Rule 8.3 - ANGLO AMERICAN
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in ANGLO AMERICAN
Class of relevant security USD0.54945
to which the dealings being
disclosed relate (Note 2)
Date of dealing 16 July 2009
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 61,141,412 4.64% 3,477,494 0.26%
securities
(2) Derivatives 10,019,011 0.76% 6,785,029 0.52%
(other than
options)
(3) Options and 3,121,800 0.24% 3,229,800 0.25%
agreements to
purchase/sell
Total 74,282,223 5.64% 13,492,323 1.02%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of Securities Price per unit
(GBP)
Purchase 1,700 14.66588235
Purchase 8,677 17.4800
Purchase 6,764 17.4800
Purchase 200 14.5
Purchase 4,546 14.5803
Purchase 5,400 17.6250
Purchase 3,470 17.5900
Purchase 44,174 14.52694306
Purchase 2,889 17.6891
Purchase 2,889 17.6891
Purchase 2,700 17.6325
Purchase 20,400 14.64997218
Purchase 1,800 17.8262
Purchase 2,500 14.6836
Purchase 500 14.51
Purchase 4,546 14.5803
Purchase 1,700 14.58
Purchase 492 17.9800
Purchase 216 17.9550
Purchase 400 14.515
Purchase 4,900 14.5803
Purchase 100 14.49
Purchase 200 14.75
Purchase 1,800 14.66888889
Purchase 100 14.78
Purchase 2,501 17.5900
Purchase 325,000 Transfer
Purchase 100 14.41
Purchase 5,120 14.56171875
Purchase 400 14.61
Purchase 4,900 14.5803
Purchase 4,200 14.5147619
Purchase 300 14.53986667
Purchase 100 14.5
Purchase 5,858 17.8116
Purchase 10,700 14.49934579
Purchase 300 14.57333333
Purchase 300 14.54
Purchase 174,719 17.6112
Purchase 200 14.54
Purchase 13,208 17.5437
Purchase 54,000 17.9608
Purchase 400 14.54
Purchase 30,400 17.6067
Purchase 8,840 17.6530
Purchase 20,943 17.6002
Purchase 57,889 17.5699
Purchase 3,701 14.69102945
Sale 154 14.72
Sale 100 14.49
Sale 4,900 14.5803
Sale 704 14.5803
Sale 100 14.49
Sale 300 14.51
Sale 700 14.51
Sale 4,546 14.5803
Sale 500 14.51
Sale 891 17.7364
Sale 1,100 14.58005455
Sale 400 14.58
Sale 200 14.58
Sale 1,200 14.54
Sale 600 14.71
Sale 1,100 14.64181818
Sale 3,942 14.57597986
Sale 248,064 17.6101
Sale 580 17.7364
Sale 8,677 17.4800
Sale 8,677 17.4800
Sale 9,910 17.6258
Sale 13,087 17.4642
Sale 23,170 17.6127
Sale 6,764 17.4800
Sale 65,088 17.4027
Sale 6,744 17.5360
Sale 800 14.5125
Sale 32,999 14.5246959
Sale 475 14.52157895
Sale 8,900 14.53876404
Sale 5,120 14.561719
Sale 22,101 14.55823236
Sale 52,114 17.4452
Sale 900 17.5710
Sale 100 14.49
Sale 100 14.44
Sale 200 14.75
Sale 300 14.54
Sale 1,900 14.67474737
Sale 500 17.4850
Sale 6,764 17.4800
Sale 20,400 14.649972
Sale 4,546 14.5803
Sale 954 17.5193
Sale 1,235 17.5360
Sale 1,790 17.5360
Sale 1,966 17.5360
Sale 2,891 17.7364
Sale 3,431 17.7671
Sale 838 17.5360
(b) Derivatives transactions (other than options)
Product name, Long/Short Number of Price per
(e.g. CFD) (Note 6) Securities unit (GBP)
CFD Long 584 17.4107
CFD Long 4493 17.4154
CFD Long 13087 17.4642
CFD Long 954 17.5192
CFD Long 900 17.571
CFD Long 248064 17.6101
CFD Long 23170 17.6127
CFD Long 1830 17.7087
CFD Long 1237 17.7145
CFD Long 6917 17.7654
CFD Short 57889 17.5699
CFD Short 30400 17.6066
CFD Short 174719 17.6111
CFD Short 2700 17.6325
CFD Short 32650 17.6449
CFD Short 1800 17.8261
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure 17 July 2009
Contact name Geoff Smith
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, Written or Number of securities Exercise price Type, e.g. Expiry date
e.g. call option purchased to which the option (Note 2) American,
or derivative relates European etc.
Option Purchased -150,000 1,900.0000 EURO 18/09/2009
Option Purchased 34,800 12.0780 EURO 27/07/2009
Option Purchased -750,000 1,800.0000 EURO 18/12/2009
Option Purchased -525,000 1,600.0000 EURO 18/09/2009
Option Purchased -400,000 1,600.0000 EURO 18/09/2009
Option Purchased -250,000 1,900.0000 EURO 17/12/2010
Option Purchased -210,000 1,700.0000 EURO 18/09/2009
Option Purchased -210,000 1,700.0000 EURO 18/09/2009
Option Purchased -34,800 13.8226 EURO 27/07/2009
Option Purchased -150,000 1,800.0000 EURO 18/09/2009
Option Purchased -100,000 1,900.0000 EURO 18/09/2009
Option Purchased 1,050,000 2,000.0000 EURO 17/12/2010
Option Purchased 1,050,000 2,000.0000 EURO 17/12/2010
Option Purchased 150,000 18.0000 AMER 18/12/2009
Option Purchased 150,000 18.0000 AMER 18/12/2009
Option Purchased 150,000 19.0000 AMER 17/12/2010
Option Purchased 150,000 19.0000 AMER 17/12/2010
Option Purchased 187,000 1,600.0000 EURO 17/07/2009
Option Purchased -100,000 1,600.0000 EURO 18/09/2009
Option Purchased -150,000 1,800.0000 EURO 18/09/2009
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk