TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES |
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1. Identity of the issuer or the underlying issuer |
Barclays plc |
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2 Reason for the notification (please tick the appropriate box or boxes): |
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An acquisition or disposal of voting rights |
X |
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An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached |
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An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments |
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An event changing the breakdown of voting rights |
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Other (please specify): |
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3. Full name of person(s) subject to the |
The Capital Group Companies, Inc. |
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4. Full name of shareholder(s) |
See Schedule A |
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5. Date of the transaction and date on |
29 April 2014 |
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6. Date on which issuer notified: |
30 April 2014 |
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7. Threshold(s) that is/are crossed or |
Above 6% |
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8. Notified details: |
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A: Voting rights attached to shares |
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Class/type of
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Situation previous |
Resulting situation after the triggering transaction |
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Number |
Number |
Number |
Number of voting |
% of voting rights |
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Direct |
Direct |
Indirect |
Direct |
Indirect |
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Ordinary Shares (GB0031348658) |
978,365,041 |
978,365,041 |
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985,574,741 |
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6.0132% |
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ADRs (US06738E2046) |
492,375 |
1,969,500 |
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1,969,768 |
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0.0120% |
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B: Qualifying Financial Instruments |
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Resulting situation after the triggering transaction |
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Type of financial |
Expiration |
Exercise/ |
Number of voting |
% of voting |
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C: Financial Instruments with similar economic effect to Qualifying Financial Instruments |
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Resulting situation after the triggering transaction |
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Type of financial |
Exercise price |
Expiration date |
Exercise/ |
Number of voting rights instrument refers to
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% of voting rights
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Nominal |
Delta |
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Total (A+B+C) |
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Number of voting rights |
Percentage of voting rights |
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987,544,509 |
6.0252% |
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9. Chain of controlled undertakings through which the voting rights and/or the |
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See Schedule A |
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Proxy Voting: |
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10. Name of the proxy holder: |
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11. Number of voting rights proxy holder will cease |
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12. Date on which proxy holder will cease to hold |
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14. Contact name: |
Ines Watson, Assistant Company Secretary, Barclays PLC |
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15. Contact telephone number: |
+44 (0)20 71163882 |
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SCHEDULE A
As of 29 April 2014
Number of Percent of
Shares Outstanding
The Capital Group Companies, Inc. ("CG") holdings 987,544,509 6.025%
Holdings by CG Management Companies and Funds:
Capital Guardian Trust Company 67,578,658 0.412%
• Capital International Limited 1,379,775 0.008%
• Capital International Sàrl 1,735,175 0.011%
• Capital International, Inc. 804,755 0.005%
• Capital Research and Management Company 916,046,146 5.589%
• EuroPacific Growth Fund