For filings with the FSA include the annex |
For filings with the issuer exclude the annex |
TR-1: Notification of Major Interests in Shares |
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1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: |
Barclays plc |
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2. Reason for the notification (please tick the appropriate box or boxes): |
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An acquisition or disposal of voting rights |
X |
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An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached |
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An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments |
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An event changing the breakdown of voting rights |
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Other (please specify): |
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3. Full name of person(s) subject to the notification obligation:
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The Capital Group Companies, Inc. |
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4. Full name of shareholder(s) (if different from 3.):
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See Schedule A |
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5. Date of the transaction and date on which the threshold is crossed reached:
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29 January 2013 |
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6. Date on which the issuer notified:
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30 January 2013 |
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7. Threshold(s) that is/are crossed or reached:
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Above 4% |
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8. Notified details: |
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A: Voting rights attached to shares |
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Class/type of shares If possible using the ISIN CODE |
Situation previous to the Triggering transaction |
Resulting situation after the triggering transaction |
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Number of shares |
Number of voting rights |
Number of shares |
Number of voting rights |
% of voting rights |
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Direct |
Indirect |
Direct |
Indirect |
Direct |
Indirect |
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Ordinary (GB0031348658) |
485,448,724 |
485,448,724 |
|
492,619,694 |
|
492,619,694 |
|
4.0238%* |
ADRs (US06738E2046) |
8,389 |
33,556 |
|
8,389 |
|
33,556 |
|
0.0003% |
B: Qualifying Financial Instruments |
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Resulting situation after the triggering transaction |
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Type of financial instrument |
Expiration date |
Exercise/Conversion Period |
Number of voting rights that may be acquired if the instrument is exercised/converted |
% of voting rights |
N/A |
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|
|
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C: Financial Instruments with similar economic effect to Qualifying Financial Instruments |
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Resulting situation after the triggering transaction |
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Type of financial |
Exercise price |
Expiration date |
Exercise/ |
Number of voting rights instrument refers to
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% of voting rights
|
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N/A |
|
|
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Nominal |
Delta |
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Total (A+B+C) |
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Number of voting rights |
% of voting rights |
492,653,250 |
4.024% |
9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable:
|
See Schedule A |
Proxy Voting: |
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10. Name of the proxy holder:
|
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11. Number of voting rights proxy holder will cease to hold:
|
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12. Date on which proxy holder will cease to hold voting rights:
|
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13. Additional information:
|
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14. Contact Name:
|
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15. Contact telephone number:
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(213) 615-0469 |
Schedule A
As of 29 January 2013
BARCLAYS PLC
|
Number of Shares |
Percent of Outstanding |
The Capital Group Companies, Inc. ("CG") Holdings |
492,653,250 |
4.024% |
|
|
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Holdings by CG Management Companies and Funds: |
|
|
|
|
|
Capital Guardian Trust Company
|
68,214,001 |
0.557% |
Capital International Limited
|
1,709,900 |
0.014% |
Capital International SÁrl
|
2,265,400 |
0.019%
|
Capital International, Inc.
|
2,414,685 |
0.020% |
Capital Research and Management Company
|
418,049,264 |
3.415% |