FORM 8.5 (EPT/NON-RI) |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN |
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EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS |
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(OR WHERE RI STATUS IS NOT APPLICABLE) |
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Rule 8.5 of the Takeover Code (the "Code") |
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1. |
KEY INFORMATION |
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(a) |
Name of exempt principal trader: |
BARCLAYS CAPITAL SECURITIES LTD |
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(b) |
Name of offeror/offeree in relation to whose |
CAPITAL & COUNTIES PROPERTIES PLC |
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(c) |
Name of the party to the offer with which exempt |
Capital & Counties Properties plc |
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(d) |
Date position held/dealing undertaken: |
14 Feb 2023 |
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(e) |
In addition to the company in 1(b) above, is the exempt principal |
YES: |
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2. |
POSITIONS OF THE EXEMPT PRINCIPAL TRADER |
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(a) |
Interests and short positions in the relevant securities of the offeror or offeree |
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to which the disclosure relates following the dealing (if any) |
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Class of relevant security: |
25p ordinary |
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Interests |
Short Positions |
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Number |
(%) |
Number |
(%) |
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(1) Relevant securities owned and/or controlled: |
8,549,731 |
1.00% |
7,293,952 |
0.86% |
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(2) Cash-settled derivatives: |
7,446,657 |
0.87% |
7,125,503 |
0.84% |
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(3) Stock-settled derivatives (including options) and agreements to purchase/sell: |
0 |
0.00% |
0 |
0.00% |
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15,996,388 |
1.88% |
14,419,455 |
1.69% |
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(b) |
Rights to subscribe for new securities (including directors and other executive options) |
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Class of relevant security in relation to |
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Details, including nature of the rights |
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3. |
DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER |
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(a) |
Purchase and sales |
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Class of relevant |
Purchase/sale |
Total number of |
Highest price per unit |
Lowest price per unit |
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25p ordinary |
Purchase |
356359 |
1.2580 GBP |
1.2480 GBP |
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25p ordinary |
Sale |
255593 |
1.2580 GBP |
1.2330 GBP |
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(b) |
Cash-settled derivative transactions |
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Class of |
Product description |
Nature of dealing |
Number of |
Price per |
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25p ordinary |
SWAP |
Closing Long |
16,385 |
26.9831 ZAR |
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25p ordinary |
CFD |
Decreasing Long |
30 |
1.2540 GBP |
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25p ordinary |
SWAP |
Decreasing Long |
135 |
27.2300 ZAR |
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25p ordinary |
SWAP |
Decreasing Long |
844 |
1.2530 GBP |
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25p ordinary |
SWAP |
Decreasing Long |
1,610 |
1.2520 GBP |
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25p ordinary |
SWAP |
Decreasing Long |
2,535 |
1.2504 GBP |
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25p ordinary |
SWAP |
Decreasing Long |
2,781 |
1.2503 GBP |
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25p ordinary |
SWAP |
Decreasing Long |
3,848 |
27.2358 ZAR |
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25p ordinary |
CFD |
Decreasing Long |
5,208 |
1.2479 GBP |
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25p ordinary |
SWAP |
Decreasing Long |
12,002 |
27.2587 ZAR |
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25p ordinary |
CFD |
Decreasing Long |
18,910 |
1.2480 GBP |
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25p ordinary |
SWAP |
Decreasing Long |
26,883 |
1.2480 GBP |
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25p ordinary |
SWAP |
Decreasing Long |
43,675 |
1.2510 GBP |
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25p ordinary |
CFD |
Decreasing Long |
199,231 |
1.2554 GBP |
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25p ordinary |
SWAP |
Decreasing Long |
201,234 |
27.2055 ZAR |
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25p ordinary |
SWAP |
Decreasing Short |
135 |
27.2300 ZAR |
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25p ordinary |
CFD |
Decreasing Short |
911 |
27.2114 ZAR |
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25p ordinary |
SWAP |
Decreasing Short |
3,120 |
1.2519 GBP |
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25p ordinary |
CFD |
Decreasing Short |
3,848 |
27.2283 ZAR |
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25p ordinary |
SWAP |
Decreasing Short |
8,539 |
1.2537 GBP |
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25p ordinary |
CFD |
Decreasing Short |
12,002 |
27.2512 ZAR |
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25p ordinary |
SWAP |
Decreasing Short |
16,000 |
1.2540 GBP |
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25p ordinary |
CFD |
Decreasing Short |
201,234 |
27.1974 ZAR |
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25p ordinary |
SWAP |
Increasing Long |
162 |
1.2480 GBP |
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25p ordinary |
CFD |
Increasing Long |
424 |
1.2399 GBP |
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25p ordinary |
CFD |
Increasing Long |
1,187 |
1.2463 GBP |
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25p ordinary |
SWAP |
Increasing Long |
2,427 |
26.6034 ZAR |
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25p ordinary |
SWAP |
Increasing Long |
2,714 |
27.2281 ZAR |
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25p ordinary |
CFD |
Increasing Long |
5,238 |
1.2536 GBP |
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25p ordinary |
SWAP |
Increasing Long |
5,454 |
1.2558 GBP |
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25p ordinary |
SWAP |
Increasing Long |
6,303 |
27.1700 ZAR |
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25p ordinary |
SWAP |
Increasing Long |
6,988 |
26.4873 ZAR |
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25p ordinary |
CFD |
Increasing Long |
11,377 |
1.2556 GBP |
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25p ordinary |
SWAP |
Increasing Long |
13,931 |
1.2556 GBP |
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25p ordinary |
SWAP |
Increasing Long |
16,385 |
26.9831 ZAR |
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25p ordinary |
CFD |
Increasing Long |
36,180 |
1.2449 GBP |
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25p ordinary |
SWAP |
Increasing Long |
89,887 |
1.2535 GBP |
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25p ordinary |
SWAP |
Increasing Short |
200 |
1.2340 GBP |
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25p ordinary |
SWAP |
Increasing Short |
1,045 |
1.2540 GBP |
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25p ordinary |
CFD |
Increasing Short |
2,427 |
26.6114 ZAR |
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25p ordinary |
CFD |
Increasing Short |
2,714 |
27.2356 ZAR |
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25p ordinary |
CFD |
Increasing Short |
6,303 |
27.1774 ZAR |
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25p ordinary |
CFD |
Increasing Short |
6,988 |
26.4946 ZAR |
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(c) |
Stock-settled derivative transactions (including options) |
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(i) |
Writing, selling, purchasing or varying |
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Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
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(ii) |
Exercising |
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Class of relevant |
Product description |
Exercising/ exercised against |
Number of |
Exercise price per |
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(d) |
Other dealings (including subscribing for new securities) |
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Class of relevant |
Nature of Dealings |
Details |
Price per unit (if |
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4. |
OTHER INFORMATION |
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(a) |
Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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NONE |
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(b) |
Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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NONE |
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(c) |
Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? |
NO |
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Date of disclosure: |
15 Feb 2023 |
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Contact name: |
Large Holdings Regulatory Operations |
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Telephone number: |
020 3134 7213 |
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