Rule 8.3 - ANGLO AMERICAN
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in ANGLO AMERICAN
Class of relevant security USD0.54945
to which the dealings being
disclosed relate (Note 2)
Date of dealing 14 July 2009
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 60,972,469 4.63% 3,814,843 0.29%
securities
(2) Derivatives 10,045,382 0.76% 6,750,134 0.51%
(other than
options)
(3) Options and 3,121,800 0.24% 3,229,800 0.25%
agreements to
purchase/sell
Total 74,139,651 5.63% 13,794,777 1.05%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of Securities Price per unit
(GBP)
Purchase 1,899 17.3587
Purchase 1,900 14.16263158
Purchase 3,855 17.3587
Purchase 9,800 14.11377551
Purchase 2,900 14.12793103
Purchase 70,000 17.3510
Purchase 120,217 17.2970
Purchase 73,503 17.4034
Purchase 6,979 17.3784
Purchase 2,459 14.07809679
Purchase 3,638 17.3587
Purchase 100 14.16
Purchase 538 14.19583643
Purchase 2,178 17.3587
Purchase 71 14.2333
Purchase 1,200 14.25583333
Purchase 200 14.24
Purchase 1,500 14.27122
Purchase 38 14.24
Purchase 17,585 14.2333
Purchase 2,450 17.2353
Purchase 324 14.2333
Purchase 1,300 14.16230769
Purchase 200 14.22
Purchase 395 14.2333
Purchase 185 14.2333
Purchase 197 16.5450
Purchase 8,920 17.3587
Purchase 9,432 17.3587
Purchase 17,400 14.2333
Purchase 11,922 17.3289
Purchase 11,000 14.1736
Purchase 4,168 17.3587
Purchase 1,000 14.175
Purchase 10,600 14.19764151
Purchase 900 14.12888889
Purchase 900 14.1289
Purchase 22,533 17.4800
Purchase 214 16.5450
Purchase 5,477 17.3587
Purchase 300 14.17
Purchase 30,393 16.9900
Purchase 57,215 14.17740624
Purchase 481 17.3587
Purchase 1,027 16.9900
Purchase 14,858 17.3618
Sale 6,872 17.1550
Sale 2,600 17.2223
Sale 2,290 17.3941
Sale 1,027 16.9900
Sale 990 17.3941
Sale 680 17.3192
Sale 600 17.3183
Sale 436 17.3400
Sale 214 16.5450
Sale 1,000 14.175
Sale 900 14.12888889
Sale 200 14.22
Sale 900 14.12888889
Sale 181 14.31
Sale 197 16.5450
Sale 1,168 17.3695
Sale 200 14.16
Sale 10,600 14.197642
Sale 300 14.17
Sale 4,500 14.19288889
Sale 500 14.16
Sale 200 14.16
Sale 224,018 17.3605
Sale 857 14.16
Sale 2,000 14.317
Sale 2,000 14.16053
Sale 391 14.2333
Sale 1,200 14.25083333
Sale 8,709 14.23844414
Sale 7,100 14.24253521
Sale 4 14.2333
Sale 2,743 14.16
Sale 71 14.2333
Sale 11,708 17.3244
Sale 27,700 17.2511
Sale 30,393 16.9900
Sale 66,693 17.3629
Sale 38 14.24
Sale 395 14.2333
Sale 18,997 14.12209296
Sale 324 14.2333
Sale 7,760 14.15976804
Sale 100 14.32
Sale 40,401 14.15893666
Sale 4,454 14.26499326
Sale 2,000 14.252
Sale 500 14.278
Sale 7,600 17.3941
Sale 17,585 14.2333
(b) Derivatives transactions (other than options)
Product name, Long/Short Number of Price per
(e.g. CFD) (Note 6) Securities unit (GBP)
CFD Long 2600 17.2223
CFD Long 27700 17.2511
CFD Long 224018 17.3605
CFD Long 66693 17.3628
CFD Short 6544 17.2615
CFD Short 120217 17.2969
CFD Short 6979 17.3783
CFD Short 73503 17.4034
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure 15 July 2009
Contact name Geoff Smith
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, Written or Number of securities Exercise price Type, e.g. Expiry date
e.g. call option purchased to which the option (Note 2) American,
or derivative relates European etc.
Option Purchased -150,000 1,900.0000 EURO 18/09/2009
Option Purchased 34,800 12.0780 EURO 27/07/2009
Option Purchased -750,000 1,800.0000 EURO 18/12/2009
Option Purchased -525,000 1,600.0000 EURO 18/09/2009
Option Purchased -400,000 1,600.0000 EURO 18/09/2009
Option Purchased -250,000 1,900.0000 EURO 17/12/2010
Option Purchased -210,000 1,700.0000 EURO 18/09/2009
Option Purchased -210,000 1,700.0000 EURO 18/09/2009
Option Purchased -34,800 13.8226 EURO 27/07/2009
Option Purchased -150,000 1,800.0000 EURO 18/09/2009
Option Purchased -100,000 1,900.0000 EURO 18/09/2009
Option Purchased 1,050,000 2,000.0000 EURO 17/12/2010
Option Purchased 1,050,000 2,000.0000 EURO 17/12/2010
Option Purchased 150,000 18.0000 AMER 18/12/2009
Option Purchased 150,000 18.0000 AMER 18/12/2009
Option Purchased 150,000 19.0000 AMER 17/12/2010
Option Purchased 150,000 19.0000 AMER 17/12/2010
Option Purchased 187,000 1,600.0000 EURO 17/07/2009
Option Purchased -100,000 1,600.0000 EURO 18/09/2009
Option Purchased -150,000 1,800.0000 EURO 18/09/2009
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk