Rule 8.3 - ANGLO AMERICAN
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in ANGLO AMERICAN
Class of relevant security USD0.54945
to which the dealings being
disclosed relate (Note 2)
Date of dealing 01 July 2009
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 59,324,739 4.51% 4,527,601 0.34%
securities
(2) Derivatives 10,935,941 0.83% 6,489,549 0.49%
(other than
options)
(3) Options and 3,121,800 0.24% 3,229,800 0.25%
agreements to
purchase/sell
Total 73,382,480 5.57% 14,246,950 1.08%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of Securities Price per unit
(GBP)
Purchase 100 15.0799
Purchase 1,298 15.05813559
Purchase 100 15.08
Purchase 100 15.0795
Purchase 100 15.08
Purchase 100 15.0798
Purchase 100 15.0798
Purchase 100 15.0799
Purchase 300 15.05333333
Purchase 100 15.08
Purchase 2,101 15.071712
Purchase 400 15.08
Purchase 100 15.08
Purchase 100 15.0799
Purchase 936 17.9869
Purchase 757 15.0298
Purchase 10,057 15.05276922
Purchase 100 15.06
Purchase 5,300 15.07641509
Purchase 100 15.0798
Purchase 21,218 18.0145
Purchase 1,259 18.2377
Purchase 2,182 18.1360
Purchase 2,197 17.8400
Purchase 2,700 18.2667
Purchase 1,437 18.0265
Purchase 6,155 18.0561
Purchase 8,443 17.6350
Purchase 10,634 18.3250
Purchase 3,800 15.0298
Purchase 20,608 17.9479
Purchase 4,184 15.0298
Purchase 37,800 18.1985
Purchase 61,811 18.2064
Purchase 70,000 18.3250
Purchase 81,027 18.2819
Purchase 159,931 18.2473
Purchase 10,568 15.071712
Purchase 909 15.071712
Purchase 5,740 15.05961672
Purchase 15,022 18.1173
Purchase 600 15.07
Purchase 4,941 15.0298
Purchase 24,748 14.93965735
Purchase 200 14.935
Purchase 3,800 15.0298
Purchase 3,800 14.93842105
Purchase 2,300 14.94
Purchase 100 14.81
Purchase 12,365 15.01892049
Purchase 1,100 15.09090909
Purchase 209 18.3250
Purchase 37,633 14.95413786
Purchase 559 18.1900
Purchase 300 15.03
Purchase 1,640 15.04696341
Purchase 3,501 15.03971722
Purchase 500 14.94
Purchase 1,100 15.09090909
Purchase 32,415 15.05551566
Sale 2,400 15.02333333
Sale 320 15.008125
Sale 2,380 15.01806723
Sale 1,100 15.01090909
Sale 39,246 18.0111
Sale 2,013 15.00805763
Sale 528 14.97130682
Sale 13,500 18.2300
Sale 11,450 18.1500
Sale 8,443 17.6350
Sale 8,443 17.6351
Sale 3,100 18.0442
Sale 600 14.97166667
Sale 1,298 15.05813559
Sale 1,352 18.0639
Sale 11,941 18.2839
Sale 4,695 14.94091789
Sale 600 15.03833333
Sale 1,000 15.058
Sale 100 14.81
Sale 2,700 15.03
Sale 100 15.01
Sale 300 14.99
Sale 1,100 15.0909
Sale 4,900 14.99367347
Sale 1,500 15.079907
Sale 2,765 15.0379566
Sale 5,278 15.08155551
Sale 395 14.95240506
Sale 31,548 14.9395
Sale 1,395 14.9427957
Sale 215 14.95465116
Sale 200 14.94
Sale 400 15.0925
Sale 700 15.09
Sale 1,640 15.04696341
Sale 7,984 15.0298
Sale 8,300 15.06545181
Sale 757 15.0298
Sale 225,728 18.1493
Sale 95,646 15.01625334
(b) Derivatives transactions (other than options)
Product name, Long/Short Number of Price per
(e.g. CFD) (Note 6) Securities unit (GBP)
CFD Long 39246 18.011
CFD Long 3100 18.0442
CFD Long 3858 18.0556
CFD Long 3062 18.115
CFD Long 225728 18.1492
CFD Long 11450 18.15
CFD Long 4147 18.325
CFD Short 559 18.19
CFD Short 61811 18.2063
CFD Short 1259 18.2377
CFD Short 159931 18.2472
CFD Short 2700 18.2667
CFD Short 81027 18.2819
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure 02 July 2009
Contact name Geoff Smith
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, Written or Number of securities Exercise price Type, e.g. Expiry date
e.g. call option purchased to which the option (Note 2) American,
or derivative relates European etc.
Option Purchased 1,050,000 2,000.0000 EURO 17/12/2010
Option Purchased 34,800 12.0780 EURO 27/07/2009
Option Purchased -750,000 1,800.0000 EURO 18/12/2009
Option Purchased -525,000 1,600.0000 EURO 18/09/2009
Option Purchased -400,000 1,600.0000 EURO 18/09/2009
Option Purchased -400,000 1,900.0000 EURO 18/09/2009
Option Purchased -210,000 1,700.0000 EURO 18/09/2009
Option Purchased -210,000 1,700.0000 EURO 18/09/2009
Option Purchased -34,800 13.8226 EURO 27/07/2009
Option Purchased -150,000 1,800.0000 EURO 18/09/2009
Option Purchased -100,000 1,900.0000 EURO 18/09/2009
Option Purchased 1,050,000 2,000.0000 EURO 17/12/2010
Option Purchased 150,000 18.0000 AMER 18/12/2009
Option Purchased 150,000 18.0000 AMER 18/12/2009
Option Purchased 150,000 19.0000 AMER 17/12/2010
Option Purchased 150,000 19.0000 AMER 17/12/2010
Option Purchased 187,000 1,600.0000 EURO 17/07/2009
Option Purchased -100,000 1,600.0000 EURO 18/09/2009
Option Purchased -150,000 1,800.0000 EURO 18/09/2009
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk