Rule 8.1 - KRAFT FOODS INC
FORM 8.1
DEALINGS BY OFFERORS, OFFEREE COMPANIES OR THEIR ASSOCIATES
FOR THEMSELVES OR FOR DISCRETIONARY CLIENTS
(Rules 8.1(a) and (b)(i) of the Takeover Code)
1. KEY INFORMATION
Name of person dealing (Note Barclays Capital Inc
1)
Company dealt in Kraft Foods Inc
Class of relevant security A Common Stock
to which the dealings being
disclosed relate (Note 2)
Date of dealing 04 January 2010
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number Number
(%) (%)
(1) Relevant securities 540,504 0.04 309,386 0.02
(2) Derivatives (other than 0 0.00 0 0.00
options)
(3) Options and agreements 820,600 0.06 856,500 0.06
to purchase/sell
Total 1,361,104 0.10 1,165,886 0.08
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of relevant security: Long Short
Number Number
(%) (%)
(1) Relevant securities
(2) Derivatives (other than
options)
(3) Options and agreements
to purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of securities Price per unit (Note 5)
Purchase 1,145 27.43
Purchase 100 27.41
Purchase 11,996 27.43
Purchase 60 27.41
Purchase 1,191 27.43
Purchase 17,076 27.39302003
Purchase 200 27.375
Purchase 15,868 27.400916
Purchase 8,500 27.4
Purchase 7,611 27.4
Purchase 4,689 27.4
Purchase 7,700 27.4012987
Purchase 5,800 27.4035
Purchase 70 27.4
Purchase 7,300 27.43
Purchase 100 27.41
Purchase 967 27.43
Purchase 1,200 27.29583333
Purchase 24,200 27.3677686
Purchase 3,500 27.41488571
Purchase 3,900 27.388462
Purchase 1,411 27.43
Purchase 1,256 27.33866242
Purchase 1,400 27.37357143
Purchase 1,300 27.38076923
Purchase 1,900 27.37210526
Purchase 3,600 27.3775
Purchase 14,900 27.37697987
Purchase 12,200 27.37139344
Purchase 200 27.34
Purchase 7,758 27.31526424
Purchase 28,428 27.35036584
Purchase 56,125 27.35508241
Purchase 86,900 27.35612463
Purchase 190,836 27.36255188
Purchase 19,232 27.33463394
Purchase 18,600 27.38298387
Purchase 1,100 27.4145
Purchase 1,300 27.4008
Purchase 1,800 27.35777778
Purchase 2,200 27.36281818
Purchase 3,000 27.388
Purchase 200 27.3795
Purchase 5,500 27.36856364
Purchase 200 27.29
Purchase 12,100 27.3712
Purchase 2,200 27.383636
Sale 1,676 27.42523866
Sale 400 27.42
Sale 3,091 27.39053057
Sale 950 27.38631579
Sale 1,700 27.38605882
Sale 3,250 27.38507692
Sale 1,400 27.35785714
Sale 5,800 27.40689655
Sale 11,996 27.43
Sale 1,145 27.43
Sale 160 27.41
Sale 2,100 27.35333333
Sale 200 27.4
Sale 300 27.34333333
Sale 1,200 27.38916667
Sale 100 27.41
Sale 7,300 27.43
Sale 50,238 27.4009
Sale 3,900 27.38846154
Sale 3,500 27.41485429
Sale 1,200 27.295833
Sale 25,167 27.37018993
Sale 1,411 27.43
Sale 600 27.34
Sale 200 27.34
Sale 456 27.33631579
Sale 500 27.414
Sale 3,600 27.3775
Sale 16,200 27.37994444
Sale 2,400 27.40375
Sale 1,300 27.40076923
Sale 600 27.415
Sale 1,400 27.37357143
Sale 329,679 27.35845368
Sale 86,900 27.35612463
Sale 3,200 27.3756
Sale 1,900 27.38421053
Sale 300 27.38
Sale 12,100 27.37115702
Sale 200 27.3795
Sale 3,200 27.39846875
Sale 200 27.4
Sale 700 27.34571429
Sale 1,400 27.30714286
Sale 2,200 27.36281818
Sale 200 27.29
Sale 3,000 27.388
Sale 1,800 27.357778
(b) Derivatives transactions (other than options)
Product Long/short Number of securities Price per unit
name, (Note 6) (Note 7) (Note 5)
e.g. CFD
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product Writing, Number of Exercise Type, Expiry Option money
name, selling, securities price e.g. date paid/received
e.g. call purchasing, to which (USD) American, per unit
option varying the option European (Note 5)
etc. relates etc.
(Note 7)
Call Option Purchasing 200 30 American 22/01/2011 1.1
Call Option Purchasing 1,300 30 American 22/01/2011 1.05
Call Option Purchasing 300 30 American 22/01/2011 1.05
Call Option Purchasing 600 30 American 22/01/2011 1.06
Call Option Purchasing 200 25 American 22/01/2011 3.3
Call Option Purchasing 400 35 American 22/01/2011 0.25
Call Option Purchasing 200 35 American 22/01/2011 0.25
Call Option Purchasing 200 27.5 American 16/01/2010 0.25
Call Option Purchasing 100 28 American 20/02/2010 0.5
Call Option Purchasing 100 28 American 20/02/2010 0.5
Call Option Purchasing 300 28 American 20/02/2010 0.45
Call Option Purchasing 100 28 American 20/02/2010 0.5
Call Option Selling 100 27 American 20/02/2010 0.9
Call Option Selling 200 28 American 19/06/2010 1.2
Call Option Selling 300 28 American 19/06/2010 1.2
Call Option Selling 300 28 American 19/06/2010 1.2
Call Option Selling 200 30 American 19/06/2010 0.5
Call Option Selling 200 31 American 20/03/2010 0.1
Put Option Purchasing 100 30 American 21/01/2012 5.7
Put Option Purchasing 200 27 American 20/02/2010 0.6
Put Option Purchasing 1,300 24 American 20/03/2010 0.15
Put Option Purchasing 1,700 24 American 20/03/2010 0.15
Put Option Selling 7,500 26 American 19/06/2010 1.1
Put Option Selling 300 26 American 19/06/2010 1.1
Put Option Selling 100 26 American 19/06/2010 1.1
Put Option Selling 200 26 American 16/01/2010 0.05
Put Option Selling 300 26 American 16/01/2010 0.05
Put Option Selling 300 27.5 American 16/01/2010 0.45
Put Option Selling 200 27.5 American 16/01/2010 0.42
(ii) Exercising
Product name, e.g. call Number of securities Exercise price per unit
option (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit (if
(Note 8) applicable) (Note 5)
4. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure 05 January 2010
Contact name Geoff Smith
Telephone number 020 7116 2913
Name of offeree/offeror with which Kraft Foods Inc
associated
Specify category and nature of associate Advisor
status (Note 10)
Notes
The Notes on Form 8.1 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as
appropriate)
OPEN POSITIONS (Note 1)
Product Written or Number of Exercise Type, e.g. Expiry
name, purchased securities price American, date
e.g. call to which (Note 2) European
option the option etc.
or
derivative
relates
Call Option Purchased 100 33 American 20-Mar-10
Call Option Purchased 100 35 American 20-Mar-10
Call Option Purchased 300 12.5 American 16-Jan-10
Call Option Purchased 300 12.5 American 22-Jan-11
Call Option Purchased 800 25 American 20-Mar-10
Call Option Purchased 1,000 26 American 20-Feb-10
Call Option Purchased 1,200 27 American 20-Feb-10
Call Option Purchased 1,800 27 American 19-Jun-10
Call Option Purchased 2,200 28 American 20-Feb-10
Call Option Purchased 2,500 28 American 19-Jun-10
Call Option Purchased 2,500 29 American 16-Jan-10
Call Option Purchased 3,200 31 American 19-Jun-10
Call Option Purchased 3,600 45 American 16-Jan-10
Call Option Purchased 5,500 25 American 16-Jan-10
Call Option Purchased 5,800 25 American 19-Jun-10
Call Option Purchased 6,300 25 American 22-Jan-11
Call Option Purchased 7,300 26 American 19-Jun-10
Call Option Purchased 10,200 30 American 16-Jan-10
Call Option Purchased 11,600 30 American 22-Jan-11
Call Option Purchased 12,700 30 American 21-Jan-12
Call Option Purchased 31,500 40 American 16-Jan-10
Call Option Purchased 44,000 50 American 22-Jan-11
Call Option Purchased 75,500 22.5 American 22-Jan-11
Call Option Purchased 100 32 American 20-Mar-10
Call Option Purchased 200 35 American 21-Jan-12
Call Option Purchased 500 22.5 American 16-Jan-10
Call Option Purchased 500 22.5 American 22-Jan-11
Call Option Purchased 600 20 American 22-Jan-11
Call Option Purchased 700 24 American 19-Jun-10
Call Option Purchased 700 25 American 16-Jan-10
Call Option Purchased 1,200 26 American 20-Mar-10
Call Option Purchased 1,600 27 American 20-Mar-10
Call Option Purchased 2,800 29 American 20-Feb-10
Call Option Purchased 2,800 29 American 19-Jun-10
Call Option Purchased 3,000 30 American 20-Mar-10
Call Option Purchased 3,100 30 American 19-Jun-10
Call Option Purchased 3,200 31 American 20-Mar-10
Call Option Purchased 3,500 32 American 20-Mar-10
Call Option Purchased 3,500 35 American 21-Jan-12
Call Option Purchased 3,800 22.5 American 16-Jan-10
Call Option Purchased 4,700 32.5 American 16-Jan-10
Call Option Purchased 4,900 15 American 22-Jan-11
Call Option Purchased 5,500 20 American 21-Jan-12
Call Option Purchased 6,900 25 American 21-Jan-12
Call Option Purchased 7,400 28 American 20-Mar-10
Call Option Purchased 8,700 29 American 16-Jan-10
Call Option Purchased 9,900 29 American 20-Mar-10
Call Option Purchased 13,900 31 American 16-Jan-10
Put Option Purchased 23,200 33 American 20-Mar-10
Put Option Purchased 27,400 35 American 16-Jan-10
Put Option Purchased 27,800 35 American 22-Jan-11
Put Option Purchased 33,500 40 American 22-Jan-11
Put Option Purchased 44,000 45 American 22-Jan-11
Put Option Purchased 72,700 17.5 American 22-Jan-11
Put Option Purchased 104,100 27.5 American 16-Jan-10
Put Option Purchased 164,200 37.5 American 16-Jan-10
Put Option Sold 115,100 15 American 22-Jan-11
Put Option Sold 97,800 20 American 16-Jan-10
Put Option Sold 93,200 20 American 22-Jan-11
Put Option Sold 47,000 23 American 20-Mar-10
Put Option Sold 46,000 23 American 19-Jun-10
Put Option Sold 42,000 24 American 20-Mar-10
Put Option Sold 40,800 24 American 19-Jun-10
Put Option Sold 29,100 25 American 16-Jan-10
Put Option Sold 10,500 26 American 16-Jan-10
Put Option Sold 10,400 26 American 20-Mar-10
Put Option Sold 10,100 27 American 20-Feb-10
Put Option Sold 10,100 27 American 20-Mar-10
Put Option Sold 9,700 27 American 19-Jun-10
Put Option Sold 8,300 29 American 16-Jan-10
Put Option Sold 3,800 30 American 21-Jan-12
Put Option Sold 2,100 35 American 22-Jan-11
Put Option Sold 1,500 17.5 American 16-Jan-10
Put Option Sold 1,200 17.5 American 22-Jan-11
Put Option Sold 600 32.5 American 16-Jan-10
Put Option Sold 300 20 American 19-Jun-10
Put Option Sold 200 26 American 19-Jun-10
Put Option Sold 200 28 American 20-Feb-10
Put Option Sold 200 28 American 20-Mar-10
Put Option Sold 100 30 American 20-Mar-10
Put Option Sold 100 31 American 20-Mar-10
Put Option Sold 148,600 15 American 16-Jan-10
Put Option Sold 47,200 21 American 20-Mar-10
Put Option Sold 15,100 25 American 20-Mar-10
Put Option Sold 14,600 25 American 19-Jun-10
Put Option Sold 11,800 25 American 22-Jan-11
Put Option Sold 8,800 28 American 19-Jun-10
Put Option Sold 7,700 29 American 19-Jun-10
Put Option Sold 5,600 30 American 16-Jan-10
Put Option Sold 4,500 30 American 19-Jun-10
Put Option Sold 3,800 30 American 22-Jan-11
Put Option Sold 2,700 35 American 16-Jan-10
Put Option Sold 1,800 40 American 22-Jan-11
Put Option Sold 1,700 50 American 22-Jan-11
Put Option Sold 800 27.5 American 16-Jan-10
Put Option Sold 500 10 American 22-Jan-11
Put Option Sold 200 20 American 21-Jan-12
Put Option Sold 200 24 American 16-Jan-10
Put Option Sold 200 25 American 16-Jan-10
Put Option Sold 200 26 American 16-Jan-10
Put Option Sold 100 29 American 20-Mar-10
Notes
1. Where there are open option positions or open derivative positions (except
for CFDs), full details should be given. Full details of any existing
agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its
Notes which can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk