Rule 8.3 - ANGLO AMERICAN
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in ANGLO AMERICAN
Class of relevant security USD0.54945
to which the dealings being
disclosed relate (Note 2)
Date of dealing 03 July 2009
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 59,157,795 4.49% 4,585,941 0.35%
securities
(2) Derivatives 10,819,998 0.82% 6,444,330 0.49%
(other than
options)
(3) Options and 3,121,800 0.24% 3,229,800 0.25%
agreements to
purchase/sell
Total 73,099,593 5.55% 14,260,071 1.08%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of Securities Price per unit
(GBP)
Purchase 2,800 17.3379
Purchase 522 17.2600
Purchase 1,100 17.2200
Purchase 1,100 17.2350
Purchase 1,209 17.1711
Purchase 2,685 17.2087
Purchase 399,237 17.2310
Purchase 3,000 17.2593
Purchase 3,424 17.0766
Purchase 4,798 17.1500
Purchase 40,700 17.3122
Purchase 20,653 17.1701
Purchase 21,600 17.2857
Sale 372 17.1350
Sale 401 17.1350
Sale 522 17.2600
Sale 77,544 17.0827
Sale 540 17.1350
Sale 546 17.1350
Sale 591 17.1350
Sale 661 17.1350
Sale 768 17.1350
Sale 803 17.1350
Sale 1,000 17.0000
Sale 62,867 17.0332
Sale 2,897 17.1350
Sale 1,537 17.1350
Sale 13,505 17.1350
Sale 1,968 17.1350
Sale 2,318 17.1350
Sale 200 17.0122
Sale 20,147 17.2015
Sale 17,625 17.1570
Sale 3,602 17.0351
Sale 4,361 17.1350
Sale 4,798 17.1500
Sale 15,971 17.1350
Sale 4,798 17.1350
Sale 30,000 17.1350
(b) Derivatives transactions (other than options)
Product name, Long/Short Number of Price per
(e.g. CFD) (Note 6) Securities unit (GBP)
CFD Long 1000 17
CFD Long 200 17.0122
CFD Long 62867 17.0332
CFD Long 3602 17.035
CFD Long 77544 17.0827
CFD Long 11008 17.0903
CFD Long 19119 17.1277
CFD Long 7744 17.2078
CFD Short 3424 17.0766
CFD Short 2685 17.2086
CFD Short 1100 17.22
CFD Short 399237 17.2309
CFD Short 3000 17.2593
CFD Short 21600 17.2856
CFD Short 40700 17.3122
CFD Short 2800 17.3379
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure 06 July 2009
Contact name Geoff Smith
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, Written or Number of securities Exercise price Type, e.g. Expiry date
e.g. call option purchased to which the option (Note 2) American,
or derivative relates European etc.
Option Purchased 1,050,000 2,000.0000 EURO 17/12/2010
Option Purchased 34,800 12.0780 EURO 27/07/2009
Option Purchased -750,000 1,800.0000 EURO 18/12/2009
Option Purchased -525,000 1,600.0000 EURO 18/09/2009
Option Purchased -400,000 1,600.0000 EURO 18/09/2009
Option Purchased -400,000 1,900.0000 EURO 18/09/2009
Option Purchased -210,000 1,700.0000 EURO 18/09/2009
Option Purchased -210,000 1,700.0000 EURO 18/09/2009
Option Purchased -34,800 13.8226 EURO 27/07/2009
Option Purchased -150,000 1,800.0000 EURO 18/09/2009
Option Purchased -100,000 1,900.0000 EURO 18/09/2009
Option Purchased 1,050,000 2,000.0000 EURO 17/12/2010
Option Purchased 150,000 18.0000 AMER 18/12/2009
Option Purchased 150,000 18.0000 AMER 18/12/2009
Option Purchased 150,000 19.0000 AMER 17/12/2010
Option Purchased 150,000 19.0000 AMER 17/12/2010
Option Purchased 187,000 1,600.0000 EURO 17/07/2009
Option Purchased -100,000 1,600.0000 EURO 18/09/2009
Option Purchased -150,000 1,800.0000 EURO 18/09/2009
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk