Rule 8.3 - ANGLO AMERICAN
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in ANGLO AMERICAN
Class of relevant security USD0.54945
to which the dealings being
disclosed relate (Note 2)
Date of dealing 28 July 2009
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 62,603,944 4.76% 2,727,660 0.21%
securities
(2) Derivatives 9,366,345 0.71% 6,704,629 0.51%
(other than
options)
(3) Options and 2,900,000 0.22% 3,195,000 0.24%
agreements to
purchase/sell
Total 74,870,289 5.69% 12,627,289 0.96%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of Securities Price per unit
(GBP)
Purchase 4,068 18.8737
Purchase 2,108 18.8968
Purchase 2,616 18.8968
Purchase 2,866 18.3550
Purchase 3,326 18.3550
Purchase 3,746 18.8737
Purchase 9,708 18.9019
Purchase 3,913 18.8968
Purchase 1,520 18.8968
Purchase 4,192 18.8968
Purchase 4,319 18.3500
Purchase 4,858 18.8968
Purchase 5,859 18.8968
Purchase 6,404 18.3550
Purchase 7,145 18.9621
Purchase 3,911 18.8968
Purchase 523 18.8968
Purchase 700 15.36
Purchase 200 15.28
Purchase 1,564 15.2483
Purchase 100 15.28
Purchase 100 15.33
Purchase 600 15.24
Purchase 1,800 19.4407
Purchase 492 19.3328
Purchase 1,727 18.8968
Purchase 844 18.3550
Purchase 1,163 18.8968
Purchase 1,293 18.8968
Purchase 1,302 18.9361
Purchase 1,422 18.8968
Purchase 4,319 18.3550
Purchase 700 15.36
Purchase 62,853 19.1600
Purchase 5,700 15.26596491
Purchase 10,472 18.8968
Purchase 1,292 15.2483
Purchase 272 15.2483
Purchase 217,325 19.0338
Purchase 104,228 19.4850
Purchase 104,228 19.4850
Purchase 2,000 15.238
Purchase 1,800 15.37
Purchase 52,114 18.6700
Purchase 10,932 18.8968
Purchase 20,612 18.3550
Purchase 21,760 15.251903
Purchase 15,183 18.6514
Purchase 21,748 19.2987
Sale 110 19.0345
Sale 1,300 15.34
Sale 600 15.24
Sale 100 15.33
Sale 700 15.36
Sale 700 15.36
Sale 100 15.28
Sale 20,460 15.24630499
Sale 2,000 15.238
Sale 100 15.12
Sale 300 15.28
Sale 200 19.0950
Sale 400 15.19
Sale 1,164 15.22158076
Sale 1,800 15.37
Sale 98,448 18.6527
Sale 9,552 18.8925
Sale 7,633 18.8165
Sale 11,065 18.3550
Sale 12,593 18.5621
Sale 15,117 18.6448
Sale 5,700 15.265965
Sale 300 15.18333333
Sale 55,135 18.8179
Sale 227 18.7274
Sale 100,000 18.3458
Sale 1,564 15.2483
Sale 1,000 15.24116
Sale 4,319 18.3500
Sale 1,100 15.17909091
Sale 528 19.3548
Sale 100 15.3
Sale 200 15.28
(b) Derivatives transactions (other than options)
Product name, Long/Short Number of Price per
(e.g. CFD) (Note 6) Securities unit (GBP)
CFD Long 98448 18.6527
CFD Long 7633 18.8164
CFD Long 55135 18.8178
CFD Long 7814 18.8737
CFD Long 9552 18.8925
CFD Long 3747 19.0756
CFD Long 558 19.0776
CFD Long 2071 19.3659
CFD Short 9708 18.9018
CFD Short 1302 18.9361
CFD Short 217325 19.0338
CFD Short 21748 19.2986
CFD Short 12012 19.4006
CFD Short 1800 19.4407
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure 29 July 2009
Contact name Geoff Smith
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, Written or Number of securities Exercise price Type, e.g. Expiry date
e.g. call option purchased to which the option (Note 2) American,
or derivative relates European etc.
Option Purchased 1,050,000 2,000.0000 EURO 17/12/2010
Option Purchased -525,000 1,600.0000 EURO 18/09/2009
Option Purchased -400,000 1,600.0000 EURO 18/09/2009
Option Purchased -250,000 1,900.0000 EURO 17/12/2010
Option Purchased -210,000 1,700.0000 EURO 18/09/2009
Option Purchased -210,000 1,700.0000 EURO 18/09/2009
Option Purchased -150,000 1,800.0000 EURO 18/09/2009
Option Purchased -750,000 1,800.0000 EURO 18/12/2009
Option Purchased -150,000 1,900.0000 EURO 18/09/2009
Option Purchased -100,000 1,900.0000 EURO 18/09/2009
Option Purchased 1,050,000 2,000.0000 EURO 17/12/2010
Option Purchased 150,000 18.0000 AMER 18/12/2009
Option Purchased 150,000 18.0000 AMER 18/12/2009
Option Purchased 150,000 19.0000 AMER 17/12/2010
Option Purchased 150,000 19.0000 AMER 17/12/2010
Option Purchased -100,000 1,600.0000 EURO 18/09/2009
Option Purchased -150,000 1,800.0000 EURO 18/09/2009
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk