Rule 8.3 - ANGLO AMERICAN
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in ANGLO AMERICAN
Class of relevant security USD0.54945
to which the dealings being
disclosed relate (Note 2)
Date of dealing 09 July 2009
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 60,963,310 4.63% 3,300,501 0.25%
securities
(2) Derivatives 9,563,343 0.73% 6,718,295 0.51%
(other than
options)
(3) Options and 3,121,800 0.24% 3,229,800 0.25%
agreements to
purchase/sell
Total 73,648,453 5.59% 13,248,596 1.01%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of Securities Price per unit
(GBP)
Purchase 200,000 16.4058
Purchase 16,600 16.3939
Purchase 20,170 16.3939
Purchase 20,999 16.3939
Purchase 21,000 16.3000
Purchase 31,500 16.3000
Purchase 49,964 16.3939
Purchase 132,917 16.3939
Purchase 4,238 13.24708825
Purchase 189,742 16.3755
Purchase 12,900 16.4436
Purchase 154 13.3452
Purchase 34 13.3452
Purchase 38,050 13.30929041
Purchase 8,200 13.28829268
Purchase 16,200 13.26358025
Purchase 4,400 13.26431818
Purchase 5,100 13.27431373
Purchase 141,264 16.4424
Purchase 4,847 16.3939
Purchase 12,300 13.3452
Purchase 361 16.5100
Purchase 947 16.3939
Purchase 970 16.3939
Purchase 1,403 15.6350
Purchase 2,093 16.5100
Purchase 2,196 16.3939
Purchase 15,165 16.3939
Purchase 4,538 16.3939
Purchase 14,256 16.3244
Purchase 5,229 16.3939
Purchase 5,661 16.5100
Purchase 7,137 16.3880
Purchase 8,291 16.3690
Purchase 8,904 16.3939
Purchase 9,578 16.3939
Purchase 9,774 16.3939
Purchase 600 13.29
Purchase 2,350 16.5010
Purchase 100 13.31
Purchase 179 13.3452
Purchase 200 13.22
Purchase 1,200 13.39083333
Purchase 6,221 13.38406526
Purchase 9 13.3452
Purchase 188 13.3452
Purchase 159 13.36742138
Purchase 1,400 13.49857143
Purchase 100 13.38
Purchase 4,100 13.34292683
Purchase 11 13.31
Purchase 917 13.43615594
Purchase 400 13.3975
Purchase 100 13.2
Purchase 1,500 13.48933333
Purchase 300 13.41
Purchase 200 13.18
Purchase 332 13.37325301
Purchase 100 13.16
Purchase 26,105 13.33692396
Purchase 300 13.36
Purchase 200 13.36
Purchase 5,720 13.245834
Sale 1,900 13.46997368
Sale 98,293 13.30250448
Sale 5,100 13.274314
Sale 900 13.41555556
Sale 3,992 16.1702
Sale 500 13.27
Sale 11,700 13.3452
Sale 1,596 16.4246
Sale 154 13.3452
Sale 300 13.41
Sale 1,403 15.6350
Sale 1,122 16.5100
Sale 200 13.18
Sale 5,220 13.24351954
Sale 100 13.2
Sale 265,292 16.3534
Sale 66,025 16.4188
Sale 200 13.33
Sale 43,407 16.3020
Sale 1,200 13.52666667
Sale 31,300 16.2792
Sale 31,261 16.3356
Sale 111 13.31
Sale 34 13.3452
Sale 100 13.16
Sale 15,929 16.3356
Sale 200 13.36
Sale 12,300 13.3452
Sale 188 13.3452
Sale 600 13.3452
Sale 917 13.43615594
Sale 76,228 16.4181
Sale 25,167 16.5100
(b) Derivatives transactions (other than options)
Product name, Long/Short Number of Price per
(e.g. CFD) (Note 6) Securities unit (GBP)
CFD Long 5111 16.2745
CFD Long 31300 16.2791
CFD Long 43407 16.302
CFD Long 6706 16.3099
CFD Long 265292 16.3533
CFD Short 189742 16.3754
CFD Short 7137 16.388
CFD Short 582 16.39
CFD Short 76228 16.4181
CFD Short 66025 16.4188
CFD Short 141264 16.4424
CFD Short 12900 16.4436
CFD Short 2350 16.5009
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure 10 July 2009
Contact name Geoff Smith
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, Written or Number of securities Exercise price Type, e.g. Expiry date
e.g. call option purchased to which the option (Note 2) American,
or derivative relates European etc.
Option Purchased -150,000 1,900.0000 EURO 18/09/2009
Option Purchased 34,800 12.0780 EURO 27/07/2009
Option Purchased -750,000 1,800.0000 EURO 18/12/2009
Option Purchased -525,000 1,600.0000 EURO 18/09/2009
Option Purchased -400,000 1,600.0000 EURO 18/09/2009
Option Purchased -250,000 1,900.0000 EURO 17/12/2010
Option Purchased -210,000 1,700.0000 EURO 18/09/2009
Option Purchased -210,000 1,700.0000 EURO 18/09/2009
Option Purchased -34,800 13.8226 EURO 27/07/2009
Option Purchased -150,000 1,800.0000 EURO 18/09/2009
Option Purchased -100,000 1,900.0000 EURO 18/09/2009
Option Purchased 1,050,000 2,000.0000 EURO 17/12/2010
Option Purchased 1,050,000 2,000.0000 EURO 17/12/2010
Option Purchased 150,000 18.0000 AMER 18/12/2009
Option Purchased 150,000 18.0000 AMER 18/12/2009
Option Purchased 150,000 19.0000 AMER 17/12/2010
Option Purchased 150,000 19.0000 AMER 17/12/2010
Option Purchased 187,000 1,600.0000 EURO 17/07/2009
Option Purchased -100,000 1,600.0000 EURO 18/09/2009
Option Purchased -150,000 1,800.0000 EURO 18/09/2009
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk