Rule 8.3 - ANGLO AMERICAN
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in ANGLO AMERICAN
Class of relevant security USD0.54945
to which the dealings being
disclosed relate (Note 2)
Date of dealing 06 July 2009
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 60,526,874 4.60% 4,243,442 0.32%
securities
(2) Derivatives 10,361,380 0.79% 6,443,180 0.49%
(other than
options)
(3) Options and 3,121,800 0.24% 3,229,800 0.25%
agreements to
purchase/sell
Total 74,010,054 5.62% 13,916,422 1.06%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of Securities Price per unit
(GBP)
Purchase 65,114 16.3425
Purchase 7,800 13.2525641
Purchase 13,560 16.3425
Purchase 20,227 16.3425
Purchase 21,959 16.6909
Purchase 24,373 16.3425
Purchase 25,320 16.5288
Purchase 28,563 16.3425
Purchase 10,399 16.5904
Purchase 30,393 17.1350
Purchase 10,354 16.3425
Purchase 206,053 16.3425
Purchase 675,029 16.4801
Purchase 933,663 17.1350
Purchase 1,097 13.30210757
Purchase 99 17.1350
Purchase 38 13.276
Purchase 40 16.4850
Purchase 200 13.35
Purchase 29,513 16.3425
Purchase 3,856 16.3523
Purchase 500 16.7728
Purchase 677 16.3186
Purchase 955 16.2012
Purchase 1,208 16.3425
Purchase 1,349 16.3425
Purchase 1,796 16.4456
Purchase 2,335 16.2850
Purchase 13,223 16.3425
Purchase 3,736 16.7405
Purchase 2,905 13.31493115
Purchase 4,292 16.7045
Purchase 5,303 16.2900
Purchase 5,303 16.2850
Purchase 6,212 16.3425
Purchase 6,757 16.3425
Purchase 7,057 16.3425
Purchase 7,157 16.2850
Purchase 8,482 16.4834
Purchase 2,994 16.3425
Purchase 1,100 13.28172727
Purchase 300 13.36
Purchase 300 13.32666667
Purchase 735 13.276
Purchase 38,007 13.29186233
Purchase 900 13.36
Purchase 849 13.30350412
Purchase 5,400 13.24907407
Purchase 29,856 13.23917444
Purchase 2,000 13.2805
Purchase 10,402 13.19472025
Purchase 100 13.39
Purchase 800 13.36
Purchase 21,090 13.1907302
Purchase 4,500 13.33488889
Purchase 5,900 13.25881356
Purchase 200 13.215
Purchase 4,500 13.33488889
Purchase 500 13.364
Sale 7,157 16.2850
Sale 5,303 16.2900
Sale 2,200 13.3054
Sale 335 13.25746269
Sale 300 13.29
Sale 4,571 16.2850
Sale 2,905 13.31493115
Sale 20,611 16.3336
Sale 2,335 16.2850
Sale 2,100 16.5438
Sale 1,900 13.23
Sale 4,000 13.2725
Sale 5,400 13.24907407
Sale 1,177 16.4039
Sale 1,000 16.5863
Sale 4,500 13.3349
Sale 377 16.2450
Sale 100 13.36
Sale 400 13.43
Sale 14,245 13.21671815
Sale 700 13.31
Sale 1,462 13.3923803
Sale 99 17.1350
Sale 56 13.35
Sale 100 13.35
Sale 44 13.3501
Sale 38 13.276
Sale 849 13.30350412
Sale 29,156 13.23747393
Sale 200 13.43
Sale 299 16.2234
Sale 2,500 13.3044
Sale 500 13.43
Sale 10,769 16.4037
Sale 150,715 16.4664
Sale 111,000 16.2850
Sale 64,233 16.5695
Sale 31,697 16.5145
Sale 1,900 13.31736842
Sale 19,300 13.32932642
Sale 27,830 16.5373
Sale 27,000 16.6810
Sale 33,492 13.20207738
Sale 7,800 13.252564
Sale 2,000 13.373
Sale 400 13.347625
Sale 697 13.276
(b) Derivatives transactions (other than options)
Product name, Long/Short Number of Price per
(e.g. CFD) (Note 6) Securities unit (GBP)
CFD Long 1150 16.3628
CFD Long 10769 16.4037
CFD Long 2179 16.4439
CFD Long 15945 16.4527
CFD Long 150715 16.4663
CFD Long 1952 16.5675
CFD Long 64233 16.5694
CFD Long 1000 16.5863
CFD Long 1198 16.69
CFD Short 315 16.285
CFD Short 3856 16.3522
CFD Short 675029 16.48
CFD Short 8482 16.4833
CFD Short 10399 16.5903
CFD Short 4292 16.7044
CFD Short 3736 16.7404
CFD Short 500 16.7728
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure 07 July 2009
Contact name Geoff Smith
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, Written or Number of securities Exercise price Type, e.g. Expiry date
e.g. call option purchased to which the option (Note 2) American,
or derivative relates European etc.
Option Purchased 1,050,000 2,000.0000 EURO 17/12/2010
Option Purchased 34,800 12.0780 EURO 27/07/2009
Option Purchased -750,000 1,800.0000 EURO 18/12/2009
Option Purchased -525,000 1,600.0000 EURO 18/09/2009
Option Purchased -400,000 1,600.0000 EURO 18/09/2009
Option Purchased -400,000 1,900.0000 EURO 18/09/2009
Option Purchased -210,000 1,700.0000 EURO 18/09/2009
Option Purchased -210,000 1,700.0000 EURO 18/09/2009
Option Purchased -34,800 13.8226 EURO 27/07/2009
Option Purchased -150,000 1,800.0000 EURO 18/09/2009
Option Purchased -100,000 1,900.0000 EURO 18/09/2009
Option Purchased 1,050,000 2,000.0000 EURO 17/12/2010
Option Purchased 150,000 18.0000 AMER 18/12/2009
Option Purchased 150,000 18.0000 AMER 18/12/2009
Option Purchased 150,000 19.0000 AMER 17/12/2010
Option Purchased 150,000 19.0000 AMER 17/12/2010
Option Purchased 187,000 1,600.0000 EURO 17/07/2009
Option Purchased -100,000 1,600.0000 EURO 18/09/2009
Option Purchased -150,000 1,800.0000 EURO 18/09/2009
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk