TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES |
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1. Identity of the issuer or the underlying issuer |
Barclays plc |
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2 Reason for the notification (please tick the appropriate box or boxes): |
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An acquisition or disposal of voting rights |
X |
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An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached |
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An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments |
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An event changing the breakdown of voting rights |
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Other (please specify): |
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3. Full name of person(s) subject to the |
The Capital Group Companies, Inc. |
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4. Full name of shareholder(s) |
See Schedule A |
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5. Date of the transaction and date on |
30 June 2014 |
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6. Date on which issuer notified: |
1 July 2014 |
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7. Threshold(s) that is/are crossed or |
Below 6% |
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8. Notified details: |
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A: Voting rights attached to shares |
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Class/type of
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Situation previous |
Resulting situation after the triggering transaction |
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Number |
Number |
Number |
Number of voting |
% of voting rights |
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Direct |
Direct |
Indirect |
Direct |
Indirect |
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Ordinary (GB0031348658) |
984,160,093 |
984,160,093 |
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980,011,500 |
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5.9694% |
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ADRs (US06738E2046) |
494,759 |
1,979,036 |
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2,002,236 |
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0.0122% |
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B: Qualifying Financial Instruments |
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Resulting situation after the triggering transaction |
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Type of financial |
Expiration |
Exercise/ |
Number of voting |
% of voting |
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n/a |
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C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi |
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Resulting situation after the triggering transaction |
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Type of financial |
Exercise price |
Expiration date |
Exercise/ |
Number of voting rights instrument refers to
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% of voting rights
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n/a |
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Nominal |
Delta |
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Total (A+B+C) |
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Number of voting rights |
Percentage of voting rights |
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982,013,736 |
5.9816% |
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9. Chain of controlled undertakings through which the voting rights and/or the |
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See Schedule A |
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Proxy Voting: |
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10. Name of the proxy holder: |
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11. Number of voting rights proxy holder will cease |
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12. Date on which proxy holder will cease to hold |
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14. Contact name: |
Ines Watson, Assistant Company Secretary, Barclays PLC |
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15. Contact telephone number: |
+44 (0)20 7116 3882 |
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SCHEDULE A
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As of 30 June 2014
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Barclays plc
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Number of
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Percent of
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Shares
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Outstanding
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The Capital Group Companies, Inc. ("CG") holdings
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982,013,736
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5.982%
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Holdings by CG Management Companies and Funds:
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• Capital Guardian Trust Company
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47,990,085
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0.292%
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• Capital International Limited
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918,675
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0.006%
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• Capital International SÁrl
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1,347,675
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0.008%
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• Capital International, Inc.
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786,755
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0.005%
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• Capital Research and Management Company
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930,970,546
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5.671%
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• EuroPacific Growth Fund
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