Rule 8.3 - ANGLO AMERICAN
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in ANGLO AMERICAN
Class of relevant security USD0.54945
to which the dealings being
disclosed relate (Note 2)
Date of dealing 03 August 2009
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 63,489,493 4.82% 3,616,959 0.27%
securities
(2) Derivatives 10,265,790 0.78% 6,976,033 0.53%
(other than
options)
(3) Options and 2,900,000 0.22% 3,014,000 0.23%
agreements to
purchase/sell
Total 76,655,283 5.82% 13,606,992 1.03%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of Securities Price per unit
(GBP)
Purchase 28,557 20.0462
Purchase 600 19.9545
Purchase 104,884 20.0125
Purchase 79,260 20.2300
Purchase 25,000 20.1202
Purchase 955 20.2300
Purchase 75,000 20.2300
Purchase 2,224 20.0308
Purchase 2,501 20.2300
Purchase 355 19.8109
Purchase 28,849 20.0361
Purchase 784 20.0071
Purchase 7,503 20.2300
Purchase 380 16.8
Purchase 11,727 20.0196
Purchase 120 16.8551
Purchase 8,533 19.3000
Purchase 3,763 20.2300
Purchase 7,149 20.0103
Purchase 127 17
Purchase 120 16.8551
Sale 31,853 19.7315
Sale 127 17
Sale 28,583 20.0308
Sale 120 16.8551
Sale 160 20.2119
Sale 111,000 19.6250
Sale 54,132 20.0707
Sale 2,968 20.0622
Sale 24,052 20.1346
Sale 9,402 20.1811
Sale 8,533 19.3000
Sale 7,176 20.0239
Sale 7,093 20.2300
Sale 6,184 20.1346
Sale 627 20.2300
Sale 3,763 20.2300
Sale 286,657 19.8899
Sale 2,655 20.1263
Sale 1,600 20.1547
Sale 1,244 19.8142
Sale 1,033 19.7906
Sale 525 19.8002
Sale 380 16.8
Sale 395,944 20.0375
Sale 4,500 20.1518
(b) Derivatives transactions (other than options)
Product name, Long/Short Number of Price per
(e.g. CFD) (Note 6) Securities unit (GBP)
CFD Long 1033 19.7906
CFD Long 1013 19.811
CFD Long 1244 19.8142
CFD Long 286657 19.8899
CFD Long 1177 20.0037
CFD Long 6426 20.0182
CFD Long 395944 20.0374
CFD Long 54132 20.0706
CFD Long 2655 20.1262
CFD Long 4500 20.1518
CFD Long 1600 20.1547
CFD Long 160 20.2119
CFD Short 355 19.8109
CFD Short 821 19.845
CFD Short 600 19.9545
CFD Short 104884 20.0124
CFD Short 2224 20.0307
CFD Short 463 20.0317
CFD Short 28557 20.0461
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure 04 August 2009
Contact name Geoff Smith
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, Written or Number of securities Exercise price Type, e.g. Expiry date
e.g. call option purchased to which the option (Note 2) American,
or derivative relates European etc.
Option Purchased 1,050,000 2,000.0000 EURO 17/12/2010
Option Purchased -525,000 1,600.0000 EURO 18/09/2009
Option Purchased -400,000 1,600.0000 EURO 18/09/2009
Option Purchased -250,000 1,900.0000 EURO 17/12/2010
Option Purchased -210,000 1,700.0000 EURO 18/09/2009
Option Purchased -150,000 1,800.0000 EURO 18/09/2009
Option Purchased -150,000 1,800.0000 EURO 18/09/2009
Option Purchased -750,000 1,800.0000 EURO 18/12/2009
Option Purchased -29,000 1,700.0000 EURO 18/09/2009
Option Purchased -100,000 1,900.0000 EURO 18/09/2009
Option Purchased 1,050,000 2,000.0000 EURO 17/12/2010
Option Purchased 150,000 18.0000 AMER 18/12/2009
Option Purchased 150,000 18.0000 AMER 18/12/2009
Option Purchased 150,000 19.0000 AMER 17/12/2010
Option Purchased 150,000 19.0000 AMER 17/12/2010
Option Purchased -100,000 1,600.0000 EURO 18/09/2009
Option Purchased -150,000 1,900.0000 EURO 18/09/2009
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk