Rule 8.3 - ANGLO AMERICAN
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in ANGLO AMERICAN
Class of relevant security USD0.54945
to which the dealings being
disclosed relate (Note 2)
Date of dealing 29 July 2009
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 62,966,620 4.78% 2,733,827 0.21%
securities
(2) Derivatives 9,349,949 0.71% 6,882,076 0.52%
(other than
options)
(3) Options and 2,900,000 0.22% 3,195,000 0.24%
agreements to
purchase/sell
Total 75,216,569 5.71% 12,810,903 0.97%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of Securities Price per unit
(GBP)
Purchase 2,359 18.3028
Purchase 100 14.87
Purchase 669 18.2335
Purchase 965 17.9946
Purchase 1,184 18.3028
Purchase 1,221 18.3028
Purchase 1,222 18.3550
Purchase 1,300 19.0600
Purchase 1,308 18.3028
Purchase 234 18.3028
Purchase 2,347 18.3028
Purchase 213 18.3028
Purchase 3,248 18.3028
Purchase 3,251 17.9965
Purchase 3,251 17.9965
Purchase 2,400 15.0296
Purchase 166 14.9451
Purchase 756 14.9451
Purchase 200 14.915
Purchase 200 14.825
Purchase 1,700 19.0600
Purchase 20,301 18.2816
Purchase 4,425 18.3028
Purchase 5,541 18.1917
Purchase 5,888 18.3028
Purchase 7,447 18.3028
Purchase 10,000 19.1538
Purchase 10,269 18.0200
Purchase 10,334 18.2590
Purchase 11,138 18.3028
Purchase 400 18.3050
Purchase 19,930 18.2199
Purchase 4,319 18.2300
Purchase 22,878 18.3181
Purchase 30,000 18.2300
Purchase 35,426 18.3028
Purchase 47,000 18.3885
Purchase 54,000 18.2820
Purchase 174,731 18.0759
Purchase 182,175 18.2129
Purchase 126 14.9451
Purchase 13,187 18.3050
Purchase 400 14.9724
Purchase 2,100 15.04952381
Purchase 700 14.84
Purchase 922 14.9451
Purchase 100 14.84
Purchase 900 14.83916667
Purchase 3,300 14.83939394
Purchase 600 14.84
Purchase 4,700 14.989362
Purchase 126 14.9451
Purchase 10,416 14.9526505
Purchase 200 14.835
Purchase 700 14.96571429
Purchase 400 14.99
Purchase 900 14.95
Purchase 1,050 14.96190476
Purchase 2,900 15.00034483
Purchase 5,300 14.98566038
Purchase 100 14.84
Purchase 8,000 14.966625
Purchase 600 14.95
Purchase 15,660 14.97491699
Purchase 1,768 14.89339367
Sale 23,387 18.3078
Sale 126 14.9451
Sale 22,624 18.2184
Sale 20,753 18.2814
Sale 100 14.91
Sale 20,092 18.2942
Sale 400 14.9425
Sale 100 15.09
Sale 6,000 17.9200
Sale 17,528 18.2313
Sale 296 14.87054054
Sale 2,300 15.03478261
Sale 10,000 18.1251
Sale 1,100 14.9681
Sale 100 14.84
Sale 965 18.0161
Sale 600 14.9
Sale 300 14.9
Sale 126 14.9451
Sale 4,319 18.2300
Sale 4,319 18.2300
Sale 400 14.9
Sale 3,100 15.04
Sale 7,316 14.91563833
Sale 922 14.9451
Sale 36,578 14.97150516
Sale 126 14.9451
Sale 700 18.2456
Sale 3,400 15.02352941
Sale 90 18.2482
Sale 3,326 17.9473
Sale 2,100 15.04952381
Sale 148,527 18.2812
Sale 54,000 18.2600
Sale 5,800 14.8394
Sale 1,222 18.3550
(b) Derivatives transactions (other than options)
Product name, Long/Short Number of Price per
(e.g. CFD) (Note 6) Securities unit (GBP)
CFD Long 1334 18.0305
CFD Long 22624 18.2183
CFD Long 1047 18.2348
CFD Long 700 18.2456
CFD Long 9091 18.259
CFD Long 148527 18.2811
CFD Long 7018 18.3037
CFD Long 23387 18.3077
CFD Long 2477 18.3162
CFD Short 174731 18.0759
CFD Short 182175 18.2129
CFD Short 19930 18.2199
CFD Short 10334 18.2589
CFD Short 22878 18.318
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure 30 July 2009
Contact name Geoff Smith
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, Written or Number of securities Exercise price Type, e.g. Expiry date
e.g. call option purchased to which the option (Note 2) American,
or derivative relates European etc.
Option Purchased 1,050,000 2,000.0000 EURO 17/12/2010
Option Purchased -525,000 1,600.0000 EURO 18/09/2009
Option Purchased -400,000 1,600.0000 EURO 18/09/2009
Option Purchased -250,000 1,900.0000 EURO 17/12/2010
Option Purchased -210,000 1,700.0000 EURO 18/09/2009
Option Purchased -210,000 1,700.0000 EURO 18/09/2009
Option Purchased -150,000 1,800.0000 EURO 18/09/2009
Option Purchased -750,000 1,800.0000 EURO 18/12/2009
Option Purchased -150,000 1,900.0000 EURO 18/09/2009
Option Purchased -100,000 1,900.0000 EURO 18/09/2009
Option Purchased 1,050,000 2,000.0000 EURO 17/12/2010
Option Purchased 150,000 18.0000 AMER 18/12/2009
Option Purchased 150,000 18.0000 AMER 18/12/2009
Option Purchased 150,000 19.0000 AMER 17/12/2010
Option Purchased 150,000 19.0000 AMER 17/12/2010
Option Purchased -100,000 1,600.0000 EURO 18/09/2009
Option Purchased -150,000 1,800.0000 EURO 18/09/2009
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk