For filings with the FSA include the annex |
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For filings with issuer exclude the annex |
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TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi |
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1. Identity of the issuer or the underlying issuer |
Barclays PLC |
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2 Reason for the notification (please tick the appropriate box or boxes): |
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An acquisition or disposal of voting rights |
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An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached |
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An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments |
ü |
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An event changing the breakdown of voting rights |
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Other (please specify): |
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3. Full name of person(s) subject to the |
Mr. Abdul Aziz Al Ketbi ("Mr. Al Ketbi")
Nexus Capital Investing Ltd. ("NCIL") |
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4. Full name of shareholder(s) |
PCP Gulf Invest 3 Limited ("PCP3") |
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5. Date of the transaction and date on |
12 February 2010 |
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6. Date on which issuer notified: |
16 February 2010 |
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7. Threshold(s) that is/are crossed or |
Below 3%-6% |
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8. Notified details: |
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A: Voting rights attached to shares viii, ix |
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Class/type of
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Situation previous |
Resulting situation after the triggering transaction |
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Number |
Number |
Number |
Number of voting |
% of voting rights x |
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Direct |
Direct xi |
Indirect xii |
Direct |
Indirect |
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B: Qualifying Financial Instruments |
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Resulting situation after the triggering transaction |
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Type of financial |
Expiration |
Exercise/ |
Number of voting |
% of voting |
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C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi |
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Resulting situation after the triggering transaction |
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Type of financial |
Exercise price |
Expiration date xvii |
Exercise/ |
Number of voting rights instrument refers to
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% of voting rights xix, xx
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Warrants |
197.775p |
31 October 2013 |
27 November 2008 - 31 October 2013 |
758,437,618 |
Nominal |
Delta |
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6.65% |
6.65% |
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Total (A+B+C) |
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Number of voting rights |
Percentage of voting rights |
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758,437,618 |
6.65% |
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9. Chain of controlled undertakings through which the voting rights and/or the |
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The warrants are legally owned by PCP3.
Prior to the triggering transaction, PCP3 was wholly owned by Future Capital Management Ltd. ("FCML") (previously named KAQ Holdings Limited).
The triggering transaction is the transfer, on 12 February 2010, of the entire share capital in PCP3 from FCML to NCIL. NCIL is wholly owned by Mr. Al Ketbi.
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Proxy Voting: |
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10. Name of the proxy holder: |
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11. Number of voting rights proxy holder will cease |
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12. Date on which proxy holder will cease to hold |
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As required under the Disclosure Rules, this notification has been prepared using the total voting rights figure of 11,412,262,573 as set out in the regulatory announcement made by Barclays PLC dated 29 January 2010. Consequently the quoted percentages of voting rights detailed in this notification have been calculated without including the further shares to be issued when the warrants included in this notification are exercised. This results in the percentage figure for the holding prior to the exercise of the warrants being artificially high. |
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14. Contact name: |
Diahann Rymer-Liburd |
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15. Contact telephone number: |
+284.494.2434 |
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