Rule 8.3 - ANGLO AMERICAN
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in ANGLO AMERICAN
Class of relevant security USD0.54945
to which the dealings being
disclosed relate (Note 2)
Date of dealing 04 August 2009
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 63,420,700 4.82% 3,399,774 0.26%
securities
(2) Derivatives 10,027,138 0.76% 6,857,484 0.52%
(other than
options)
(3) Options and 2,900,000 0.22% 3,014,000 0.23%
agreements to
purchase/sell
Total 76,347,838 5.80% 13,271,258 1.01%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of Securities Price per unit
(GBP)
Purchase 1,861 19.5569
Purchase 7,842 19.5234
Purchase 194 19.695
Purchase 7,842 19.5234
Purchase 5,106 19.5569
Purchase 5,000 19.9800
Purchase 4,865 19.5569
Purchase 4,456 19.4995
Purchase 4,333 19.5569
Purchase 3,027 19.5569
Purchase 2,968 19.6742
Purchase 2,879 19.5162
Purchase 2,691 19.5569
Purchase 9,585 20.2300
Purchase 2,040 19.7100
Purchase 8,962 19.5043
Purchase 1,759 19.5569
Purchase 1,536 19.5569
Purchase 1,354 19.5569
Purchase 1,311 19.5569
Purchase 1,247 19.5569
Purchase 1,098 19.5569
Purchase 955 19.5569
Purchase 724 19.7100
Purchase 718 19.5234
Purchase 718 19.5234
Purchase 676 19.6367
Purchase 500 19.8380
Purchase 400 19.4050
Purchase 2,460 19.5569
Purchase 15,687 19.6282
Purchase 216 16.5271
Purchase 11,170 19.7100
Purchase 89,655 19.5878
Purchase 1,569 16.46
Purchase 10,484 16.5457
Purchase 20,482 19.7100
Purchase 216 16.5271
Purchase 228,036 19.5752
Purchase 194 19.6950
Purchase 14,000 19.5646
Purchase 11,816 19.5376
Purchase 200 19.5700
Purchase 1,569 16.46
Sale 194 19.6950
Sale 10,700 16.535
Sale 1,569 16.47956023
Sale 200 19.4800
Sale 492 19.5812
Sale 1,569 16.46
Sale 364 20.0537
Sale 216 16.5271
Sale 9,585 20.2300
Sale 113,581 19.6432
Sale 64,540 19.6527
Sale 40,000 19.7100
Sale 18,632 19.4586
Sale 18,118 19.5204
Sale 15,809 19.6161
Sale 5,083 19.7100
Sale 5,100 19.6563
Sale 15,055 19.5936
Sale 13,605 19.5475
Sale 230 19.7100
Sale 11,173 19.5263
Sale 194 19.695
(b) Derivatives transactions (other than options)
Product name, Long/Short Number of Price per
(e.g. CFD) (Note 6) Securities unit (GBP)
CFD Long 13605 19.5475
CFD Long 3068 19.5852
CFD Long 15055 19.5936
CFD Long 113581 19.6432
CFD Long 64540 19.6527
CFD Long 672 19.6559
CFD Long 5100 19.6563
CFD Short 662 19.4234
CFD Short 11816 19.5376
CFD Short 200 19.57
CFD Short 228036 19.5752
CFD Short 89655 19.5877
CFD Short 1739 19.8238
CFD Short 1739 19.8315
CFD Short 500 19.8379
CFD Short 719 19.8555
CFD Short 658 19.8741
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure 05 August 2009
Contact name Geoff Smith
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, Written or Number of securities Exercise price Type, e.g. Expiry date
e.g. call option purchased to which the option (Note 2) American,
or derivative relates European etc.
Option Purchased 1,050,000 2,000.0000 EURO 17/12/2010
Option Purchased -525,000 1,600.0000 EURO 18/09/2009
Option Purchased -400,000 1,600.0000 EURO 18/09/2009
Option Purchased -250,000 1,900.0000 EURO 17/12/2010
Option Purchased -210,000 1,700.0000 EURO 18/09/2009
Option Purchased -150,000 1,800.0000 EURO 18/09/2009
Option Purchased -150,000 1,800.0000 EURO 18/09/2009
Option Purchased -750,000 1,800.0000 EURO 18/12/2009
Option Purchased -29,000 1,700.0000 EURO 18/09/2009
Option Purchased -100,000 1,900.0000 EURO 18/09/2009
Option Purchased 1,050,000 2,000.0000 EURO 17/12/2010
Option Purchased 150,000 18.0000 AMER 18/12/2009
Option Purchased 150,000 18.0000 AMER 18/12/2009
Option Purchased 150,000 19.0000 AMER 17/12/2010
Option Purchased 150,000 19.0000 AMER 17/12/2010
Option Purchased -100,000 1,600.0000 EURO 18/09/2009
Option Purchased -150,000 1,900.0000 EURO 18/09/2009
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk