Form8.5(EPT/NON-RI)HARGREAVES LANSDOWN PLC Replace

Barclays PLC

19 September 2024

 

FORM 8.5 (EPT/NON-RI) - Amendment to 2a
Replaces form Released at 19/09/2024 11:45 RNS Number : 9030E
FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1.	KEY INFORMATION
(a)	Name of exempt principal trader:			BARCLAYS CAPITAL SECURITIES LTD
(b)	Name of offeror/offeree in relation to whose  relevant securities this form relates:			HARGREAVES LANSDOWN PLC
(c)	Name of the party to the offer with which exempt  principal trader is connected			HARGREAVES LANSDOWN PLC
(d)	Date position held/dealing undertaken:			18 Sep 2024
(e)	In addition to the company in 1(b) above, is the exempt principal  trader making disclosures in respect of any other party to the offer?			NO
2.	POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a)	Interests and short positions in the relevant securities of the offeror or offeree
	to which the disclosure relates following the dealing (if any)
Class of relevant security:				0.4p ordinary
				Interests		Short Positions
				Number	(%)	Number	(%)
(1) Relevant securities owned and/or controlled:				3,776,614	0.80%	262,930	0.06%
(2) Cash-settled derivatives:				439,023	0.09%	3,704,939	0.78%
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:				0	0.00%	0	0.00%
TOTAL:				4,215,637	0.89%	3,967,869	0.84%
(b)	Rights to subscribe for new securities (including directors and other executive options)
Class of relevant security in relation to  which subscription right exists
Details, including nature of the rights  concerned and relevant percentages:
3.	DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a)	Purchase and sales
Class of relevant  security	Purchase/sale	Total number of  securities	Highest price per unit  paid/received	Lowest price per unit  paid/received
0.4p ordinary	Purchase	263249	11.0663  GBP	11.0550  GBP
0.4p ordinary	Sale	171384	11.0675  GBP	11.0552  GBP
(b)	Cash-settled derivative transactions
Class of  relevant  security	Product  description	Nature of dealing	Number of  reference  securities	Price per  unit
0.4p ordinary	SWAP	Decreasing Short	23	11.0541  GBP
0.4p ordinary	SWAP	Decreasing Short	168	11.0553  GBP
0.4p ordinary	SWAP	Decreasing Short	380	11.0587  GBP
0.4p ordinary	SWAP	Decreasing Short	702	11.0594  GBP
0.4p ordinary	SWAP	Decreasing Short	7,786	11.0597  GBP
0.4p ordinary	SWAP	Decreasing Short	15,978	11.0599  GBP
0.4p ordinary	SWAP	Decreasing Short	867	11.0600  GBP
0.4p ordinary	SWAP	Decreasing Short	15	11.0647  GBP
0.4p ordinary	SWAP	Decreasing Short	30	11.0648  GBP
0.4p ordinary	SWAP	Decreasing Short	3,098	11.0654  GBP
0.4p ordinary	SWAP	Decreasing Short	70	11.0691  GBP
0.4p ordinary	SWAP	Increasing Short	38,243	11.0600  GBP
0.4p ordinary	SWAP	Increasing Short	8,325	11.0606  GBP
0.4p ordinary	SWAP	Increasing Short	1,352	11.0608  GBP
0.4p ordinary	SWAP	Increasing Short	2,177	11.0617  GBP
0.4p ordinary	SWAP	Increasing Short	370	11.0622  GBP
0.4p ordinary	SWAP	Increasing Short	5,373	11.0628  GBP
0.4p ordinary	SWAP	Increasing Short	38,236	11.0630  GBP
0.4p ordinary	SWAP	Increasing Short	3,534	11.0634  GBP
0.4p ordinary	SWAP	Increasing Short	433	11.0650  GBP
0.4p ordinary	SWAP	Increasing Short	36,938	11.0662  GBP
(c)	Stock-settled derivative transactions  (including options)
(i)	Writing, selling, purchasing or varying
Class  of  relevant  security	Product  description	Writing,  purchasing,  selling,  varying etc	Number  of  securities  to which  option  relates	Exercise  price  per unit	Type	Expiry  date	Option  money  paid/  received  per unit
(ii)	Exercising
Class of relevant  security	Product description	Exercising/ exercised against	Number of  securities	Exercise price per  unit
(d)	Other dealings (including subscribing for new securities)
Class of relevant  security	Nature of Dealings	Details	Price per unit (if  applicable)
4.	OTHER INFORMATION
(a)	Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,  formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by  the exempt principal trader making the disclosure and any party  to the offer or any person acting in concert with a party to the offer:
NONE
(b)	Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between  the exempt principal trader making the disclosure and any other person relating to:  (i)   the voting rights of any relevant securities under any option; or  (ii)   the voting rights of future acquisition or disposal of any relevant securities to which  any derivative is referenced:
NONE
(c)	Attachments
Is a Supplemental Form 8 (Open Positions) attached?				NO
Date of disclosure:				19 Sep 2024
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213

 

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