Rule 8.3 - ANGLO AMERICAN
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in ANGLO AMERICAN
Class of relevant security USD0.54945
to which the dealings being
disclosed relate (Note 2)
Date of dealing 24 July 2009
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 62,371,570 4.74% 3,045,223 0.23%
securities
(2) Derivatives 9,610,402 0.73% 6,787,202 0.52%
(other than
options)
(3) Options and 2,934,800 0.22% 3,229,800 0.25%
agreements to
purchase/sell
Total 74,916,772 5.69% 13,062,225 0.99%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of Securities Price per unit
(GBP)
Purchase 18,500 15.73054054
Purchase 15,402 19.1035
Purchase 15,372 19.1035
Purchase 8,155 15.72924341
Purchase 1,100 15.75363636
Purchase 1,800 15.71166667
Purchase 10,034 19.1877
Purchase 900 15.72111111
Purchase 2,381 19.1600
Purchase 15,050 19.1922
Purchase 1,000 15.721
Purchase 12,650 19.1136
Purchase 11,928 19.1877
Purchase 339 15.79884956
Purchase 2,500 15.7632
Purchase 15,252 19.3800
Purchase 261 15.7258
Purchase 94,887 19.1670
Purchase 1,256 15.662243
Purchase 527 15.662243
Purchase 35,405 19.1600
Purchase 34,930 19.1877
Purchase 164 15.7258
Purchase 2,360 19.1877
Purchase 34,886 19.3800
Purchase 17,300 19.0972
Purchase 3,900 15.77195641
Purchase 17,465 19.2376
Purchase 300 15.80333333
Purchase 200 15.805
Purchase 100 15.79
Purchase 856 15.80274533
Purchase 57 15.7258
Purchase 3,114 19.1479
Purchase 1,200 15.72916667
Purchase 511 19.2000
Purchase 100 15.8
Purchase 4,560 19.1877
Purchase 4,544 19.1204
Purchase 700 19.3582
Purchase 223 19.3200
Purchase 3,235 19.1865
Purchase 239 19.1877
Purchase 1,068 19.1877
Purchase 1,201 19.1877
Purchase 1,260 19.1877
Purchase 1,293 19.1346
Purchase 1,498 19.1911
Purchase 1,938 19.1877
Purchase 2,501 19.1600
Purchase 780 19.1400
Purchase 6,005 19.1877
Purchase 5,002 19.1600
Purchase 1,200 15.7292
Purchase 5,412 19.1600
Purchase 5,961 19.1877
Purchase 600 15.71
Purchase 600 15.71
Purchase 318 15.7258
Purchase 6,540 19.1877
Purchase 6,772 19.1877
Purchase 222 19.1877
Purchase 164 15.7258
Purchase 516 19.2465
Sale 47,250 19.1260
Sale 51,900 19.1600
Sale 9,900 19.1004
Sale 57,505 19.2085
Sale 12,146 19.1374
Sale 2,558 19.1033
Sale 6,481 19.1994
Sale 15,252 19.3800
Sale 34,886 19.3800
Sale 200 19.2150
Sale 1,200 15.72916667
Sale 164 15.7258
Sale 164 15.7258
Sale 154 15.69
Sale 600 15.71
Sale 200 15.745
Sale 600 15.71
Sale 2,000 15.73899975
Sale 599 19.2230
Sale 700 19.2234
Sale 780 19.1500
Sale 897 19.2154
Sale 1,068 19.2232
Sale 2,200 19.1372
Sale 1,200 15.72916667
Sale 200 15.63
Sale 94,499 19.1031
Sale 383 15.66522193
Sale 200 15.67
Sale 1,200 15.66
Sale 318 15.7258
Sale 164 15.7258
Sale 1,295 15.8015
Sale 100 15.75
Sale 26,655 15.730144
Sale 200 15.72525
Sale 200 15.72
Sale 700 15.72
Sale 100 15.73
Sale 1,800 15.711667
Sale 74,701 19.2270
Sale 100 15.69
(b) Derivatives transactions (other than options)
Product name, Long/Short Number of Price per
(e.g. CFD) (Note 6) Securities unit (GBP)
CFD Long 9900 19.1004
CFD Long 94499 19.103
CFD Long 2558 19.1032
CFD Long 30774 19.1035
CFD Long 2200 19.1372
CFD Long 57505 19.2084
CFD Long 74701 19.2269
CFD Long 5139 19.2301
CFD Long 899 19.2474
CFD Short 3136 19.0131
CFD Short 4544 19.1204
CFD Short 94887 19.167
CFD Short 17465 19.2375
CFD Short 700 19.3582
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure 27 July 2009
Contact name Geoff Smith
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, Written or Number of securities Exercise price Type, e.g. Expiry date
e.g. call option purchased to which the option (Note 2) American,
or derivative relates European etc.
Option Purchased -150,000 1,900.0000 EURO 18/09/2009
Option Purchased 34,800 12.0780 EURO 27/07/2009
Option Purchased -750,000 1,800.0000 EURO 18/12/2009
Option Purchased -525,000 1,600.0000 EURO 18/09/2009
Option Purchased -400,000 1,600.0000 EURO 18/09/2009
Option Purchased -250,000 1,900.0000 EURO 17/12/2010
Option Purchased -210,000 1,700.0000 EURO 18/09/2009
Option Purchased -210,000 1,700.0000 EURO 18/09/2009
Option Purchased -34,800 13.8226 EURO 27/07/2009
Option Purchased -150,000 1,800.0000 EURO 18/09/2009
Option Purchased -100,000 1,900.0000 EURO 18/09/2009
Option Purchased 1,050,000 2,000.0000 EURO 17/12/2010
Option Purchased 1,050,000 2,000.0000 EURO 17/12/2010
Option Purchased 150,000 18.0000 AMER 18/12/2009
Option Purchased 150,000 18.0000 AMER 18/12/2009
Option Purchased 150,000 19.0000 AMER 17/12/2010
Option Purchased 150,000 19.0000 AMER 17/12/2010
Option Purchased -100,000 1,600.0000 EURO 18/09/2009
Option Purchased -150,000 1,800.0000 EURO 18/09/2009
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk