Rule 8.3 - ANGLO AMERICAN
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in ANGLO AMERICAN
Class of relevant security USD0.54945
to which the dealings being
disclosed relate (Note 2)
Date of dealing 17 July 2009
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 61,450,261 4.67% 3,619,113 0.27%
securities
(2) Derivatives 10,202,040 0.77% 6,854,325 0.52%
(other than
options)
(3) Options and 2,934,800 0.22% 3,229,800 0.25%
agreements to
purchase/sell
Total 74,587,101 5.67% 13,703,238 1.04%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of Securities Price per unit
(GBP)
Purchase 600 14.94833333
Purchase 18,400 14.91892391
Purchase 30,173 17.9251
Purchase 30,416 17.9900
Purchase 39,230 17.8616
Purchase 52,114 17.5900
Purchase 75,428 18.1176
Purchase 86,458 17.9900
Purchase 110,992 17.9336
Purchase 13,677 17.8489
Purchase 300 14.93
Purchase 11,517 17.9900
Purchase 5,500 14.79745455
Purchase 100 14.82
Purchase 376 17.9900
Purchase 2,000 14.7325
Purchase 200 14.965
Purchase 300 14.82
Purchase 700 14.82
Purchase 800 14.82
Purchase 1,100 14.92714545
Purchase 3,500 17.7963
Purchase 541 17.7503
Purchase 548 17.9900
Purchase 742 17.8545
Purchase 881 18.0700
Purchase 1,224 17.9900
Purchase 1,249 17.7480
Purchase 2,600 17.8096
Purchase 2,720 17.9900
Purchase 14,868 17.8739
Purchase 3,128 17.9900
Purchase 8,900 14.80775281
Purchase 4,445 17.9900
Purchase 4,800 17.9044
Purchase 5,187 17.8843
Purchase 6,017 17.9900
Purchase 6,428 17.9900
Purchase 7,010 17.9900
Purchase 7,262 17.9900
Purchase 8,909 17.9900
Purchase 2,907 17.9900
Purchase 2,207 14.85595378
Purchase 1,100 14.86090909
Purchase 1,100 14.91272727
Purchase 517 14.9139
Purchase 3,186 14.84516008
Purchase 700 14.81
Purchase 638 14.77
Purchase 700 14.76857143
Purchase 114 14.67
Purchase 1,600 14.860625
Purchase 200 14.885
Purchase 200 14.82
Purchase 200 14.89
Purchase 200 14.91
Purchase 300 14.82
Purchase 82 14.67
Purchase 24,100 14.79344438
Purchase 500 14.902
Purchase 100 14.67
Purchase 9,789 14.836
Purchase 900 14.92555556
Purchase 1,700 14.85294118
Sale 450 17.9350
Sale 479 18.0224
Sale 200 14.91
Sale 9,185 14.83419271
Sale 1,000 14.929
Sale 704 14.836
Sale 300 14.82
Sale 600 14.77
Sale 3,470 17.7802
Sale 100 14.75
Sale 2,937 17.8194
Sale 38 14.77
Sale 1,400 17.9678
Sale 1,456 17.8900
Sale 1,917 17.8194
Sale 1,800 14.85608889
Sale 2,600 17.9796
Sale 1,100 17.9678
Sale 500 14.902
Sale 100 14.84
Sale 6,400 14.66125
Sale 200 14.885
Sale 12,800 14.79781254
Sale 1,800 14.84555556
Sale 11,300 14.8419469
Sale 2,400 14.83
Sale 18,400 14.918924
Sale 1,400 14.84714286
Sale 5,500 14.797455
Sale 700 14.92142857
Sale 200 14.49
Sale 500 14.846
Sale 517 14.91386847
Sale 5,700 14.836
Sale 152,605 17.8668
Sale 52,114 17.5900
Sale 4,089 14.836
Sale 48,800 17.9044
Sale 30,135 17.9310
Sale 28,001 18.0019
Sale 21,902 18.0700
Sale 200 14.845
Sale 11,429 17.9810
Sale 9,522 17.8194
Sale 200 14.94
(b) Derivatives transactions (other than options)
Product name, Long/Short Number of Price per
(e.g. CFD) (Note 6) Securities unit (GBP)
CFD Long 2988 17.7404
CFD Long 541 17.7504
CFD Long 1234 17.7519
CFD Long 2706 17.7537
CFD Long 984 17.7624
CFD Long 11915 17.7625
CFD Long 11048 17.8489
CFD Long 152605 17.8668
CFD Long 19483 17.8882
CFD Long 48800 17.9044
CFD Long 2600 17.9796
CFD Long 11429 17.9809
CFD Long 479 18.0223
CFD Long 3883 18.0446
CFD Long 5443 18.0524
CFD Short 541 17.7503
CFD Short 3500 17.7962
CFD Short 2600 17.8096
CFD Short 742 17.8544
CFD Short 39230 17.8616
CFD Short 4800 17.9044
CFD Short 110992 17.9336
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure 20 July 2009
Contact name Geoff Smith
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, Written or Number of securities Exercise price Type, e.g. Expiry date
e.g. call option purchased to which the option (Note 2) American,
or derivative relates European etc.
Option Purchased -150,000 1,900.0000 EURO 18/09/2009
Option Purchased 34,800 12.0780 EURO 27/07/2009
Option Purchased -750,000 1,800.0000 EURO 18/12/2009
Option Purchased -525,000 1,600.0000 EURO 18/09/2009
Option Purchased -400,000 1,600.0000 EURO 18/09/2009
Option Purchased -250,000 1,900.0000 EURO 17/12/2010
Option Purchased -210,000 1,700.0000 EURO 18/09/2009
Option Purchased -210,000 1,700.0000 EURO 18/09/2009
Option Purchased -34,800 13.8226 EURO 27/07/2009
Option Purchased -150,000 1,800.0000 EURO 18/09/2009
Option Purchased -100,000 1,900.0000 EURO 18/09/2009
Option Purchased 1,050,000 2,000.0000 EURO 17/12/2010
Option Purchased 1,050,000 2,000.0000 EURO 17/12/2010
Option Purchased 150,000 18.0000 AMER 18/12/2009
Option Purchased 150,000 18.0000 AMER 18/12/2009
Option Purchased 150,000 19.0000 AMER 17/12/2010
Option Purchased 150,000 19.0000 AMER 17/12/2010
Option Purchased -100,000 1,600.0000 EURO 18/09/2009
Option Purchased -150,000 1,800.0000 EURO 18/09/2009
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk