Form8.5(EPT/NON-RI)HARGREAVES LANSDOWN PLC Replace

Barclays PLC

03 October 2024

 

FORM 8.5 - Amendment to 2a and 3a,3b
Replaces form Released at 01/10/2024 12:03 RNS Number : 4897G
FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1.	KEY INFORMATION
(a)	Name of exempt principal trader:			BARCLAYS CAPITAL SECURITIES LTD
(b)	Name of offeror/offeree in relation to whose  relevant securities this form relates:			HARGREAVES LANSDOWN PLC
(c)	Name of the party to the offer with which exempt  principal trader is connected			HARGREAVES LANSDOWN PLC
(d)	Date position held/dealing undertaken:			30 Sep 2024
(e)	In addition to the company in 1(b) above, is the exempt principal  trader making disclosures in respect of any other party to the offer?			NO
2.	POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a)	Interests and short positions in the relevant securities of the offeror or offeree
	to which the disclosure relates following the dealing (if any)
Class of relevant security:				0.4p ordinary
				Interests		Short Positions
				Number	(%)	Number	(%)
(1) Relevant securities owned and/or controlled:				4,307,180	0.91%	460,279	0.10%
(2) Cash-settled derivatives:				594,575	0.13%	3,964,048	0.84%
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:				0	0.00%	0	0.00%
TOTAL:				4,901,755	1.03%	4,424,327	0.93%
(b)	Rights to subscribe for new securities (including directors and other executive options)
Class of relevant security in relation to  which subscription right exists
Details, including nature of the rights  concerned and relevant percentages:
3.	DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a)	Purchase and sales
Class of relevant  security	Purchase/sale	Total number of  securities	Highest price per unit  paid/received	Lowest price per unit  paid/received
0.4p ordinary	Purchase	132077	11.1450  GBP	11.1089  GBP
0.4p ordinary	Sale	134245	11.1455  GBP	11.1024  GBP
(b)	Cash-settled derivative transactions
Class of  relevant  security	Product  description	Nature of dealing	Number of  reference  securities	Price per  unit
0.4p ordinary	SWAP	Decreasing Short	12	11.0800  GBP
0.4p ordinary	SWAP	Decreasing Short	1,689	11.1041  GBP
0.4p ordinary	SWAP	Decreasing Short	6,223	11.1068  GBP
0.4p ordinary	SWAP	Decreasing Short	63	11.1076  GBP
0.4p ordinary	SWAP	Decreasing Short	1,931	11.1083  GBP
0.4p ordinary	SWAP	Decreasing Short	1,640	11.1092  GBP
0.4p ordinary	SWAP	Decreasing Short	3,275	11.1105  GBP
0.4p ordinary	SWAP	Decreasing Short	12,711	11.1149  GBP
0.4p ordinary	SWAP	Decreasing Short	1,619	11.1278  GBP
0.4p ordinary	SWAP	Decreasing Short	2,624	11.1426  GBP
0.4p ordinary	SWAP	Decreasing Short	20,967	11.1437  GBP
0.4p ordinary	SWAP	Decreasing Short	2,053	11.1450  GBP
0.4p ordinary	SWAP	Increasing Short	926	11.1089  GBP
0.4p ordinary	SWAP	Increasing Short	29	11.1100  GBP
0.4p ordinary	SWAP	Increasing Short	239	11.1133  GBP
0.4p ordinary	SWAP	Increasing Short	672	11.1250  GBP
0.4p ordinary	SWAP	Increasing Short	29,935	11.1413  GBP
0.4p ordinary	SWAP	Increasing Short	39,770	11.1450  GBP
0.4p ordinary	CFD	Decreasing Short	174	11.0943  GBP
0.4p ordinary	CFD	Decreasing Short	25,104	11.1439  GBP
0.4p ordinary	CFD	Increasing Short	1,542	11.1159  GBP
(c)	Stock-settled derivative transactions  (including options)
(i)	Writing, selling, purchasing or varying
Class  of  relevant  security	Product  description	Writing,  purchasing,  selling,  varying etc	Number  of  securities  to which  option  relates	Exercise  price  per unit	Type	Expiry  date	Option  money  paid/  received  per unit
(ii)	Exercising
Class of relevant  security	Product description	Exercising/ exercised against	Number of  securities	Exercise price per  unit
(d)	Other dealings (including subscribing for new securities)
Class of relevant  security	Nature of Dealings	Details	Price per unit (if  applicable)
4.	OTHER INFORMATION
(a)	Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,  formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by  the exempt principal trader making the disclosure and any party  to the offer or any person acting in concert with a party to the offer:
NONE
(b)	Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between  the exempt principal trader making the disclosure and any other person relating to:  (i)   the voting rights of any relevant securities under any option; or  (ii)   the voting rights of future acquisition or disposal of any relevant securities to which  any derivative is referenced:
NONE
(c)	Attachments
Is a Supplemental Form 8 (Open Positions) attached?				NO
Date of disclosure:				02 Oct 2024
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213

 

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