Rule 8.3 - ANGLO AMERICAN
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in ANGLO AMERICAN
Class of relevant security USD0.54945
to which the dealings being
disclosed relate (Note 2)
Date of dealing 13 July 2009
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 60,850,549 4.62% 3,704,978 0.28%
securities
(2) Derivatives 9,919,330 0.75% 6,737,850 0.51%
(other than
options)
(3) Options and 3,121,800 0.24% 3,229,800 0.25%
agreements to
purchase/sell
Total 73,891,679 5.61% 13,672,628 1.04%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of Securities Price per unit
(GBP)
Purchase 226 16.5963
Purchase 2,137 16.6033
Purchase 1,993 16.6036
Purchase 1,900 16.8991
Purchase 4,400 13.75636364
Purchase 1,209 16.6041
Purchase 861 16.5000
Purchase 8,300 13.65144578
Purchase 622 16.6403
Purchase 604 16.5983
Purchase 603 16.3650
Purchase 564 16.6777
Purchase 492 16.5100
Purchase 1,468 13.6
Purchase 3,496 16.6025
Purchase 1,800 13.82333333
Purchase 11,300 13.727
Purchase 4,100 13.74463415
Purchase 61,951 13.60380124
Purchase 79 13.727
Purchase 181 13.727
Purchase 423 16.7404
Purchase 700 13.82857143
Purchase 334 16.7773
Purchase 1,100 13.73090909
Purchase 100 13.96
Purchase 148 13.727
Purchase 100 13.83
Purchase 1,100 13.73093636
Purchase 1,230 16.6040
Purchase 1,600 13.825625
Purchase 12,115 16.6013
Purchase 20,167 16.7969
Purchase 1,209 16.6038
Purchase 11,379 13.727
Purchase 38,356 16.6013
Purchase 45 13.48
Purchase 39,992 16.5389
Purchase 20,424 16.5303
Purchase 33 13.727
Purchase 19,202 16.5820
Purchase 11,311 16.6068
Purchase 60,000 16.9900
Purchase 79,764 16.9205
Purchase 5,892 16.6010
Purchase 14,000 13.87987143
Purchase 5,762 16.6015
Purchase 5,000 16.7400
Purchase 207,060 16.6147
Purchase 13,087 16.8376
Sale 19,668 13.84731537
Sale 8,300 13.651446
Sale 2,550 13.59529412
Sale 148 13.727
Sale 700 13.93728571
Sale 11,379 13.727
Sale 16,000 13.6298125
Sale 2,250 13.59622222
Sale 7,500 13.63673333
Sale 6,701 13.52030891
Sale 4,100 13.74463415
Sale 400 13.685
Sale 15,300 13.57222222
Sale 100 13.91
Sale 100 13.97
Sale 6,900 13.64768116
Sale 200 13.895
Sale 100 13.67
Sale 900 13.66555556
Sale 500 13.68
Sale 2,000 13.598
Sale 850 13.59705882
Sale 33 13.727
Sale 13,453 16.6816
Sale 100 13.94
Sale 3,847 16.2737
Sale 4,500 16.4771
Sale 5,885 16.2737
Sale 7,901 16.3541
Sale 11,200 16.4344
Sale 837 16.7482
Sale 12,234 16.6404
Sale 454 16.8291
Sale 19,002 16.5191
Sale 19,139 16.2737
Sale 19,764 16.5101
Sale 21,224 16.7843
Sale 21,572 16.5370
Sale 23,732 16.5101
Sale 87,081 16.4193
Sale 11,228 16.5654
Sale 1,100 13.73090909
Sale 6,157 13.77173624
Sale 4,563 13.71416612
Sale 400 13.6975
Sale 1 13.727
Sale 181 13.727
Sale 70 13.35
Sale 3,742 16.5224
Sale 45 13.48
Sale 180 13.727
Sale 100 13.96
Sale 100 13.83
Sale 900 13.69666667
Sale 214,095 16.6805
Sale 4,400 13.7564
Sale 100 16.6232
Sale 264 16.8050
Sale 8 13.78
(b) Derivatives transactions (other than options)
Product name, Long/Short Number of Price per
(e.g. CFD) (Note 6) Securities unit (GBP)
CFD Long 87081 16.4193
CFD Long 11200 16.4344
CFD Long 1030 16.443
CFD Long 214095 16.6805
CFD Long 13453 16.6816
CFD Short 43496 16.5101
CFD Short 207060 16.6146
CFD Short 20167 16.7969
CFD Short 13087 16.8375
CFD Short 1900 16.8991
CFD Short 79764 16.9205
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure 14 July 2009
Contact name Geoff Smith
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, Written or Number of securities Exercise price Type, e.g. Expiry date
e.g. call option purchased to which the option (Note 2) American,
or derivative relates European etc.
Option Purchased -150,000 1,900.0000 EURO 18/09/2009
Option Purchased 34,800 12.0780 EURO 27/07/2009
Option Purchased -750,000 1,800.0000 EURO 18/12/2009
Option Purchased -525,000 1,600.0000 EURO 18/09/2009
Option Purchased -400,000 1,600.0000 EURO 18/09/2009
Option Purchased -250,000 1,900.0000 EURO 17/12/2010
Option Purchased -210,000 1,700.0000 EURO 18/09/2009
Option Purchased -210,000 1,700.0000 EURO 18/09/2009
Option Purchased -34,800 13.8226 EURO 27/07/2009
Option Purchased -150,000 1,800.0000 EURO 18/09/2009
Option Purchased -100,000 1,900.0000 EURO 18/09/2009
Option Purchased 1,050,000 2,000.0000 EURO 17/12/2010
Option Purchased 1,050,000 2,000.0000 EURO 17/12/2010
Option Purchased 150,000 18.0000 AMER 18/12/2009
Option Purchased 150,000 18.0000 AMER 18/12/2009
Option Purchased 150,000 19.0000 AMER 17/12/2010
Option Purchased 150,000 19.0000 AMER 17/12/2010
Option Purchased 187,000 1,600.0000 EURO 17/07/2009
Option Purchased -100,000 1,600.0000 EURO 18/09/2009
Option Purchased -150,000 1,800.0000 EURO 18/09/2009
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk