Rule 8.3 - ANGLO AMERICAN
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in ANGLO AMERICAN
Class of relevant security USD0.54945
to which the dealings being
disclosed relate (Note 2)
Date of dealing 10 July 2009
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 60,886,660 4.62% 3,794,770 0.29%
securities
(2) Derivatives 9,952,765 0.76% 6,732,670 0.51%
(other than
options)
(3) Options and 3,121,800 0.24% 3,229,800 0.25%
agreements to
purchase/sell
Total 73,961,225 5.62% 13,757,240 1.04%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of Securities Price per unit
(GBP)
Purchase 2,000 13.39
Purchase 7,900 16.5983
Purchase 8,430 13.42775827
Purchase 8,000 16.0700
Purchase 1,100 13.53
Purchase 995 13.301005
Purchase 14,255 16.3806
Purchase 4,900 13.50857143
Purchase 100 13.35
Purchase 4,800 13.43
Purchase 5,600 13.46875
Purchase 100 13.49
Purchase 15,959 16.4973
Purchase 1,500 13.518
Purchase 512 13.5037
Purchase 5,996 13.5037
Purchase 54,263 16.5805
Purchase 104,228 16.5350
Purchase 800 13.48625
Purchase 1,800 16.2883
Purchase 200 13.45
Purchase 1,290 16.5100
Purchase 3,608 13.5037
Purchase 2,300 13.58913043
Purchase 2,872 16.4749
Purchase 900 13.5
Purchase 3,742 16.5450
Purchase 2,900 13.5037
Purchase 900 13.5
Purchase 200 13.45
Purchase 3,832 16.5450
Purchase 2,200 13.59090909
Sale 140,000 16.4737
Sale 18,045 16.3829
Sale 50,000 16.5357
Sale 500 16.3473
Sale 49,000 16.7156
Sale 40,985 16.5450
Sale 28,366 16.6230
Sale 17,070 16.4415
Sale 591 16.3888
Sale 8,248 16.6063
Sale 14,305 16.4068
Sale 5,400 16.3896
Sale 1,290 16.5100
Sale 1,593 16.3888
Sale 8,566 16.5100
Sale 512 13.5037
Sale 16,838 16.4752
Sale 2,430 13.47325103
Sale 900 13.5
Sale 2,200 13.59090909
Sale 200 13.54125
Sale 1,221 13.48010647
Sale 2,187 13.5083219
Sale 1,500 13.49233333
Sale 465 13.51419355
Sale 935 13.4955615
Sale 900 13.5
Sale 200 13.45
Sale 15,200 13.46934253
Sale 5,600 13.46875
Sale 500 13.478
Sale 2,000 13.3865
Sale 386,604 16.5632
Sale 100 13.35
Sale 800 13.43
Sale 2,100 13.41380952
Sale 2,500 13.577972
Sale 100 13.55
Sale 159 16.3614
Sale 800 13.5401375
Sale 100 13.58
Sale 5,996 13.5037
Sale 700 13.30142857
Sale 100 13.3
Sale 195 13.3
Sale 1,100 13.42727273
(b) Derivatives transactions (other than options)
Product name, Long/Short Number of Price per
(e.g. CFD) (Note 6) Securities unit (GBP)
CFD Long 500 16.3473
CFD Long 14305 16.4067
CFD Long 696 16.4266
CFD Long 8645 16.475
CFD Long 16838 16.4751
CFD Long 386604 16.5632
CFD Long 49000 16.7155
CFD Short 2586 16.418
CFD Short 1777 16.4247
CFD Short 9821 16.4434
CFD Short 1452 16.4621
CFD Short 2872 16.4749
CFD Short 15959 16.4973
CFD Short 1673 16.5664
CFD Short 54263 16.5805
CFD Short 7900 16.5983
CFD Short 3238 16.6239
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure 13 July 2009
Contact name Geoff Smith
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, Written or Number of securities Exercise price Type, e.g. Expiry date
e.g. call option purchased to which the option (Note 2) American,
or derivative relates European etc.
Option Purchased -150,000 1,900.0000 EURO 18/09/2009
Option Purchased 34,800 12.0780 EURO 27/07/2009
Option Purchased -750,000 1,800.0000 EURO 18/12/2009
Option Purchased -525,000 1,600.0000 EURO 18/09/2009
Option Purchased -400,000 1,600.0000 EURO 18/09/2009
Option Purchased -250,000 1,900.0000 EURO 17/12/2010
Option Purchased -210,000 1,700.0000 EURO 18/09/2009
Option Purchased -210,000 1,700.0000 EURO 18/09/2009
Option Purchased -34,800 13.8226 EURO 27/07/2009
Option Purchased -150,000 1,800.0000 EURO 18/09/2009
Option Purchased -100,000 1,900.0000 EURO 18/09/2009
Option Purchased 1,050,000 2,000.0000 EURO 17/12/2010
Option Purchased 1,050,000 2,000.0000 EURO 17/12/2010
Option Purchased 150,000 18.0000 AMER 18/12/2009
Option Purchased 150,000 18.0000 AMER 18/12/2009
Option Purchased 150,000 19.0000 AMER 17/12/2010
Option Purchased 150,000 19.0000 AMER 17/12/2010
Option Purchased 187,000 1,600.0000 EURO 17/07/2009
Option Purchased -100,000 1,600.0000 EURO 18/09/2009
Option Purchased -150,000 1,800.0000 EURO 18/09/2009
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk