Rule 8.3 - ANGLO AMERICAN
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in ANGLO AMERICAN
Class of relevant security USD0.54945
to which the dealings being
disclosed relate (Note 2)
Date of dealing 15 July 2009
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 61,201,326 4.65% 3,801,028 0.29%
securities
(2) Derivatives 10,028,907 0.76% 6,796,003 0.52%
(other than
options)
(3) Options and 3,121,800 0.24% 3,229,800 0.25%
agreements to
purchase/sell
Total 74,352,033 5.65% 13,826,831 1.05%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of Securities Price per unit
(GBP)
Purchase 12,425 18.0000
Purchase 8,240 17.6512
Purchase 3,430 18.0000
Purchase 73,132 17.8855
Purchase 68,446 17.8036
Purchase 54,000 17.3753
Purchase 29,846 17.6541
Purchase 27,000 17.3753
Purchase 342 17.6934
Purchase 19,795 17.7617
Purchase 4,600 17.6522
Purchase 3,600 17.7029
Purchase 1,500 17.7350
Purchase 133,206 18.0000
Purchase 11,100 14.7722
Purchase 2,000 14.869
Purchase 11,994 18.0000
Purchase 10,934 17.6693
Purchase 10,198 17.6934
Purchase 3,900 17.6934
Purchase 2,400 14.8388
Purchase 69 18.0000
Purchase 4,386 18.0000
Purchase 5,200 14.90903846
Purchase 100 14.89
Purchase 2,200 14.95727273
Purchase 400 14.6875
Purchase 1,595 14.7722
Purchase 12,695 18.0000
Purchase 600 14.91
Purchase 1,576 17.4800
Purchase 1,700 14.85
Purchase 1,597 17.6934
Purchase 200 14.8298
Purchase 200 14.77
Purchase 11,100 14.7722
Purchase 100 14.51
Purchase 4,800 14.78125
Purchase 1,595 14.7722
Purchase 115,276 17.6990
Purchase 300 14.91
Purchase 105 14.9
Purchase 196 14.91
Purchase 2,042 18.0000
Purchase 527 17.7369
Purchase 453 18.0000
Purchase 2,900 14.87310345
Purchase 1,200 14.91745
Purchase 60,492 14.59614766
Purchase 400 14.77
Purchase 527 17.7369
Purchase 7,875 14.65714286
Purchase 2,000 17.6635
Purchase 8,650 14.78901734
Purchase 300 14.85
Sale 1,038 17.7670
Sale 573 18.0000
Sale 2,000 14.96
Sale 1,595 14.7722
Sale 1,236 17.6935
Sale 527 17.7369
Sale 300 14.87
Sale 4,800 14.71583333
Sale 5,290 14.55442344
Sale 1,036 14.74899614
Sale 200 14.845
Sale 29,802 14.54822428
Sale 683 14.83549048
Sale 7,875 14.657143
Sale 8,650 14.789017
Sale 1,595 14.7722
Sale 2,600 14.87346154
Sale 444 14.8667991
Sale 2,000 14.869
Sale 105 14.9
Sale 3,155 14.76557845
Sale 4,500 14.71966667
Sale 900 14.72666667
Sale 106 14.87886792
Sale 200 14.865
Sale 200 14.89
Sale 7,400 14.798919
Sale 311 14.913894
Sale 138,467 17.6965
Sale 527 17.736926
Sale 153 14.913894
Sale 221 14.913894
Sale 58 14.913894
Sale 635 14.913894
Sale 86 14.913894
Sale 197 14.913894
Sale 5,180 18.0000
Sale 127 14.913894
Sale 19,173 17.6904
Sale 168 14.913894
Sale 224 14.913894
Sale 11,100 14.7722
Sale 1,512 14.75485873
Sale 183 14.7722
Sale 200 14.89
Sale 1,100 14.90555455
Sale 500 14.888
Sale 100 14.86
Sale 116 14.913894
Sale 9,367 17.7071
Sale 1,893 17.6935
Sale 1,939 17.7847
Sale 2,042 18.0000
Sale 2,078 17.3941
Sale 2,970 17.7847
Sale 3,430 18.0000
Sale 4,386 18.0000
Sale 18,681 14.63377068
Sale 5,520 17.7045
Sale 81,100 17.7100
Sale 6,144 17.6935
Sale 27,000 17.4217
Sale 9,630 17.7847
Sale 200 14.93
Sale 400 14.6875
Sale 2,400 14.83875
Sale 5,300 14.90864151
Sale 12,425 18.0000
Sale 17,177 17.6694
Sale 17,866 17.8309
Sale 1,576 17.4800
Sale 100 14.86
(b) Derivatives transactions (other than options)
Product name, Long/Short Number of Price per
(e.g. CFD) (Note 6) Securities unit (GBP)
CFD Long 1105 17.6321
CFD Long 17177 17.6694
CFD Long 138467 17.6964
CFD Long 5520 17.7044
CFD Long 6131 17.7297
CFD Short 10787 17.6379
CFD Short 8240 17.6512
CFD Short 4600 17.6521
CFD Short 115276 17.6989
CFD Short 3600 17.7029
CFD Short 19795 17.7616
CFD Short 68446 17.8035
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure 16 July 2009
Contact name Geoff Smith
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, Written or Number of securities Exercise price Type, e.g. Expiry date
e.g. call option purchased to which the option (Note 2) American,
or derivative relates European etc.
Option Purchased -150,000 1,900.0000 EURO 18/09/2009
Option Purchased 34,800 12.0780 EURO 27/07/2009
Option Purchased -750,000 1,800.0000 EURO 18/12/2009
Option Purchased -525,000 1,600.0000 EURO 18/09/2009
Option Purchased -400,000 1,600.0000 EURO 18/09/2009
Option Purchased -250,000 1,900.0000 EURO 17/12/2010
Option Purchased -210,000 1,700.0000 EURO 18/09/2009
Option Purchased -210,000 1,700.0000 EURO 18/09/2009
Option Purchased -34,800 13.8226 EURO 27/07/2009
Option Purchased -150,000 1,800.0000 EURO 18/09/2009
Option Purchased -100,000 1,900.0000 EURO 18/09/2009
Option Purchased 1,050,000 2,000.0000 EURO 17/12/2010
Option Purchased 1,050,000 2,000.0000 EURO 17/12/2010
Option Purchased 150,000 18.0000 AMER 18/12/2009
Option Purchased 150,000 18.0000 AMER 18/12/2009
Option Purchased 150,000 19.0000 AMER 17/12/2010
Option Purchased 150,000 19.0000 AMER 17/12/2010
Option Purchased 187,000 1,600.0000 EURO 17/07/2009
Option Purchased -100,000 1,600.0000 EURO 18/09/2009
Option Purchased -150,000 1,800.0000 EURO 18/09/2009
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk