FORM 8.5 (EPT/NON-RI) |
|||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN |
|||||||
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS |
|||||||
(OR WHERE RI STATUS IS NOT APPLICABLE) |
|||||||
Rule 8.5 of the Takeover Code (the "Code") |
|||||||
1. |
KEY INFORMATION |
||||||
(a) |
Name of exempt principal trader: |
BARCLAYS CAPITAL SECURITIES LTD |
|||||
(b) |
Name of offeror/offeree in relation to whose |
CAPITAL & COUNTIES PROPERTIES PLC |
|||||
(c) |
Name of the party to the offer with which exempt |
Capital & Counties Properties plc |
|||||
(d) |
Date position held/dealing undertaken: |
21 Feb 2023 |
|||||
(e) |
In addition to the company in 1(b) above, is the exempt principal |
YES: |
|||||
2. |
POSITIONS OF THE EXEMPT PRINCIPAL TRADER |
||||||
(a) |
Interests and short positions in the relevant securities of the offeror or offeree |
||||||
|
to which the disclosure relates following the dealing (if any) |
||||||
Class of relevant security: |
25p ordinary |
||||||
|
Interests |
Short Positions |
|||||
Number |
(%) |
Number |
(%) |
||||
(1) Relevant securities owned and/or controlled: |
7,750,610 |
0.91% |
6,297,963 |
0.74% |
|||
(2) Cash-settled derivatives: |
6,503,822 |
0.76% |
6,351,677 |
0.75% |
|||
(3) Stock-settled derivatives (including options) and agreements to purchase/sell: |
0 |
0.00% |
0 |
0.00% |
|||
|
14,254,432 |
1.67% |
12,649,640 |
1.49% |
|||
|
|
|
|
|
|
|
|
(b) |
Rights to subscribe for new securities (including directors and other executive options) |
||||||
Class of relevant security in relation to |
|
||||||
Details, including nature of the rights |
|
||||||
3. |
DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER |
||||||
(a) |
Purchase and sales |
|
|
|
|
|
|
Class of relevant |
Purchase/sale |
Total number of |
Highest price per unit |
Lowest price per unit |
|||
25p ordinary |
Purchase |
363917 |
1.2450 GBP |
1.2200 GBP |
|||
25p ordinary |
Sale |
332643 |
1.2450 GBP |
1.2200 GBP |
|||
|
|
|
|
|
|
|
|
(b) |
Cash-settled derivative transactions |
||||||
Class of |
Product description |
Nature of dealing |
Number of |
Price per |
|||
25p ordinary |
SWAP |
Decreasing Long |
35 |
27.2800 ZAR |
|||
25p ordinary |
SWAP |
Decreasing Long |
257 |
27.2375 ZAR |
|||
25p ordinary |
SWAP |
Decreasing Long |
350 |
27.2378 ZAR |
|||
25p ordinary |
SWAP |
Decreasing Long |
654 |
27.0200 ZAR |
|||
25p ordinary |
SWAP |
Decreasing Long |
935 |
27.2376 ZAR |
|||
25p ordinary |
SWAP |
Decreasing Long |
1,657 |
27.2432 ZAR |
|||
25p ordinary |
SWAP |
Decreasing Long |
2,237 |
27.2377 ZAR |
|||
25p ordinary |
SWAP |
Decreasing Long |
8,980 |
27.2439 ZAR |
|||
25p ordinary |
SWAP |
Decreasing Long |
12,867 |
26.8587 ZAR |
|||
25p ordinary |
SWAP |
Decreasing Long |
15,070 |
1.2314 GBP |
|||
25p ordinary |
SWAP |
Decreasing Long |
33,059 |
1.2300 GBP |
|||
25p ordinary |
CFD |
Decreasing Long |
46,197 |
1.2300 GBP |
|||
25p ordinary |
CFD |
Decreasing Short |
35 |
27.2717 ZAR |
|||
25p ordinary |
SWAP |
Decreasing Short |
654 |
27.0200 ZAR |
|||
25p ordinary |
CFD |
Decreasing Short |
1,166 |
27.1913 ZAR |
|||
25p ordinary |
CFD |
Decreasing Short |
3,251 |
27.0512 ZAR |
|||
25p ordinary |
CFD |
Decreasing Short |
12,867 |
26.8513 ZAR |
|||
25p ordinary |
SWAP |
Decreasing Short |
13,139 |
1.2313 GBP |
|||
25p ordinary |
CFD |
Increasing Long |
6 |
1.2300 GBP |
|||
25p ordinary |
SWAP |
Increasing Long |
257 |
27.2375 ZAR |
|||
25p ordinary |
SWAP |
Increasing Long |
350 |
27.2378 ZAR |
|||
25p ordinary |
SWAP |
Increasing Long |
935 |
27.2376 ZAR |
|||
25p ordinary |
SWAP |
Increasing Long |
1,657 |
27.2432 ZAR |
|||
25p ordinary |
CFD |
Increasing Long |
1,701 |
1.2388 GBP |
|||
25p ordinary |
SWAP |
Increasing Long |
1,819 |
27.1500 ZAR |
|||
25p ordinary |
SWAP |
Increasing Long |
2,237 |
27.2377 ZAR |
|||
25p ordinary |
SWAP |
Increasing Long |
2,900 |
1.2174 GBP |
|||
25p ordinary |
SWAP |
Increasing Long |
4,175 |
1.2199 GBP |
|||
25p ordinary |
SWAP |
Increasing Long |
8,980 |
27.2439 ZAR |
|||
25p ordinary |
CFD |
Increasing Long |
9,855 |
1.2376 GBP |
|||
25p ordinary |
SWAP |
Increasing Long |
9,951 |
27.2256 ZAR |
|||
25p ordinary |
SWAP |
Increasing Long |
20,306 |
27.1601 ZAR |
|||
25p ordinary |
CFD |
Increasing Long |
43,005 |
1.2320 GBP |
|||
25p ordinary |
SWAP |
Increasing Long |
46,719 |
1.2340 GBP |
|||
25p ordinary |
SWAP |
Increasing Short |
1,819 |
27.1500 ZAR |
|||
25p ordinary |
SWAP |
Increasing Short |
4,489 |
1.2307 GBP |
|||
25p ordinary |
CFD |
Increasing Short |
9,951 |
27.2338 ZAR |
|||
25p ordinary |
SWAP |
Increasing Short |
17,000 |
1.2330 GBP |
|||
25p ordinary |
CFD |
Increasing Short |
20,306 |
27.1676 ZAR |
|||
|
|
|
|
|
|
|
|
(c) |
Stock-settled derivative transactions (including options) |
||||||
(i) |
Writing, selling, purchasing or varying |
||||||
Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
(ii) |
Exercising |
|
|
|
|
|
|
Class of relevant |
Product description |
Exercising/ exercised against |
Number of |
Exercise price per |
|||
|
|
|
|
|
|||
|
|
|
|
|
|
|
|
(d) |
Other dealings (including subscribing for new securities) |
||||||
Class of relevant |
Nature of Dealings |
Details |
Price per unit (if |
||||
|
|
|
|
||||
4. |
OTHER INFORMATION |
||||||
(a) |
Indemnity and other dealings arrangements |
||||||
Details of any indemnity or option arrangement, or any agreement or understanding, |
|||||||
NONE |
|||||||
(b) |
Agreements, arrangements or understandings relating to options or derivatives |
||||||
Details of any agreement, arrangement or understanding, formal or informal, between |
|||||||
NONE |
|||||||
(c) |
Attachments |
||||||
Is a Supplemental Form 8 (Open Positions) attached? |
NO |
||||||
Date of disclosure: |
22 Feb 2023 |
||||||
Contact name: |
Large Holdings Regulatory Operations |
||||||
Telephone number: |
020 3134 7213 |
||||||
|
|
|
|
|
|
|
|