Rule 8.3 - ANGLO AMERICAN
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in ANGLO AMERICAN
Class of relevant security USD0.54945
to which the dealings being
disclosed relate (Note 2)
Date of dealing 07 July 2009
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 60,614,255 4.60% 4,054,142 0.31%
securities
(2) Derivatives 10,145,738 0.77% 6,521,247 0.50%
(other than
options)
(3) Options and 3,121,800 0.24% 3,229,800 0.25%
agreements to
purchase/sell
Total 73,881,793 5.61% 13,805,189 1.05%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of Securities Price per unit
(GBP)
Purchase 17,494 16.6056
Purchase 25 13.1712
Purchase 1,132 13.1895053
Purchase 556 13.1712
Purchase 229 16.2750
Purchase 243 13.49
Purchase 184,022 16.5332
Purchase 140,741 16.6794
Purchase 70,000 16.6483
Purchase 37,211 16.3261
Purchase 36,500 16.4138
Purchase 34,421 16.6481
Purchase 33,524 16.6701
Purchase 27,812 16.6290
Purchase 100 13.46
Purchase 3,309 16.4776
Purchase 374 16.3900
Purchase 615 16.2750
Purchase 1,050 16.2850
Purchase 1,490 16.4698
Purchase 1,600 16.6461
Purchase 25,985 16.2750
Purchase 2,148 16.2750
Purchase 20,000 16.3568
Purchase 3,500 16.5801
Purchase 6,802 16.8049
Purchase 7,814 16.3419
Purchase 10,004 16.2750
Purchase 11,625 16.6463
Purchase 512 13.15495
Purchase 2,113 16.5016
Purchase 200 13.205
Purchase 100 13.02
Purchase 64 13.195
Purchase 22,258 13.26026986
Purchase 1,100 13.08727273
Purchase 137 13.1712
Purchase 119 13.22
Purchase 137 13.1712
Purchase 100 13.15
Purchase 100 13.15
Purchase 500 13.01
Purchase 1,500 13.17533333
Purchase 300 13.47
Purchase 5,400 13.23814815
Purchase 200 13.2
Purchase 200 13.2
Purchase 300 13.01
Purchase 400 13.1504
Sale 9,629 16.4569
Sale 556 13.1712
Sale 137 13.1712
Sale 16,954 16.7350
Sale 200 13.2
Sale 1,249 16.9398
Sale 1,050 16.2850
Sale 200 13.2
Sale 778 16.5039
Sale 374 16.3800
Sale 373 16.4400
Sale 373 16.4400
Sale 1,132 13.1895053
Sale 235,613 16.6559
Sale 15,218 13.27885925
Sale 100 13.18
Sale 100 13.01
Sale 3,340 13.14832335
Sale 25 13.1712
Sale 64 13.195
Sale 556 13.1712
Sale 100 13.15
Sale 700 13.10714286
Sale 20 13.22
Sale 243 13.49
Sale 17,359 16.5601
Sale 2,800 13.34285714
Sale 8,100 13.21530885
Sale 70,000 16.2750
Sale 100 13.15
Sale 200 13.25
Sale 32,805 16.3813
Sale 180 13.19333333
Sale 400 13.1504
Sale 18,245 16.7024
Sale 112 13.1712
(b) Derivatives transactions (other than options)
Product name, Long/Short Number of Price per
(e.g. CFD) (Note 6) Securities unit (GBP)
CFD Long 32805 16.3812
CFD Long 1317 16.5
CFD Long 15529 16.5367
CFD Long 235613 16.6558
CFD Short 25985 16.275
CFD Short 37211 16.3261
CFD Short 20000 16.3568
CFD Short 36500 16.4138
CFD Short 41793 16.4569
CFD Short 184022 16.5332
CFD Short 3500 16.5801
CFD Short 1600 16.6461
CFD Short 11625 16.6463
CFD Short 34421 16.648
CFD Short 1249 16.67
CFD Short 33524 16.6701
CFD Short 140741 16.6794
CFD Short 6802 16.8049
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure 08 July 2009
Contact name Geoff Smith
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, Written or Number of securities Exercise price Type, e.g. Expiry date
e.g. call option purchased to which the option (Note 2) American,
or derivative relates European etc.
Option Purchased 1,050,000 2,000.0000 EURO 17/12/2010
Option Purchased 34,800 12.0780 EURO 27/07/2009
Option Purchased -750,000 1,800.0000 EURO 18/12/2009
Option Purchased -525,000 1,600.0000 EURO 18/09/2009
Option Purchased -400,000 1,600.0000 EURO 18/09/2009
Option Purchased -400,000 1,900.0000 EURO 18/09/2009
Option Purchased -210,000 1,700.0000 EURO 18/09/2009
Option Purchased -210,000 1,700.0000 EURO 18/09/2009
Option Purchased -34,800 13.8226 EURO 27/07/2009
Option Purchased -150,000 1,800.0000 EURO 18/09/2009
Option Purchased -100,000 1,900.0000 EURO 18/09/2009
Option Purchased 1,050,000 2,000.0000 EURO 17/12/2010
Option Purchased 150,000 18.0000 AMER 18/12/2009
Option Purchased 150,000 18.0000 AMER 18/12/2009
Option Purchased 150,000 19.0000 AMER 17/12/2010
Option Purchased 150,000 19.0000 AMER 17/12/2010
Option Purchased 187,000 1,600.0000 EURO 17/07/2009
Option Purchased -100,000 1,600.0000 EURO 18/09/2009
Option Purchased -150,000 1,800.0000 EURO 18/09/2009
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk