Rule 8.3 - ANGLO AMERICAN
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in ANGLO AMERICAN
Class of relevant security USD0.54945
to which the dealings being
disclosed relate (Note 2)
Date of dealing 31 July 2009
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 63,303,760 4.81% 2,829,306 0.21%
securities
(2) Derivatives 9,602,146 0.73% 6,931,026 0.53%
(other than
options)
(3) Options and 2,833,540 0.22% 2,863,600 0.22%
agreements to
purchase/sell
Total 75,739,446 5.75% 12,623,932 0.96%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of Securities Price per unit
(GBP)
Purchase 1,200 18.8668
Purchase 503 16.146
Purchase 1,620 19.0384
Purchase 10,000 19.3097
Purchase 1,530 19.1322
Purchase 12,299 19.3000
Purchase 12,643 19.1900
Purchase 13,187 18.2300
Purchase 1,691 19.3000
Purchase 17,600 19.3000
Purchase 80,000 19.2944
Purchase 1,194 19.3000
Purchase 1,033 19.2729
Purchase 40,850 19.1161
Purchase 800 19.2057
Purchase 2,210 19.3000
Purchase 680 19.0550
Purchase 9,038 19.3000
Purchase 172 15.86
Purchase 1,474 19.3000
Purchase 5,023 19.3000
Purchase 3,130 19.0384
Purchase 3,351 19.0384
Purchase 3,732 19.0384
Purchase 3,776 19.0384
Purchase 4,230 19.0384
Purchase 4,375 19.3000
Purchase 1,927 19.3290
Purchase 1,659 19.3000
Purchase 5,002 19.3000
Purchase 200 15.86
Purchase 1,925 19.3000
Purchase 5,194 19.0384
Purchase 6,452 19.3000
Purchase 6,521 19.1023
Purchase 1,825 19.3210
Purchase 7,601 19.0384
Purchase 7,844 19.3000
Purchase 8,022 19.0384
Purchase 4,525 19.3000
Purchase 400 15.975
Purchase 163 19.0384
Purchase 266,689 18.2300
Purchase 1,530 19.132157
Purchase 200 16.27
Purchase 400 16.27
Purchase 9,100 16.27
Purchase 300 16.27
Purchase 7,239 15.869003
Purchase 122,548 18.9801
Purchase 147 19.0384
Purchase 500 15.94994
Purchase 500 15.87
Purchase 100 16.34
Purchase 104,228 19.4850
Purchase 900 15.88
Purchase 200 16.07
Purchase 95,695 19.0550
Purchase 1,900 16.00157895
Purchase 503 16.146
Purchase 569 19.3000
Purchase 1,540 16.01493506
Purchase 115 16.06521739
Purchase 1,000 16.111
Purchase 362 19.3000
Purchase 2,500 15.9616
Purchase 217 18.9492
Purchase 28,300 16.04689011
Purchase 660 16.05909091
Purchase 600 16.06666667
Purchase 4,800 16.02166667
Purchase 653 19.3000
Purchase 97,600 16.279089
Sale 128,190 19.1289
Sale 95,695 19.0550
Sale 98,518 19.0692
Sale 2,192 19.1575
Sale 680 19.0550
Sale 2,210 19.3000
Sale 569 19.3000
Sale 736 19.3000
Sale 1,825 19.3549
Sale 266,689 18.2300
Sale 1,691 19.3000
Sale 182 19.1350
Sale 1,200 18.8233
Sale 1,527 19.3000
Sale 653 19.3000
Sale 1,552 19.3000
Sale 1,530 19.1322
Sale 275 19.0512
Sale 2,915 16.037564
Sale 8,110 19.0817
Sale 200 16.07
Sale 1,900 16.28371053
Sale 500 16.304
Sale 300 16.13666667
Sale 2,859 15.88335432
Sale 97,600 16.27908867
Sale 2,500 15.9616
Sale 372 15.86
Sale 33,100 16.04323228
Sale 1,530 19.1322
Sale 1,000 16.111
Sale 10,000 16.27
Sale 303 16.27330033
Sale 200 15.855
Sale 1,500 15.956
Sale 1,000 16.111
Sale 900 15.88
Sale 900 15.88
Sale 4,380 15.8596347
Sale 11,985 19.2238
Sale 3,674 18.8468
Sale 4,435 19.3000
Sale 5,023 19.3000
Sale 5,538 19.1893
Sale 7,329 19.1934
Sale 7,844 19.3000
Sale 8,111 19.3000
Sale 200 16.07
Sale 503 16.146
Sale 9,763 19.3000
Sale 3,263 19.3153
Sale 12,942 19.3743
Sale 13,187 18.2300
Sale 14,022 19.3000
Sale 16,200 19.2198
Sale 21,337 19.3000
Sale 22,125 19.3000
Sale 40,754 19.0600
Sale 41,516 19.3000
Sale 9,656 19.2251
NB: The below transactions which were previously disclosed have been cancelled
Deal Date Purchase/Sale Number of Securities Price per unit (GBP)
28/07/2009 Purchase 104,228 19.4850
(b) Derivatives transactions (other than options)
Product name, Long/Short Number of Price per
(e.g. CFD) (Note 6) Securities unit (GBP)
CFD Long 1200 18.8233
CFD Long 2103 18.9889
CFD Long 40754 19.0599
CFD Long 98518 19.0691
CFD Long 8110 19.0817
CFD Long 128190 19.1288
CFD Long 2192 19.1575
CFD Long 11985 19.2238
CFD Long 2135 19.3058
CFD Short 1200 18.8667
CFD Short 3862 18.9559
CFD Short 122548 18.98
CFD Short 6161 18.9993
CFD Short 40850 19.1161
CFD Short 12643 19.19
CFD Short 800 19.2057
CFD Short 1033 19.2728
CFD Short 12859 19.2996
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure 03 August 2009
Contact name Geoff Smith
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, Written or Number of securities Exercise price Type, e.g. Expiry date
e.g. call option purchased to which the option (Note 2) American,
or derivative relates European etc.
Option Purchased 1,050,000 2,000.0000 EURO 17/12/2010
Option Purchased -525,000 1,600.0000 EURO 18/09/2009
Option Purchased -400,000 1,600.0000 EURO 18/09/2009
Option Purchased -250,000 1,900.0000 EURO 17/12/2010
Option Purchased -210,000 1,700.0000 EURO 18/09/2009
Option Purchased -150,000 1,800.0000 EURO 18/09/2009
Option Purchased -150,000 1,800.0000 EURO 18/09/2009
Option Purchased -750,000 1,800.0000 EURO 18/12/2009
Option Purchased -29,000 1,700.0000 EURO 18/09/2009
Option Purchased -100,000 1,900.0000 EURO 18/09/2009
Option Purchased 1,050,000 2,000.0000 EURO 17/12/2010
Option Purchased 150,000 18.0000 AMER 18/12/2009
Option Purchased 150,000 18.0000 AMER 18/12/2009
Option Purchased 150,000 19.0000 AMER 17/12/2010
Option Purchased 150,000 19.0000 AMER 17/12/2010
Option Purchased -100,000 1,600.0000 EURO 18/09/2009
Option Purchased -150,000 1,900.0000 EURO 18/09/2009
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk