Form8.5(EPT/NON-RI)HARGREAVES LANSDOWN PLC Replace

Barclays PLC

30 September 2024

 

FORM 8.5 - Amendment to 2a and 3b
Replaces form Released at 23/09/2024 11:54 RNS Number : 2639F
FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1.	KEY INFORMATION
(a)	Name of exempt principal trader:			BARCLAYS CAPITAL SECURITIES LTD
(b)	Name of offeror/offeree in relation to whose  relevant securities this form relates:			HARGREAVES LANSDOWN PLC
(c)	Name of the party to the offer with which exempt  principal trader is connected			HARGREAVES LANSDOWN PLC
(d)	Date position held/dealing undertaken:			20 Sep 2024
(e)	In addition to the company in 1(b) above, is the exempt principal  trader making disclosures in respect of any other party to the offer?			NO
2.	POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a)	Interests and short positions in the relevant securities of the offeror or offeree
	to which the disclosure relates following the dealing (if any)
Class of relevant security:				0.4p ordinary
				Interests		Short Positions
				Number	(%)	Number	(%)
(1) Relevant securities owned and/or controlled:				4,085,683	0.86%	485,340	0.10%
(2) Cash-settled derivatives:				737,472	0.16%	3,834,932	0.81%
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:				0	0.00%	0	0.00%
TOTAL:				4,823,155	1.02%	4,320,272	0.91%
(b)	Rights to subscribe for new securities (including directors and other executive options)
Class of relevant security in relation to  which subscription right exists
Details, including nature of the rights  concerned and relevant percentages:
3.	DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a)	Purchase and sales
Class of relevant  security	Purchase/sale	Total number of  securities	Highest price per unit  paid/received	Lowest price per unit  paid/received
0.4p ordinary	Purchase	359800	11.7500  GBP	11.0500  GBP
0.4p ordinary	Sale	884729	11.7500  GBP	11.0500  GBP
(b)	Cash-settled derivative transactions
Class of  relevant  security	Product  description	Nature of dealing	Number of  reference  securities	Price per  unit
0.4p ordinary	SWAP	Decreasing Short	17,317	11.0582  GBP
0.4p ordinary	SWAP	Decreasing Short	4,435	11.0597  GBP
0.4p ordinary	SWAP	Decreasing Short	1,172	11.0600  GBP
0.4p ordinary	SWAP	Decreasing Short	69	11.0689  GBP
0.4p ordinary	SWAP	Decreasing Short	454	11.0750  GBP
0.4p ordinary	SWAP	Decreasing Short	73,157	11.0848  GBP
0.4p ordinary	SWAP	Decreasing Short	33,665	11.0923  GBP
0.4p ordinary	SWAP	Decreasing Short	110,194	11.0964  GBP
0.4p ordinary	SWAP	Decreasing Short	470	11.1027  GBP
0.4p ordinary	SWAP	Decreasing Short	149,408	11.1035  GBP
0.4p ordinary	SWAP	Decreasing Short	7,641	11.1036  GBP
0.4p ordinary	SWAP	Decreasing Short	119,639	11.1050  GBP
0.4p ordinary	SWAP	Increasing Short	16,107	11.0584  GBP
0.4p ordinary	SWAP	Increasing Short	3,247	11.0591  GBP
0.4p ordinary	SWAP	Increasing Short	2,163	11.0600  GBP
0.4p ordinary	SWAP	Increasing Short	79,011	11.0603  GBP
0.4p ordinary	SWAP	Increasing Short	714	11.0621  GBP
0.4p ordinary	SWAP	Increasing Short	5	11.0650  GBP
0.4p ordinary	SWAP	Increasing Short	30,600	11.0719  GBP
0.4p ordinary	SWAP	Increasing Short	169	11.0750  GBP
0.4p ordinary	SWAP	Increasing Short	973	11.0814  GBP
0.4p ordinary	SWAP	Increasing Short	1,200	11.0824  GBP
0.4p ordinary	SWAP	Increasing Short	931	11.1050  GBP
0.4p ordinary	SWAP	Increasing Short	966	11.1055  GBP
0.4p ordinary	SWAP	Opening Long	6,000	11.5000  GBP
0.4p ordinary	SWAP	Decreasing Long	100	11.0751  GBP
0.4p ordinary	CFD	Decreasing Short	155,405	11.1027  GBP
0.4p ordinary	CFD	Decreasing Short	35,347	11.1040  GBP
0.4p ordinary	CFD	Increasing Short	1,632	11.0609  GBP
0.4p ordinary	CFD	Increasing Short	218	11.0618  GBP
0.4p ordinary	CFD	Increasing Short	4,826	11.0686  GBP
(c)	Stock-settled derivative transactions  (including options)
(i)	Writing, selling, purchasing or varying
Class  of  relevant  security	Product  description	Writing,  purchasing,  selling,  varying etc	Number  of  securities  to which  option  relates	Exercise  price  per unit	Type	Expiry  date	Option  money  paid/  received  per unit
(ii)	Exercising
Class of relevant  security	Product description	Exercising/ exercised against	Number of  securities	Exercise price per  unit
(d)	Other dealings (including subscribing for new securities)
Class of relevant  security	Nature of Dealings	Details	Price per unit (if  applicable)
4.	OTHER INFORMATION
(a)	Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,  formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by  the exempt principal trader making the disclosure and any party  to the offer or any person acting in concert with a party to the offer:
NONE
(b)	Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between  the exempt principal trader making the disclosure and any other person relating to:  (i)   the voting rights of any relevant securities under any option; or  (ii)   the voting rights of future acquisition or disposal of any relevant securities to which  any derivative is referenced:
NONE
(c)	Attachments
Is a Supplemental Form 8 (Open Positions) attached?				NO
Date of disclosure:				30-Sep-24
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213

 

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