FORM 8.5 (EPT/NON-RI) |
|||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN |
|||||||
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS |
|||||||
(OR WHERE RI STATUS IS NOT APPLICABLE) |
|||||||
Rule 8.5 of the Takeover Code (the "Code") |
|||||||
1. |
KEY INFORMATION |
||||||
(a) |
Name of exempt principal trader: |
BARCLAYS CAPITAL SECURITIES LTD |
|||||
(b) |
Name of offeror/offeree in relation to whose |
CAPITAL & COUNTIES PROPERTIES PLC |
|||||
(c) |
Name of the party to the offer with which exempt |
Capital & Counties Properties plc |
|||||
(d) |
Date position held/dealing undertaken: |
16 Feb 2023 |
|||||
(e) |
In addition to the company in 1(b) above, is the exempt principal |
YES: |
|||||
2. |
POSITIONS OF THE EXEMPT PRINCIPAL TRADER |
||||||
(a) |
Interests and short positions in the relevant securities of the offeror or offeree |
||||||
|
to which the disclosure relates following the dealing (if any) |
||||||
Class of relevant security: |
25p ordinary |
||||||
|
Interests |
Short Positions |
|||||
Number |
(%) |
Number |
(%) |
||||
(1) Relevant securities owned and/or controlled: |
8,064,729 |
0.95% |
6,573,651 |
0.77% |
|||
(2) Cash-settled derivatives: |
6,732,149 |
0.79% |
6,652,470 |
0.78% |
|||
(3) Stock-settled derivatives (including options) and agreements to purchase/sell: |
0 |
0.00% |
0 |
0.00% |
|||
|
14,796,878 |
1.74% |
13,226,121 |
1.55% |
|||
|
|
|
|
|
|
|
|
(b) |
Rights to subscribe for new securities (including directors and other executive options) |
||||||
Class of relevant security in relation to |
|
||||||
Details, including nature of the rights |
|
||||||
3. |
DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER |
||||||
(a) |
Purchase and sales |
|
|
|
|
|
|
Class of relevant |
Purchase/sale |
Total number of |
Highest price per unit |
Lowest price per unit |
|||
25p ordinary |
Purchase |
386335 |
1.2640 GBP |
1.2360 GBP |
|||
25p ordinary |
Sale |
241766 |
1.2620 GBP |
1.2319 GBP |
|||
|
|
|
|
|
|
|
|
(b) |
Cash-settled derivative transactions |
||||||
Class of |
Product description |
Nature of dealing |
Number of |
Price per |
|||
25p ordinary |
SWAP |
Decreasing Long |
234 |
27.4107 ZAR |
|||
25p ordinary |
SWAP |
Decreasing Long |
2,478 |
27.0200 ZAR |
|||
25p ordinary |
SWAP |
Decreasing Long |
2,499 |
27.4900 ZAR |
|||
25p ordinary |
SWAP |
Decreasing Long |
2,571 |
1.2346 GBP |
|||
25p ordinary |
CFD |
Decreasing Long |
11,947 |
1.2369 GBP |
|||
25p ordinary |
SWAP |
Decreasing Long |
31,787 |
1.2565 GBP |
|||
25p ordinary |
CFD |
Decreasing Long |
255,454 |
1.2380 GBP |
|||
25p ordinary |
SWAP |
Decreasing Long |
255,454 |
27.0236 ZAR |
|||
25p ordinary |
CFD |
Decreasing Short |
86 |
26.9980 ZAR |
|||
25p ordinary |
CFD |
Decreasing Short |
234 |
27.4032 ZAR |
|||
25p ordinary |
SWAP |
Decreasing Short |
2,146 |
1.2479 GBP |
|||
25p ordinary |
SWAP |
Decreasing Short |
2,478 |
27.0200 ZAR |
|||
25p ordinary |
CFD |
Decreasing Short |
2,499 |
27.4824 ZAR |
|||
25p ordinary |
CFD |
Decreasing Short |
2,504 |
27.0189 ZAR |
|||
25p ordinary |
SWAP |
Decreasing Short |
7,000 |
1.2319 GBP |
|||
25p ordinary |
SWAP |
Decreasing Short |
7,747 |
1.2414 GBP |
|||
25p ordinary |
SWAP |
Decreasing Short |
17,170 |
1.2618 GBP |
|||
25p ordinary |
SWAP |
Decreasing Short |
18,620 |
1.2489 GBP |
|||
25p ordinary |
CFD |
Decreasing Short |
255,454 |
27.0155 ZAR |
|||
25p ordinary |
CFD |
Increasing Long |
6 |
1.2550 GBP |
|||
25p ordinary |
SWAP |
Increasing Long |
439 |
1.2470 GBP |
|||
25p ordinary |
CFD |
Increasing Long |
529 |
1.2610 GBP |
|||
25p ordinary |
SWAP |
Increasing Long |
865 |
1.2580 GBP |
|||
25p ordinary |
SWAP |
Increasing Long |
1,162 |
27.4196 ZAR |
|||
25p ordinary |
SWAP |
Increasing Long |
1,468 |
1.2518 GBP |
|||
25p ordinary |
SWAP |
Increasing Long |
2,497 |
27.0954 ZAR |
|||
25p ordinary |
SWAP |
Increasing Long |
10,084 |
1.2425 GBP |
|||
25p ordinary |
CFD |
Increasing Long |
10,350 |
1.2510 GBP |
|||
25p ordinary |
CFD |
Increasing Long |
10,392 |
1.2330 GBP |
|||
25p ordinary |
SWAP |
Increasing Long |
16,721 |
1.2550 GBP |
|||
25p ordinary |
SWAP |
Increasing Long |
17,550 |
1.2553 GBP |
|||
25p ordinary |
CFD |
Increasing Long |
35,578 |
1.2548 GBP |
|||
25p ordinary |
CFD |
Increasing Short |
1,162 |
27.4271 ZAR |
|||
25p ordinary |
CFD |
Increasing Short |
1,527 |
27.3709 ZAR |
|||
25p ordinary |
SWAP |
Increasing Short |
2,373 |
1.2602 GBP |
|||
25p ordinary |
CFD |
Increasing Short |
2,497 |
27.1029 ZAR |
|||
|
|
|
|
|
|
|
|
(c) |
Stock-settled derivative transactions (including options) |
||||||
(i) |
Writing, selling, purchasing or varying |
||||||
Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
(ii) |
Exercising |
|
|
|
|
|
|
Class of relevant |
Product description |
Exercising/ exercised against |
Number of |
Exercise price per |
|||
|
|
|
|
|
|||
|
|
|
|
|
|
|
|
(d) |
Other dealings (including subscribing for new securities) |
||||||
Class of relevant |
Nature of Dealings |
Details |
Price per unit (if |
||||
|
|
|
|
||||
4. |
OTHER INFORMATION |
||||||
(a) |
Indemnity and other dealings arrangements |
||||||
Details of any indemnity or option arrangement, or any agreement or understanding, |
|||||||
NONE |
|||||||
(b) |
Agreements, arrangements or understandings relating to options or derivatives |
||||||
Details of any agreement, arrangement or understanding, formal or informal, between |
|||||||
NONE |
|||||||
(c) |
Attachments |
||||||
Is a Supplemental Form 8 (Open Positions) attached? |
NO |
||||||
Date of disclosure: |
17 Feb 2023 |
||||||
Contact name: |
Large Holdings Regulatory Operations |
||||||
Telephone number: |
020 3134 7213 |
||||||
|
|
|
|
|
|
|
|