FORM 8.5 (EPT/NON-RI) |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN |
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EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS |
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(OR WHERE RI STATUS IS NOT APPLICABLE) |
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Rule 8.5 of the Takeover Code (the "Code") |
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1. |
KEY INFORMATION |
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(a) |
Name of exempt principal trader: |
BARCLAYS CAPITAL SECURITIES LTD |
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(b) |
Name of offeror/offeree in relation to whose |
CAPITAL & COUNTIES PROPERTIES PLC |
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(c) |
Name of the party to the offer with which exempt |
Capital & Counties Properties plc |
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(d) |
Date position held/dealing undertaken: |
13 Feb 2023 |
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(e) |
In addition to the company in 1(b) above, is the exempt principal |
YES: |
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2. |
POSITIONS OF THE EXEMPT PRINCIPAL TRADER |
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(a) |
Interests and short positions in the relevant securities of the offeror or offeree |
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to which the disclosure relates following the dealing (if any) |
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Class of relevant security: |
25p ordinary |
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Interests |
Short Positions |
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Number |
(%) |
Number |
(%) |
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(1) Relevant securities owned and/or controlled: |
8,786,475 |
1.03% |
7,631,462 |
0.90% |
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(2) Cash-settled derivatives: |
7,783,311 |
0.91% |
7,351,615 |
0.86% |
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(3) Stock-settled derivatives (including options) and agreements to purchase/sell: |
0 |
0.00% |
0 |
0.00% |
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16,569,786 |
1.95% |
14,983,077 |
1.76% |
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(b) |
Rights to subscribe for new securities (including directors and other executive options) |
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Class of relevant security in relation to |
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Details, including nature of the rights |
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3. |
DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER |
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(a) |
Purchase and sales |
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Class of relevant |
Purchase/sale |
Total number of |
Highest price per unit |
Lowest price per unit |
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25p ordinary |
Purchase |
73350 |
1.2390 GBP |
1.2140 GBP |
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25p ordinary |
Sale |
187361 |
1.2390 GBP |
1.2140 GBP |
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(b) |
Cash-settled derivative transactions |
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Class of |
Product description |
Nature of dealing |
Number of |
Price per |
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25p ordinary |
SWAP |
Decreasing Long |
719 |
26.5876 ZAR |
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25p ordinary |
SWAP |
Decreasing Long |
2,932 |
26.6268 ZAR |
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25p ordinary |
SWAP |
Decreasing Long |
2,943 |
26.6500 ZAR |
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25p ordinary |
CFD |
Decreasing Long |
5,750 |
1.2223 GBP |
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25p ordinary |
CFD |
Decreasing Long |
9,567 |
1.2311 GBP |
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25p ordinary |
SWAP |
Decreasing Long |
14,693 |
1.2291 GBP |
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25p ordinary |
CFD |
Decreasing Long |
19,063 |
1.2251 GBP |
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25p ordinary |
SWAP |
Decreasing Long |
19,393 |
26.5829 ZAR |
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25p ordinary |
SWAP |
Decreasing Long |
44,763 |
26.5689 ZAR |
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25p ordinary |
CFD |
Decreasing Short |
2,932 |
26.6195 ZAR |
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25p ordinary |
CFD |
Decreasing Short |
2,943 |
26.6426 ZAR |
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25p ordinary |
SWAP |
Decreasing Short |
3,147 |
1.2322 GBP |
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25p ordinary |
CFD |
Decreasing Short |
19,393 |
26.5750 ZAR |
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25p ordinary |
SWAP |
Decreasing Short |
27,000 |
1.2320 GBP |
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25p ordinary |
CFD |
Increasing Long |
1 |
1.2400 GBP |
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25p ordinary |
SWAP |
Increasing Long |
324 |
1.2390 GBP |
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25p ordinary |
SWAP |
Increasing Long |
719 |
26.5876 ZAR |
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25p ordinary |
SWAP |
Increasing Long |
4,749 |
26.5732 ZAR |
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25p ordinary |
CFD |
Increasing Long |
5,750 |
1.2390 GBP |
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25p ordinary |
CFD |
Increasing Long |
5,782 |
1.2342 GBP |
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25p ordinary |
SWAP |
Increasing Long |
8,362 |
1.2243 GBP |
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25p ordinary |
SWAP |
Increasing Long |
17,525 |
1.2366 GBP |
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25p ordinary |
SWAP |
Increasing Long |
19,710 |
1.2365 GBP |
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25p ordinary |
SWAP |
Increasing Long |
44,763 |
26.5689 ZAR |
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25p ordinary |
SWAP |
Increasing Long |
56,103 |
26.5400 ZAR |
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25p ordinary |
CFD |
Increasing Long |
77,822 |
1.2254 GBP |
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25p ordinary |
SWAP |
Increasing Short |
300 |
1.2160 GBP |
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25p ordinary |
CFD |
Increasing Short |
759 |
26.6206 ZAR |
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25p ordinary |
CFD |
Increasing Short |
1,426 |
26.6074 ZAR |
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25p ordinary |
CFD |
Increasing Short |
4,749 |
26.5805 ZAR |
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25p ordinary |
SWAP |
Increasing Short |
11,862 |
26.5400 ZAR |
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25p ordinary |
CFD |
Increasing Short |
13,761 |
26.5472 ZAR |
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25p ordinary |
CFD |
Increasing Short |
30,480 |
26.5506 ZAR |
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(c) |
Stock-settled derivative transactions (including options) |
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(i) |
Writing, selling, purchasing or varying |
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Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
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(ii) |
Exercising |
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Class of relevant |
Product description |
Exercising/ exercised against |
Number of |
Exercise price per |
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(d) |
Other dealings (including subscribing for new securities) |
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Class of relevant |
Nature of Dealings |
Details |
Price per unit (if |
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4. |
OTHER INFORMATION |
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(a) |
Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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NONE |
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(b) |
Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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NONE |
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(c) |
Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? |
NO |
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Date of disclosure: |
14 Feb 2023 |
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Contact name: |
Large Holdings Regulatory Operations |
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Telephone number: |
020 3134 7213 |