Rule 8.3 - ANGLO AMERICAN
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in ANGLO AMERICAN
Class of relevant security USD0.54945
to which the dealings being
disclosed relate (Note 2)
Date of dealing 30 July 2009
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 63,260,829 4.81% 2,797,181 0.21%
securities
(2) Derivatives 9,602,100 0.73% 7,024,211 0.53%
(other than
options)
(3) Options and 2,900,000 0.22% 3,014,000 0.23%
agreements to
purchase/sell
Total 75,762,929 5.75% 12,835,392 0.97%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of Securities Price per unit
(GBP)
Purchase 1,736 15.54
Purchase 594 15.54
Purchase 1,000 15.708
Purchase 27,270 18.5902
Purchase 6,476 19.2235
Purchase 100 15.6
Purchase 8,768 18.9853
Purchase 800 15.84375
Purchase 600 15.68326667
Purchase 177 15.68
Purchase 5,140 18.8465
Purchase 2,600 15.54
Purchase 200 15.63
Purchase 2,600 15.70307692
Purchase 247,567 19.1705
Purchase 122,340 18.7492
Purchase 104,228 19.4850
Purchase 50,000 18.7310
Purchase 26,576 18.9751
Purchase 30,000 19.0645
Purchase 28,934 19.1391
Purchase 27,270 18.5920
Purchase 11,840 18.8922
Purchase 200 15.63
Purchase 900 15.65444444
Purchase 24,181 15.62040776
Purchase 69,400 15.71468761
Purchase 2,517 15.71711959
Purchase 100 15.69
Purchase 300 15.72333333
Purchase 800 15.70125
Purchase 492 15.63934959
Purchase 3,100 15.7003
Purchase 2,500 15.676884
Purchase 4,183 19.0550
Purchase 1,028 15.72
Purchase 41 18.2300
Purchase 4,791 18.8476
Purchase 100 15.55
Purchase 177 15.6907
Purchase 1,592 19.1105
Purchase 5,000 18.7777
Sale 2,000 18.4438
Sale 6,521 18.9443
Sale 23,641 18.9966
Sale 5,150 19.1402
Sale 10,582 18.7288
Sale 10,000 19.0550
Sale 802 19.0550
Sale 495 19.1599
Sale 375 18.1900
Sale 27,000 18.1650
Sale 3,100 15.70032258
Sale 900 15.654444
Sale 26,698 15.629525
Sale 69,400 15.714688
Sale 177 15.6907
Sale 900 15.72
Sale 128 15.72
Sale 136 18.8382
Sale 41 18.2300
Sale 4,930 15.54
Sale 100 15.6
Sale 27,000 18.7243
Sale 200 15.63
Sale 1,400 15.775
Sale 2,600 15.70307692
Sale 177 15.6907
Sale 223 18.7290
Sale 312,980 18.9543
Sale 31,437 18.8755
Sale 27,270 18.5920
Sale 1,000 15.708
NB: The below transactions which were previously disclosed have been cancelled
Deal Date Purchase/Sale Number of Securities Price per unit (GBP)
28/07/2009 Purchase 104,228 19.4850
(b) Derivatives transactions (other than options)
Product name, Long/Short Number of Price per
(e.g. CFD) (Note 6) Securities unit (GBP)
CFD Long 2000 18.4437
CFD Long 544 18.4606
CFD Long 693 18.4759
CFD Long 812 18.6897
CFD Long 10582 18.7287
CFD Long 4354 18.7433
CFD Long 5140 18.8465
CFD Long 4791 18.8476
CFD Long 312980 18.9542
CFD Short 27270 18.592
CFD Short 9611 18.6624
CFD Short 11985 18.7017
CFD Short 122340 18.7491
CFD Short 5000 18.7777
CFD Short 11840 18.8921
CFD Short 8129 19.055
CFD Short 1592 19.1105
CFD Short 28934 19.1391
CFD Short 5179 19.1621
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure 31 July 2009
Contact name Geoff Smith
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, Written or Number of securities Exercise price Type, e.g. Expiry date
e.g. call option purchased to which the option (Note 2) American,
or derivative relates European etc.
Option Purchased 1,050,000 2,000.0000 EURO 17/12/2010
Option Purchased -525,000 1,600.0000 EURO 18/09/2009
Option Purchased -400,000 1,600.0000 EURO 18/09/2009
Option Purchased -250,000 1,900.0000 EURO 17/12/2010
Option Purchased -210,000 1,700.0000 EURO 18/09/2009
Option Purchased -150,000 1,800.0000 EURO 18/09/2009
Option Purchased -150,000 1,800.0000 EURO 18/09/2009
Option Purchased -750,000 1,800.0000 EURO 18/12/2009
Option Purchased -29,000 1,700.0000 EURO 18/09/2009
Option Purchased -100,000 1,900.0000 EURO 18/09/2009
Option Purchased 1,050,000 2,000.0000 EURO 17/12/2010
Option Purchased 150,000 18.0000 AMER 18/12/2009
Option Purchased 150,000 18.0000 AMER 18/12/2009
Option Purchased 150,000 19.0000 AMER 17/12/2010
Option Purchased 150,000 19.0000 AMER 17/12/2010
Option Purchased -100,000 1,600.0000 EURO 18/09/2009
Option Purchased -150,000 1,900.0000 EURO 18/09/2009
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk