Rule 8.3 - ANGLO AMERICAN
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in ANGLO AMERICAN
Class of relevant security USD0.54945
to which the dealings being
disclosed relate (Note 2)
Date of dealing 20 July 2009
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 61,495,753 4.67% 3,492,024 0.27%
securities
(2) Derivatives 10,084,937 0.77% 6,824,724 0.52%
(other than
options)
(3) Options and 2,934,800 0.22% 3,229,800 0.25%
agreements to
purchase/sell
Total 74,515,490 5.66% 13,546,548 1.03%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of Securities Price per unit
(GBP)
Purchase 1,300 14.86093846
Purchase 1,300 14.87769231
Purchase 611 14.93253682
Purchase 1,000 17.0000
Purchase 916 18.1922
Purchase 840 18.0271
Purchase 100 14.84
Purchase 600 14.96966667
Purchase 17,100 15.00900571
Purchase 8,140 14.97095823
Purchase 100 14.99
Purchase 100 14.931
Purchase 200 14.95
Purchase 200 14.931
Purchase 300 14.94
Purchase 1,502 14.88745672
Purchase 1,000 14.965
Purchase 1,100 14.93272727
Purchase 100 14.931
Purchase 152 18.0954
Purchase 1,000 14.952
Purchase 1,100 14.84818182
Purchase 126 18.2250
Purchase 172,449 17.9707
Purchase 840 18.027143
Purchase 71,609 18.1951
Purchase 4,213 14.9192
Purchase 54,050 17.9608
Purchase 100 15.03
Purchase 41,192 18.1875
Purchase 15,800 14.94322785
Purchase 4,500 14.734889
Purchase 1,400 18.3757
Purchase 19,249 18.1879
Purchase 18,503 18.0589
Purchase 800 14.93
Purchase 10,004 17.8900
Purchase 8,558 18.1614
Purchase 5,381 17.8900
Purchase 5,381 17.8800
Purchase 900 12.5
Purchase 400 14.8675
Purchase 21,905 18.0301
Sale 9,340 14.96848
Sale 15,800 14.943228
Sale 1,400 14.885714
Sale 400 14.83
Sale 8,500 15.02988235
Sale 300 14.83
Sale 7,200 15.01916667
Sale 300 14.94
Sale 4,500 14.73488889
Sale 200 14.83
Sale 100 14.97
Sale 1,600 15
Sale 100 10
Sale 3,752 14.92215309
Sale 561 14.9192
Sale 500 14.83
Sale 700 18.1450
Sale 81,000 17.7100
Sale 67,500 17.9845
Sale 42,701 17.9369
Sale 20,270 18.0697
Sale 19,816 18.0700
Sale 12,774 18.1881
Sale 5,381 17.8800
Sale 3,600 18.2451
Sale 1,252 18.1802
Sale 1,000 18.1450
Sale 100 14.931
Sale 840 18.0271
Sale 1,100 14.84818182
Sale 500 17.8810
Sale 450 17.9350
Sale 450 17.9350
Sale 1,100 14.9327
Sale 1,100 14.84818182
Sale 200 14.931
Sale 300 14.931
Sale 840 18.0271
Sale 3,113 14.9192
Sale 1,100 14.9192
Sale 800 14.93
Sale 1,000 17.0000
NB: The below transactions which were previously disclosed have been cancelled
Deal Date Purchase/Sale Number of Securities Price per unit (GBP)
16/07/2009 Purchase 54,000 17.9608
15/07/2009 Sale 81,100 17.7100
(b) Derivatives transactions (other than options)
Product name, Long/Short Number of Price per
(e.g. CFD) (Note 6) Securities unit (GBP)
CFD Long 11157 17.8647
CFD Long 500 17.881
CFD Long 6415 17.8894
CFD Long 42701 17.9369
CFD Long 3329 18.0918
CFD Long 152 18.0955
CFD Long 2313 18.1005
CFD Long 1700 18.145
CFD Long 41192 18.1875
CFD Long 19249 18.1879
CFD Long 12774 18.1881
CFD Long 2406 18.197
CFD Long 16670 18.1997
CFD Long 3600 18.245
CFD Long 10126 18.2504
CFD Long 14360 18.2537
CFD Short 172449 17.9707
CFD Short 23378 18.078
CFD Short 152 18.0953
CFD Short 8558 18.1613
CFD Short 71609 18.195
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure 21 July 2009
Contact name Geoff Smith
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, Written or Number of securities Exercise price Type, e.g. Expiry date
e.g. call option purchased to which the option (Note 2) American,
or derivative relates European etc.
Option Purchased 1,050,000 2,000.0000 EURO 17/12/2010
Option Purchased 34,800 12.0780 EURO 27/07/2009
Option Purchased -750,000 1,800.0000 EURO 18/12/2009
Option Purchased -525,000 1,600.0000 EURO 18/09/2009
Option Purchased -400,000 1,600.0000 EURO 18/09/2009
Option Purchased -210,000 1,700.0000 EURO 18/09/2009
Option Purchased -150,000 1,800.0000 EURO 18/09/2009
Option Purchased -150,000 1,800.0000 EURO 18/09/2009
Option Purchased -34,800 13.8226 EURO 27/07/2009
Option Purchased -150,000 1,900.0000 EURO 18/09/2009
Option Purchased -250,000 1,900.0000 EURO 17/12/2010
Option Purchased 1,050,000 2,000.0000 EURO 17/12/2010
Option Purchased 150,000 18.0000 AMER 18/12/2009
Option Purchased 150,000 18.0000 AMER 18/12/2009
Option Purchased 150,000 19.0000 AMER 17/12/2010
Option Purchased 150,000 19.0000 AMER 17/12/2010
Option Purchased -100,000 1,600.0000 EURO 18/09/2009
Option Purchased -100,000 1,900.0000 EURO 18/09/2009
Option Purchased -210,000 1,700.0000 EURO 18/09/2009
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk