Rule 8.3 - AMERICAN CAP LTD
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in AMERICAN CAP LTD
Class of relevant security COM USD0.01
to which the dealings being
disclosed relate (Note 2)
Date of dealing 19 March 2009
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 4,828,455 2.36% 41,923 0.02%
securities
(2) Derivatives 0 0.00%
(other than
options)
(3) Options and 451 0.00% 1,075 0.00%
agreements to
purchase/sell
Total 4,828,906 2.36% 42,998 0.02%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of Securities Price per unit
(GBP)
Purchase 48,501 1.2242 USD
Purchase 1,500 1.2500 USD
Purchase 10,000 1.2000 USD
Purchase 3,700 1.1683 USD
Purchase 18 1.2100 USD
Purchase 100 1.0700 USD
Purchase 13,264 1.1752 USD
Purchase 200 1.1350 USD
Purchase 100 1.2000 USD
Purchase 17,500 1.1502 USD
Purchase 108 1.0100 USD
Purchase 60 1.0839 USD
Purchase 226 1.0100 USD
Purchase 10,840 1.1469 USD
Purchase 339 1.0100 USD
Purchase 6,919 1.2213 USD
Purchase 496 1.0100 USD
Purchase 522 1.0100 USD
Purchase 885 1.1752 USD
Purchase 2,720 1.0100 USD
Sale 48,501 1.2242 USD
Sale 60 1.0839 USD
Sale 100 1.0700 USD
Sale 20 1.2800 USD
Sale 10,840 1.1469 USD
Sale 11,500 1.2065 USD
Sale 17,500 1.1502 USD
Sale 200 1.1350 USD
Sale 100 1.2000 USD
Sale 110 1.0100 USD
Sale 165 1.0100 USD
Sale 330 1.0100 USD
Sale 378 1.0100 USD
Sale 2,720 1.0100 USD
Sale 8,250 1.0100 USD
Sale 6,919 1.2213 USD
(b) Derivatives transactions (other than options)
Product name, Long/Short Number of Price per
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. cal selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
Call Purchasing 1 2.5 AMER 16/01/2010 0.4
Call Purchasing 3 2.5 AMER 18/04/2009 0.016
Call Purchasing 21 5 AMER 16/05/2009 0.018
Call Selling 1 2.5 AMER 18/04/2009 0.05
Call Selling 1 2.5 AMER 16/01/2010 0.55
Call Selling 1 5 AMER 16/05/2009 0.05
Call Selling 3 2.5 AMER 18/04/2009 0.016
Call Selling 4 2.5 AMER 16/01/2010 0.55
Call Selling 9 2.5 AMER 18/04/2009 0.05
Call Selling 10 2.5 AMER 16/01/2010 0.55
Call Selling 14 2.5 AMER 16/01/2010 0.50
Call Selling 18 2.5 AMER 16/01/2010 0.55
Call Selling 21 5 AMER 16/05/2009 0.018
Call Selling 23 2.5 AMER 16/01/2010 0.55
Call Selling 35 2.5 AMER 16/01/2010 0.55
Put Purchasing 1 2.5 AMER 16/01/2010 1.7
Put Purchasing 2 2.5 AMER 16/01/2010 1.7
Put Purchasing 5 2.5 AMER 16/01/2010 1.7
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure 20 March 2009
Contact name Geoff Smith
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
Product name, Written or Number of securities Exercise price Type, e.g. Expiry date
e.g. call option purchased to which the option (Note 2) American,
or derivative relates European etc.
Option Purchased -28 2.5000 AMER 16/01/2010
Option Purchased -153 5.0000 AMER 16/05/2009
Option Purchased -7 12.5000 AMER 16/05/2009
Option Purchased -8 7.5000 AMER 21/03/2009
Option Purchased -12 10.0000 AMER 16/05/2009
Option Purchased -16 25.0000 AMER 16/05/2009
Option Purchased -18 2.5000 AMER 22/08/2009
Option Purchased -4 12.5000 AMER 16/05/2009
Option Purchased -25 30.0000 AMER 16/05/2009
Option Purchased -2 17.5000 AMER 16/05/2009
Option Purchased -34 10.0000 AMER 22/08/2009
Option Purchased -38 10.0000 AMER 16/01/2010
Option Purchased -52 5.0000 AMER 16/01/2010
Option Purchased -60 2.5000 AMER 16/05/2009
Option Purchased -84 10.0000 AMER 16/05/2009
Option Purchased -86 2.5000 AMER 21/03/2009
Option Purchased -134 2.5000 AMER 16/01/2010
Option Purchased -20 15.0000 AMER 16/05/2009
Option Purchased 16 2.5000 AMER 16/05/2009
Option Purchased 70 7.5000 AMER 16/05/2009
Option Purchased 62 7.5000 AMER 16/05/2009
Option Purchased 35 10.0000 AMER 16/01/2010
Option Purchased 34 7.5000 AMER 22/08/2009
Option Purchased 27 15.0000 AMER 16/05/2009
Option Purchased 22 7.5000 AMER 16/01/2010
Option Purchased -5 7.5000 AMER 16/01/2010
Option Purchased 17 2.5000 AMER 18/04/2009
Option Purchased 117 2.5000 AMER 22/08/2009
Option Purchased 11 5.0000 AMER 16/05/2009
Option Purchased 8 5.0000 AMER 22/08/2009
Option Purchased 7 30.0000 AMER 16/05/2009
Option Purchased 2 5.0000 AMER 22/08/2009
Option Purchased 1 20.0000 AMER 16/05/2009
Option Purchased -1 17.5000 AMER 16/05/2009
Option Purchased -2 2.5000 AMER 18/04/2009
Option Purchased 22 20.0000 AMER 16/05/2009
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk