Rule 8.3 - ANGLO AMERICAN
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in ANGLO AMERICAN
Class of relevant security USD0.54945
to which the dealings being
disclosed relate (Note 2)
Date of dealing 23 July 2009
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 62,390,545 4.74% 3,057,273 0.23%
securities
(2) Derivatives 9,644,882 0.73% 6,979,125 0.53%
(other than
options)
(3) Options and 2,934,800 0.22% 3,229,800 0.25%
agreements to
purchase/sell
Total 74,970,227 5.69% 13,266,198 1.01%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of Securities Price per unit
(GBP)
Purchase 13,538 19.0384
Purchase 6,897 19.0384
Purchase 6,940 18.9161
Purchase 100 15.87
Purchase 7,933 19.0384
Purchase 8,114 19.3800
Purchase 10,128 19.0384
Purchase 100 15.9
Purchase 692 19.1092
Purchase 12,819 19.0384
Purchase 3,900 15.90180513
Purchase 15,000 19.3800
Purchase 9,350 15.81550802
Purchase 17,441 18.9779
Purchase 300 15.88
Purchase 2,216 15.88913285
Purchase 619 19.0384
Purchase 682 19.0384
Purchase 11,819 19.0384
Purchase 264 15.8774
Purchase 300 16.04333333
Purchase 52,403 15.90147759
Purchase 400 16.045
Purchase 3,500 15.90457143
Purchase 4,700 15.91702128
Purchase 2,000 15.8904
Purchase 21,300 15.88367183
Purchase 6,680 19.0384
Purchase 4,200 15.91071429
Purchase 6,604 19.0384
Purchase 11 15.8774
Purchase 3,250 15.95553846
Purchase 5,000 15.9168
Purchase 100 15.99
Purchase 200 15.93
Purchase 6,940 18.9161
Purchase 6,050 19.1199
Purchase 100 15.89
Purchase 14,043 15.94856634
Purchase 3,570 19.0384
Purchase 71,866 19.3020
Purchase 95,695 18.8320
Purchase 2,500 15.9061
Purchase 2,802 18.7226
Purchase 600 15.89828333
Purchase 3,057 19.3800
Purchase 34,033 19.0384
Purchase 3,372 19.0384
Purchase 700 18.6756
Purchase 3,792 19.3800
Purchase 11 15.8774
Purchase 596 15.893356
Purchase 100,000 19.3897
Purchase 107,743 19.0384
Purchase 175,709 19.0691
Purchase 3,183 19.0384
Purchase 2,789 19.3800
Purchase 1,873 18.6973
Purchase 29,809 18.9678
Purchase 2,091 19.3800
Purchase 2,200 19.3174
Purchase 48 15.8774
Purchase 2,229 19.1898
Purchase 18,378 18.9580
Purchase 1,723 19.1412
Purchase 1,429 19.3800
Purchase 1,272 19.2453
Purchase 6,000 18.8083
Purchase 27,000 18.4525
Sale 396 15.89505051
Sale 1,100 16.06
Sale 400 16.06
Sale 5,700 15.94421053
Sale 200 15.89
Sale 6,940 18.916073
Sale 1,243 16.0552856
Sale 11 15.8774
Sale 100 16.06
Sale 264 15.8774
Sale 100 15.99
Sale 2,000 15.8904
Sale 300 16.02
Sale 100 15.89
Sale 1,300 15.97787692
Sale 200 16.015
Sale 200 15.915
Sale 100 15.88
Sale 100 15.92
Sale 800 15.91375
Sale 300 15.97333333
Sale 1,400 15.90371429
Sale 5,200 15.88942308
Sale 82,150 18.4525
Sale 15,252 19.3800
Sale 186 19.3965
Sale 245 18.7465
Sale 250 18.7890
Sale 5,221 19.3800
Sale 1,734 18.8902
Sale 20,454 18.9649
Sale 300 15.88
Sale 52,800 18.6717
Sale 7,000 18.4200
Sale 3,114 19.3800
Sale 3,400 18.6631
Sale 3,573 18.9441
Sale 4,000 18.8122
Sale 4,290 18.6969
Sale 4,545 18.8945
Sale 4,636 18.9336
Sale 187,413 18.7496
Sale 24,600 18.5961
Sale 11 15.8774
Sale 65,703 15.89343947
Sale 4,200 15.910714
Sale 3,500 15.90457143
Sale 2,700 15.92222222
Sale 2,000 15.91
Sale 500 15.88
Sale 800 15.89625
Sale 600 15.87666667
Sale 11,580 18.9582
Sale 11 15.8774
Sale 10,563 19.3800
Sale 253 15.88604743
Sale 2,500 15.904
Sale 1,200 15.89916667
Sale 200 15.93
Sale 200 15.89
Sale 5,100 15.91823529
Sale 6,940 18.9161
Sale 21,300 15.883672
Sale 100 15.8902
(b) Derivatives transactions (other than options)
Product name, Long/Short Number of Price per
(e.g. CFD) (Note 6) Securities unit (GBP)
CFD Long 24600 18.5961
CFD Long 3400 18.6631
CFD Long 52800 18.6716
CFD Long 700 18.6757
CFD Long 2087 18.677
CFD Long 1326 18.6907
CFD Long 3390 18.719
CFD Long 19968 18.7198
CFD Long 2629 18.7212
CFD Long 187413 18.7496
CFD Long 4000 18.8121
CFD Short 700 18.6756
CFD Short 29809 18.9677
CFD Short 175709 19.069
CFD Short 6050 19.1199
CFD Short 71866 19.302
CFD Short 2200 19.3173
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) NO
Date of disclosure 24 July 2009
Contact name Geoff Smith
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, Written or Number of securities Exercise price Type, e.g. Expiry date
e.g. call option purchased to which the option (Note 2) American,
or derivative relates European etc.
Option Purchased -150,000 1,900.0000 EURO 18/09/2009
Option Purchased 34,800 12.0780 EURO 27/07/2009
Option Purchased -750,000 1,800.0000 EURO 18/12/2009
Option Purchased -525,000 1,600.0000 EURO 18/09/2009
Option Purchased -400,000 1,600.0000 EURO 18/09/2009
Option Purchased -250,000 1,900.0000 EURO 17/12/2010
Option Purchased -210,000 1,700.0000 EURO 18/09/2009
Option Purchased -210,000 1,700.0000 EURO 18/09/2009
Option Purchased -34,800 13.8226 EURO 27/07/2009
Option Purchased -150,000 1,800.0000 EURO 18/09/2009
Option Purchased -100,000 1,900.0000 EURO 18/09/2009
Option Purchased 1,050,000 2,000.0000 EURO 17/12/2010
Option Purchased 1,050,000 2,000.0000 EURO 17/12/2010
Option Purchased 150,000 18.0000 AMER 18/12/2009
Option Purchased 150,000 18.0000 AMER 18/12/2009
Option Purchased 150,000 19.0000 AMER 17/12/2010
Option Purchased 150,000 19.0000 AMER 17/12/2010
Option Purchased -100,000 1,600.0000 EURO 18/09/2009
Option Purchased -150,000 1,800.0000 EURO 18/09/2009
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk