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TR-1 |
Notification of a Major Interest in Shares |
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1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached |
BARCLAYS PLC |
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2. Reason for Notification |
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An acquisition or disposal of voting rights |
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An acquisition or disposal of financial instruments which may result in the acquisition of shares already issued to which voting rights are attached. |
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An event changing the breakdown of voting rights |
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Other: Increase in issued share capital |
X |
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3. Full name of person(s) subject to the notification obligation |
AXA S.A, 25 Avenue Matignon, 75008 Paris and its group of companies |
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4. Full name of shareholder(s) if different from 3. |
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5.Date of the transaction and date in which threshold is crossed or breached |
22/07/2008 |
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6.Date on which issuer notified |
23/07/2008 |
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7. Threshold(s) that is/are crossed or reached: |
5 %. |
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8. Notified details: |
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A: Voting rights attached to shares |
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Class or Type of shares |
Situation Previous to the triggering transaction |
Resulting situation after the triggering transaction |
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Number of shares |
Number of voting rights |
Number of shares |
Number of voting rights |
% of voting rights |
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Direct |
Direct |
Indirect |
Direct |
Indirect |
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362,431,612 |
362,431,612 |
72,684,279 |
72,684,279 |
290,345,347 |
0.89 |
3.56 |
3134865 |
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B: Financial Instruments |
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Resulting situation after triggering transaction |
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Type of Financial Instrument |
Expiration date |
Exercise / conversion period / date |
Number of voting rights that may be acquired if the instrument is exercised / converted |
% of voting rights |
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Total A + B |
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Number of Voting Rights |
% of voting rights |
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363,029,626 |
4.46% |
9.Chain |
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Name of the Company / Fund |
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Number of Shares |
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% of issued share capital |
AXA Sun Life plc |
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2,435,434 |
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0.02990 |
(fmly Axa Equity & Law Life Assurance Society plc) |
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Direct |
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Sun Life Unit Assurance Ltd A/c X |
485,714 |
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0.00596 |
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Direct |
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Sun Life Unit Assurance Ltd A/c X |
7,371,800 |
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0.09051 |
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Direct |
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Sun Life Unit Assurance Ltd A/c X |
9,021,923 |
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0.11078 |
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Direct |
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AXA UK Investment Co ICVC |
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789,285 |
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0.00969 |
Ethical Fund |
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Indirect |
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AXA UK Investment Co ICVC |
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145,714 |
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0.00179 |
Extra Income Fund |
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Indirect |
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AXA UK Investment Co ICVC |
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3,950,000 |
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0.04850 |
UK Equity Income Fund |
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Indirect |
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AXA UK Investment Co ICVC |
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350,000 |
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0.00430 |
UK Growth Fund |
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Indirect |
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PPP Healthcare Group plc |
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178,150 |
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0.00219 |
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Direct |
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Sun Life Pensions Management Ltd |
225,000 |
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0.00276 |
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Direct |
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Sun Life Pensions Management Ltd |
789,286 |
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0.00969 |
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Direct |
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Sun Life Pensions Management Ltd A/c X |
4,335,122 |
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0.05323 |
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Direct |
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Sun Life Assurance Society Plc |
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1,315,615 |
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0.01615 |
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Direct |
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AXA Insurance UK |
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493,200 |
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0.00606 |
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Direct |
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AXA UK Group Pension Scheme |
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995,000 |
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0.01222 |
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Indirect |
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AXA General Unit Trust |
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1,098,000 |
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0.01348 |
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Indirect |
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AXA Financial, Inc |
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264,714,829 |
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3.25029 |
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Indirect |
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AXA Colonia Konzern |
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7,314,656 |
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0.08981 |
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Direct |
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Sun Life International (IOM) Ltd |
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2,428,571 |
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0.02982 |
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Direct |
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AXA France |
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1,449,453 |
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0.01780 |
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Indirect |
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AXA Australia |
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270,200 |
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0.00332 |
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Indirect |
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AXA Rosenberg |
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10,888,735 |
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0.13370 |
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Indirect |
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AXA Seguros |
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62,200 |
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0.00076 |
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Direct |
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AXA Financial, Inc * |
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1,695,981 |
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0.02082 |
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Indirect |
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Sun Life Pensions Management Ltd |
349,841 |
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0.00430 |
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Direct |
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Sun Life Pensions Management Ltd |
81,243 |
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0.00100 |
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Direct |
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Sun Life Unit Assurance Ltd |
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1,214,285 |
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0.01491 |
LTAV UK Equity |
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Direct |
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Sun Life Unit Assurance Ltd |
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833,900 |
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0.01024 |
ABL High Alpha |
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Direct |
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Sun Life Unit Assurance Ltd |
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1,053,248 |
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0.01293 |
FTSE All Share Tracker |
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Direct |
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Sun Life Pensions Management |
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5,362,856 |
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0.06585 |
LTAV UK Equity |
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Direct |
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Sun Life Pensions Management |
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4,013,600 |
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0.04928 |
ABL High Alpha |
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Direct |
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Sun Life Pensions Management |
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5,567,375 |
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0.06836 |
FTSE All Share Tracker |
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Direct |
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AXA Framlington |
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22,818 |
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0.00028 |
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Indirect |
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AXA Framlington |
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1,500,000 |
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0.01842 |
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Indirect |
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AXA Framlington |
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1,150,000 |
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0.01412 |
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Indirect |
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Framlington onshore private clients |
302,604 |
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0.00372 |
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Indirect |
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Framlington onshore private clients |
1,300 |
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0.00002 |
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Indirect |
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AXA Winterthur |
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10,980,442 |
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0.13482 |
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Direct |
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Axa Sun Life With Profits Passive |
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4,415,564 |
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0.05422 |
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Direct |
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Axa Sun Life With Profits Passive |
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2,355,254 |
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0.02892 |
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Direct |
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AXA Framlington |
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50,000 |
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0.00061 |
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Indirect |
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AXA UK Investment Co ICVC |
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971,428 |
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0.01193 |
UK Distribution OEIC |
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Indirect |
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Total Direct |
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72,684,279 |
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0.89245 |
Total Indirect |
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290,345,347 |
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3.56500 |
TOTAL |
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363,029,626 |
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4.45745 |
Proxy Voting |
|||||||
10. Name of proxy holder: |
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11. Number of Voting rights Proxy Holder will cease to hold: |
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12. Date on which proxy holder will cease to hold voting rights: |
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13.Additional Information: |
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||||||
14. Contact Name |
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15. Contact telephone number |
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Contact name for enquiries:
Lawrence Dickinson
Company Secretary
020 7116 8099
28 July 2008