Rule 8.3 - ANGLO AMERICAN
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in ANGLO AMERICAN
Class of relevant security USD0.54945
to which the dealings being
disclosed relate (Note 2)
Date of dealing 21 July 2009
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 61,925,897 4.70% 3,577,505 0.27%
securities
(2) Derivatives 10,214,009 0.78% 6,986,702 0.53%
(other than
options)
(3) Options and 2,934,800 0.22% 3,229,800 0.25%
agreements to
purchase/sell
Total 75,074,706 5.70% 13,794,007 1.05%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of Securities Price per unit
(GBP)
Purchase 27,040 18.3450
Purchase 5,992 15.1797
Purchase 8,078 18.4090
Purchase 8,844 18.4090
Purchase 9,291 18.4090
Purchase 13,544 18.2298
Purchase 18,187 18.4090
Purchase 5,381 18.6300
Purchase 21,706 18.6250
Purchase 4,024 18.4090
Purchase 50,059 18.4090
Purchase 61,500 18.6768
Purchase 100,000 18.6344
Purchase 113,944 18.2282
Purchase 3,000 15.2323
Purchase 300 15.1
Purchase 42 15.1
Purchase 19,520 18.6250
Purchase 1,411 17.9553
Purchase 359 18.4090
Purchase 393 18.4090
Purchase 443 18.6500
Purchase 857 18.6454
Purchase 1,001 18.1616
Purchase 1,100 18.4090
Purchase 5,662 18.4090
Purchase 1,236 17.8900
Purchase 130,792 18.1357
Purchase 1,845 18.4090
Purchase 1,870 18.4090
Purchase 2,485 18.4090
Purchase 2,501 18.6250
Purchase 2,900 18.5431
Purchase 3,396 18.4090
Purchase 3,717 18.4090
Purchase 1,200 18.2400
Purchase 100 15.15
Purchase 400 15.2575
Purchase 2,700 15.24703704
Purchase 700 15.15
Purchase 1,300 15.16461538
Purchase 32,000 15.11551
Purchase 2,925 15.310085
Purchase 5,786 15.11275493
Purchase 2,100 15.16095238
Purchase 100 15.3
Purchase 150 15.31
Purchase 400 15.305
Purchase 2,300 15.18565217
Purchase 1,115 15.12547085
Purchase 1,392 15.16048851
Purchase 16,900 15.30674556
Purchase 1,450 15.30586207
Purchase 8,998 15.08693043
Purchase 2,350 15.16617021
Purchase 100 15.35
Purchase 4,300 15.17674419
Purchase 2,200 15.30454545
Purchase 2,700 15.19185185
Sale 2,400 15.1797
Sale 2,700 15.1919
Sale 3,000 15.23233333
Sale 2,454 18.6250
Sale 559 18.2400
Sale 1,647 18.6250
Sale 711 18.6250
Sale 1,236 17.8900
Sale 851 18.6250
Sale 902 18.6250
Sale 39,449 15.21447931
Sale 100 15.35
Sale 3,592 15.1797
Sale 2,175 15.30114943
Sale 100 15.17
Sale 400 15.122675
Sale 100 15.35
Sale 5,348 15.1797
Sale 644 15.1797
Sale 32,000 15.11550969
Sale 342 15.1
Sale 244 18.6015
Sale 5,381 18.6250
Sale 27,549 18.3400
Sale 3,354 18.2322
Sale 19,800 18.6000
Sale 10,631 18.2860
Sale 4,300 15.176744
Sale 300 15.18666667
Sale 5,381 18.6300
Sale 194,415 18.4138
Sale 2,300 15.18565217
Sale 3,608 18.6250
Sale 2,700 15.24703704
Sale 750 15.336
(b) Derivatives transactions (other than options)
Product name, Long/Short Number of Price per
(e.g. CFD) (Note 6) Securities unit (GBP)
CFD Long 2085 17.97
CFD Long 14475 18.166
CFD Long 2329 18.1784
CFD Long 19531 18.1893
CFD Long 10560 18.2131
CFD Long 194415 18.4138
CFD Long 19800 18.6
CFD Long 15576 18.699
CFD Long 9403 18.7021
CFD Short 130792 18.1356
CFD Short 113944 18.2281
CFD Short 13544 18.2297
CFD Short 857 18.6454
CFD Short 443 18.65
CFD Short 61500 18.6768
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure 22 July 2009
Contact name Geoff Smith
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, Written or Number of securities Exercise price Type, e.g. Expiry date
e.g. call option purchased to which the option (Note 2) American,
or derivative relates European etc.
Option Purchased 1,050,000 2,000.0000 EURO 17/12/2010
Option Purchased 34,800 12.0780 EURO 27/07/2009
Option Purchased -525,000 1,600.0000 EURO 18/09/2009
Option Purchased -400,000 1,600.0000 EURO 18/09/2009
Option Purchased -250,000 1,900.0000 EURO 17/12/2010
Option Purchased -210,000 1,700.0000 EURO 18/09/2009
Option Purchased -210,000 1,700.0000 EURO 18/09/2009
Option Purchased -150,000 1,800.0000 EURO 18/09/2009
Option Purchased -34,800 13.8226 EURO 27/07/2009
Option Purchased -150,000 1,900.0000 EURO 18/09/2009
Option Purchased -100,000 1,900.0000 EURO 18/09/2009
Option Purchased 1,050,000 2,000.0000 EURO 17/12/2010
Option Purchased 150,000 18.0000 AMER 18/12/2009
Option Purchased 150,000 18.0000 AMER 18/12/2009
Option Purchased 150,000 19.0000 AMER 17/12/2010
Option Purchased -750,000 1,800.0000 EURO 18/12/2009
Option Purchased 150,000 19.0000 AMER 17/12/2010
Option Purchased -100,000 1,600.0000 EURO 18/09/2009
Option Purchased -150,000 1,800.0000 EURO 18/09/2009
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk