2081 GBP |
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25p ordinary |
CFD |
Decreasing Short |
2,799 |
25.9696 ZAR |
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25p ordinary |
CFD |
Decreasing Short |
4,130 |
25.9081 ZAR |
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25p ordinary |
SWAP |
Decreasing Short |
7,000 |
1.2153 GBP |
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25p ordinary |
SWAP |
Decreasing Short |
10,374 |
1.2188 GBP |
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25p ordinary |
CFD |
Decreasing Short |
13,910 |
26.0308 ZAR |
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25p ordinary |
SWAP |
Increasing Long |
94 |
25.9671 ZAR |
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25p ordinary |
SWAP |
Increasing Long |
336 |
25.9666 ZAR |
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25p ordinary |
SWAP |
Increasing Long |
696 |
25.9667 ZAR |
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25p ordinary |
SWAP |
Increasing Long |
1,230 |
1.2146 GBP |
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25p ordinary |
SWAP |
Increasing Long |
1,522 |
25.9911 ZAR |
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25p ordinary |
SWAP |
Increasing Long |
2,699 |
26.0586 ZAR |
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25p ordinary |
SWAP |
Increasing Long |
3,028 |
26.0564 ZAR |
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25p ordinary |
CFD |
Increasing Long |
4,640 |
1.2089 GBP |
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25p ordinary |
SWAP |
Increasing Long |
4,802 |
25.9727 ZAR |
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25p ordinary |
SWAP |
Increasing Long |
5,000 |
26.0480 ZAR |
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25p ordinary |
SWAP |
Increasing Long |
5,027 |
1.2132 GBP |
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25p ordinary |
CFD |
Increasing Long |
12,682 |
1.2184 GBP |
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25p ordinary |
CFD |
Increasing Long |
18,876 |
1.2082 GBP |
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25p ordinary |
SWAP |
Increasing Long |
22,839 |
1.2177 GBP |
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25p ordinary |
SWAP |
Increasing Long |
42,596 |
26.1000 ZAR |
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25p ordinary |
CFD |
Increasing Short |
1,522 |
25.9983 ZAR |
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25p ordinary |
SWAP |
Increasing Short |
2,699 |
26.0586 ZAR |
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25p ordinary |
SWAP |
Increasing Short |
3,028 |
26.0564 ZAR |
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25p ordinary |
CFD |
Increasing Short |
4,802 |
25.9805 ZAR |
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25p ordinary |
CFD |
Increasing Short |
5,000 |
26.0552 ZAR |
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25p ordinary |
CFD |
Increasing Short |
42,596 |
26.1104 ZAR |
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(c) |
Stock-settled derivative transactions (including options) |
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(i) |
Writing, selling, purchasing or varying |
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Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
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(ii) |
Exercising |
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Class of relevant |
Product description |
Exercising/ exercised against |
Number of |
Exercise price per |
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(d) |
Other dealings (including subscribing for new securities) |
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Class of relevant |
Nature of Dealings |
Details |
Price per unit (if |
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4. |
OTHER INFORMATION |
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(a) |
Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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NONE |
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(b) |
Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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NONE |
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(c) |
Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? |
NO |
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Date of disclosure: |
13 Feb 2023 |
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Contact name: |
Large Holdings Regulatory Operations |
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Telephone number: |
020 3134 7213 |