For filings with the FCA include the annex |
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For filings with issuer exclude the annex |
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TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi |
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1. Identity of the issuer or the underlying issuer |
Barclays plc |
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2 Reason for the notification (please tick the appropriate box or boxes): |
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An acquisition or disposal of voting rights |
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An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached |
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An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments |
ü |
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An event changing the breakdown of voting rights |
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Other (please specify): |
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3. Full name of person(s) subject to the |
The Capital Group Companies, Inc. |
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4. Full name of shareholder(s) |
See Schedule A |
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5. Date of the transaction and date on |
19 September 2013 |
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6. Date on which issuer notified: |
20 September 2013 |
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7. Threshold(s) that is/are crossed or |
Above 6% |
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8. Notified details: |
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A: Voting rights attached to shares viii, ix |
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Class/type of
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Situation previous |
Resulting situation after the triggering transaction |
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Number |
Number |
Number |
Number of voting |
% of voting rights x |
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Direct |
Direct xi |
Indirect xii |
Direct |
Indirect |
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Ordinary (GB0031348658) |
638,025,654 |
638,025,654 |
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638,027,354 |
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4.955% |
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ADRs (US06738E2046) |
85,322 |
341,288 |
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341,764 |
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0.003% |
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B: Qualifying Financial Instruments |
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Resulting situation after the triggering transaction |
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Type of financial |
Expiration |
Exercise/ |
Number of voting |
% of voting |
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C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi |
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Resulting situation after the triggering transaction |
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Type of financial |
Exercise price |
Expiration date xvii |
Exercise/ |
Number of voting rights instrument refers to
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% of voting rights xix, xx |
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Nominal |
Delta |
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Nil Paid Rights (GB00BCRY6Q68) |
GBP 1.85 |
02 Oct 2013 |
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153,144,428 |
1.189% |
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ADR Rights (US06738E1212) |
USD 12.34 |
01 Oct 2013 |
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74,543 |
0.001% |
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Total (A+B+C) |
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Number of voting rights |
Percentage of voting rights |
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791,588,089 |
6.148% |
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9. Chain of controlled undertakings through which the voting rights and/or the |
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See Schedule A |
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Proxy Voting: |
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10. Name of the proxy holder: |
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11. Number of voting rights proxy holder will cease |
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12. Date on which proxy holder will cease to hold |
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14. Contact name: |
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15. Contact telephone number: |
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Schedule A
As of 19 September 2013
Barclays plc
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Number of Shares
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Percent of Outstanding |
The Capital Group Companies, Inc. ("CG") holdings
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791,588,089 |
6.148% |
Holdings by CG Management Companies and Funds: |
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· Capital Guardian Trust Company
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81,538,185 |
0.633% |
· Capital International Limited
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1,705,250 |
0.013% |
· Capital International SÁrl
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3,125,875 |
0.024% |
· Capital International, Inc
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1,475,855 |
0.011% |
· Capital Research and Management Company |
703,742,924 |
5.465% |
· EuroPacific Growth Fund |
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