Rule 8.3 - ANGLO AMERICAN
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in ANGLO AMERICAN
Class of relevant security USD0.54945
to which the dealings being
disclosed relate (Note 2)
Date of dealing 08 July 2009
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 60,776,984 4.62% 3,491,309 0.27%
securities
(2) Derivatives 9,521,582 0.72% 6,532,122 0.50%
(other than
options)
(3) Options and 3,121,800 0.24% 3,229,800 0.25%
agreements to
purchase/sell
Total 73,420,366 5.58% 13,253,231 1.01%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of Securities Price per unit
(GBP)
Purchase 1,947 15.6350
Purchase 674,612 16.0524
Purchase 635 16.2750
Purchase 875 16.0908
Purchase 898 16.0908
Purchase 931 15.6350
Purchase 1,215 16.1048
Purchase 1,249 16.0908
Purchase 1,290 16.0908
Purchase 519 12.4421869
Purchase 1,889 16.0908
Purchase 11,500 12.9126087
Purchase 2,100 16.2278
Purchase 2,132 15.6350
Purchase 106,916 12.82787922
Purchase 2,600 16.1647
Purchase 500 15.9569
Purchase 2,928 16.0908
Purchase 1,500 12.72733333
Purchase 3,110 16.0851
Purchase 1,603 15.6350
Purchase 2,800 12.66071429
Purchase 850 12.66117647
Purchase 1,800 12.71
Purchase 100 12.53
Purchase 20,000 12.7119
Purchase 2,550 12.67431373
Purchase 800 12.67375
Purchase 8,893 12.85796244
Purchase 4,300 12.55
Purchase 500 15.9569
Purchase 4,000 12.65075
Purchase 129 12.7234
Purchase 3,670 12.75844687
Purchase 500 12.766
Purchase 1,330 12.7234
Purchase 682 12.54830645
Purchase 400 12.7825
Purchase 1,800 12.71
Purchase 400 12.7825
Purchase 56 16.0300
Purchase 2,744 15.6350
Purchase 1,330 12.7234
Purchase 20,375 16.0908
Purchase 10,367 15.6350
Purchase 12,249 16.0908
Purchase 3,299 16.0351
Purchase 13,453 15.9314
Purchase 2,200 16.1647
Purchase 3,100 12.74513226
Purchase 1,201 12.7234
Purchase 9,736 16.0908
Purchase 19,173 16.2623
Purchase 13,149 16.0472
Purchase 20,663 16.3234
Purchase 20,693 16.0908
Purchase 23,794 16.0391
Purchase 8,300 12.7234
Purchase 36,500 15.6431
Purchase 50,000 Transfer
Purchase 65,349 16.1334
Purchase 9,390 16.0486
Purchase 14,940 15.6350
Purchase 7,503 16.1445
Purchase 4,558 16.0908
Purchase 4,956 15.6350
Purchase 4,974 16.0908
Purchase 5,000 15.8912
Purchase 4,089 16.0908
Purchase 3,992 15.6350
Purchase 9,434 16.0326
Purchase 3,526 16.0908
Purchase 4,460 15.6350
Purchase 5,297 16.0491
Purchase 5,229 16.1305
Purchase 3,423 16.1051
Purchase 7,917 16.0908
Purchase 7,977 16.0908
Purchase 100 12.73
Purchase 9,390 16.0486
Purchase 6,500 12.73653538
Purchase 3,361 15.9293
Sale 9,390 16.0486
Sale 1,201 12.7234
Sale 500 15.95693
Sale 700 12.49142857
Sale 18,550 12.81716981
Sale 5,200 12.57865385
Sale 11,690 12.79319932
Sale 3,700 12.55
Sale 43,060 12.86867162
Sale 6,396 12.9183177
Sale 17,620 12.87491487
Sale 682 12.54830645
Sale 129 12.7234
Sale 8,300 12.7234
Sale 14,028 16.1207
Sale 500 15.9569
Sale 635 16.2750
Sale 3,000 16.1337
Sale 3,231 16.4950
Sale 8,019 15.6350
Sale 419 16.2500
Sale 14,000 15.9962
Sale 1,800 12.71
Sale 19,136 16.2750
Sale 25,000 16.1757
Sale 50,000 Transfer
Sale 52,401 16.1474
Sale 100,000 15.6350
Sale 119,949 15.9270
Sale 9,390 16.0486
Sale 1,330 12.7234
Sale 20,000 12.7119
Sale 1,800 12.71
Sale 1,100 12.55
Sale 600 12.55
Sale 1,400 12.55
Sale 1,100 12.55008182
Sale 85 15.6350
Sale 8,300 12.7234
Sale 85 15.6350
Sale 519 12.4421869
Sale 100 12.54
Sale 300 12.71
Sale 400 12.7825
Sale 100 13
Sale 28,693 12.82254793
Sale 100 12.55
(b) Derivatives transactions (other than options)
Product name, Long/Short Number of Price per
(e.g. CFD) (Note 6) Securities unit (GBP)
CFD Long 119949 15.9269
CFD Long 14000 15.9961
CFD Long 4079 16.1114
CFD Long 15578 16.1143
CFD Long 2196 16.1149
CFD Long 25000 16.1757
CFD Long 414 16.184
CFD Short 36500 15.6431
CFD Short 5000 15.8911
CFD Short 13453 15.9313
CFD Short 9434 16.0326
CFD Short 13149 16.0472
CFD Short 674612 16.0524
CFD Short 5229 16.1304
CFD Short 65349 16.1333
CFD Short 7503 16.1445
CFD Short 2100 16.2278
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure 09 July 2009
Contact name Geoff Smith
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, Written or Number of securities Exercise price Type, e.g. Expiry date
e.g. call option purchased to which the option (Note 2) American,
or derivative relates European etc.
Option Purchased 1,050,000 2,000.0000 EURO 17/12/2010
Option Purchased 34,800 12.0780 EURO 27/07/2009
Option Purchased -750,000 1,800.0000 EURO 18/12/2009
Option Purchased -525,000 1,600.0000 EURO 18/09/2009
Option Purchased -400,000 1,600.0000 EURO 18/09/2009
Option Purchased -400,000 1,900.0000 EURO 18/09/2009
Option Purchased -210,000 1,700.0000 EURO 18/09/2009
Option Purchased -210,000 1,700.0000 EURO 18/09/2009
Option Purchased -34,800 13.8226 EURO 27/07/2009
Option Purchased -150,000 1,800.0000 EURO 18/09/2009
Option Purchased -100,000 1,900.0000 EURO 18/09/2009
Option Purchased 1,050,000 2,000.0000 EURO 17/12/2010
Option Purchased 150,000 18.0000 AMER 18/12/2009
Option Purchased 150,000 18.0000 AMER 18/12/2009
Option Purchased 150,000 19.0000 AMER 17/12/2010
Option Purchased 150,000 19.0000 AMER 17/12/2010
Option Purchased 187,000 1,600.0000 EURO 17/07/2009
Option Purchased -100,000 1,600.0000 EURO 18/09/2009
Option Purchased -150,000 1,800.0000 EURO 18/09/2009
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk