Rule 8.3 - ANGLO AMERICAN
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in ANGLO AMERICAN
Class of relevant security USD0.54945
to which the dealings being
disclosed relate (Note 2)
Date of dealing 22 July 2009
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 61,926,406 4.70% 2,972,259 0.23%
securities
(2) Derivatives 9,606,491 0.73% 6,956,713 0.53%
(other than
options)
(3) Options and 2,934,800 0.22% 3,229,800 0.25%
agreements to
purchase/sell
Total 74,467,697 5.66% 13,158,772 1.00%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of Securities Price per unit
(GBP)
Purchase 5,500 15.18327273
Purchase 3,850 18.4190
Purchase 4,100 15.20780488
Purchase 2,810 18.3829
Purchase 2,244 18.3829
Purchase 936 18.2572
Purchase 915 18.3829
Purchase 886 18.3829
Purchase 400 18.4931
Purchase 3,943 18.3829
Purchase 654,075 18.4604
Purchase 3,546 18.3829
Purchase 100 15.11
Purchase 100 15.31
Purchase 900 15.25
Purchase 13,986 15.201476
Purchase 705 15.1869
Purchase 2,500 15.3003
Purchase 3,600 15.30663333
Purchase 3,200 15.183125
Purchase 4,100 15.16902439
Purchase 118 15.1869
Purchase 587 15.1869
Purchase 13,995 18.3829
Purchase 2,759 18.3829
Purchase 100 15.03
Purchase 24,006 18.4583
Purchase 13,701 18.4618
Purchase 13,545 18.3829
Purchase 8,394 18.4255
Purchase 17,267 18.4257
Purchase 8,307 18.3829
Purchase 51,343 18.4709
Purchase 6,905 18.4618
Purchase 6,648 18.3829
Purchase 5,717 18.3829
Purchase 5,578 18.3829
Purchase 3,850 18.418988
Sale 200 15.1925
Sale 4,100 15.169024
Sale 5,500 15.183273
Sale 1,900 15.19526316
Sale 100 15.03
Sale 705 15.1869
Sale 900 15.25
Sale 1,700 15.19
Sale 600 15.15523333
Sale 200 15.16
Sale 100 15.19
Sale 9,340 15.20713062
Sale 1,300 15.16538462
Sale 100 15.2
Sale 2,446 15.19
Sale 200 15.18
Sale 200 15.19
Sale 364 18.3845
Sale 75,766 18.3062
Sale 40,000 18.4538
Sale 39,968 18.3989
Sale 23,560 18.3975
Sale 19,070 18.4300
Sale 15,066 18.4500
Sale 7,489 18.3988
Sale 5,677 18.2786
Sale 5,452 18.4086
Sale 5,217 18.3898
Sale 3,850 18.4190
Sale 100 15.31
Sale 1,173 18.4860
Sale 700 15.3
Sale 336 18.4860
Sale 227 18.4860
Sale 200 18.4860
Sale 4,200 15.20547143
Sale 3,850 18.419
Sale 400 15.2
Sale 305 15.13967213
Sale 900 15.30333333
Sale 300 15.30333333
Sale 800 15.30875
Sale 1,100 15.30545455
Sale 2,300 15.3034087
Sale 1,500 18.4183
(b) Derivatives transactions (other than options)
Product name, Long/Short Number of Price per
(e.g. CFD) (Note 6) Securities unit (GBP)
CFD Long 1731 18.2491
CFD Long 13440 18.2603
CFD Long 5677 18.2785
CFD Long 75766 18.3061
CFD Long 5217 18.3897
CFD Long 39968 18.3989
CFD Long 20606 18.4618
CFD Long 3689 18.4656
CFD Short 13799 18.2881
CFD Short 24006 18.4583
CFD Short 654075 18.4603
CFD Short 51343 18.4708
CFD Short 400 18.4931
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure 23 July 2009
Contact name Geoff Smith
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, Written or Number of securities Exercise price Type, e.g. Expiry date
e.g. call option purchased to which the option (Note 2) American,
or derivative relates European etc.
Option Purchased -150,000 1,900.0000 EURO 18/09/2009
Option Purchased 34,800 12.0780 EURO 27/07/2009
Option Purchased -750,000 1,800.0000 EURO 18/12/2009
Option Purchased -525,000 1,600.0000 EURO 18/09/2009
Option Purchased -400,000 1,600.0000 EURO 18/09/2009
Option Purchased -250,000 1,900.0000 EURO 17/12/2010
Option Purchased -210,000 1,700.0000 EURO 18/09/2009
Option Purchased -210,000 1,700.0000 EURO 18/09/2009
Option Purchased -34,800 13.8226 EURO 27/07/2009
Option Purchased -150,000 1,800.0000 EURO 18/09/2009
Option Purchased -100,000 1,900.0000 EURO 18/09/2009
Option Purchased 1,050,000 2,000.0000 EURO 17/12/2010
Option Purchased 1,050,000 2,000.0000 EURO 17/12/2010
Option Purchased 150,000 18.0000 AMER 18/12/2009
Option Purchased 150,000 18.0000 AMER 18/12/2009
Option Purchased 150,000 19.0000 AMER 17/12/2010
Option Purchased 150,000 19.0000 AMER 17/12/2010
Option Purchased -100,000 1,600.0000 EURO 18/09/2009
Option Purchased -150,000 1,800.0000 EURO 18/09/2009
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk