Rule 8.3 - ANGLO AMERICAN
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in ANGLO AMERICAN
Class of relevant security USD0.54945
to which the dealings being
disclosed relate (Note 2)
Date of dealing 05 August 2009
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 63,567,013 4.83% 3,056,739 0.23%
securities
(2) Derivatives 9,844,202 0.75% 6,802,366 0.52%
(other than
options)
(3) Options and 2,900,000 0.22% 3,014,000 0.23%
agreements to
purchase/sell
Total 76,311,215 5.80% 12,873,105 0.98%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of Securities Price per unit
(GBP)
Purchase 5,002 19.9350
Purchase 20,265 19.9489
Purchase 488 19.9350
Purchase 10,700 16.535
Purchase 210 19.8061
Purchase 20,774 19.7183
Purchase 525 16.8
Purchase 12,209 19.883633
Purchase 23,077 19.9350
Purchase 18,725 19.8981
Purchase 23,322 19.8515
Purchase 5,000 7.5
Purchase 355 19.7100
Purchase 55,500 20.0317
Purchase 381,563 19.7799
Purchase 55,893 19.8061
Purchase 88,981 19.9350
Purchase 7,368 19.8061
Purchase 6,389 19.4400
Purchase 72,000 19.8388
Purchase 199 19.8061
Purchase 838 19.7936
Purchase 1,805 19.9350
Purchase 3,710 19.8061
Purchase 11,699 19.8061
Purchase 2,888 19.8061
Purchase 2,431 19.8061
Purchase 2,074 19.9350
Purchase 1,885 19.8061
Purchase 62 16.73
Purchase 3,907 19.8061
Purchase 18,656 19.8228
Purchase 3,800 19.6509
Purchase 1,806 19.8061
Purchase 1,876 19.8061
Purchase 1,754 19.8061
Purchase 1,199 19.7800
Purchase 12,209 19.8836
Purchase 70 19.5850
Purchase 27,500 16.852
Purchase 4,141 19.8061
Purchase 30,500 16.85196721
Sale 182 20.1750
Sale 195 20.1332
Sale 155 20.1750
Sale 24,307 19.8109
Sale 23,077 19.9350
Sale 12,209 19.8836
Sale 21,765 19.9254
Sale 18,081 19.9724
Sale 55,368 19.8785
Sale 839 20.1750
Sale 2,918 19.9350
Sale 1,700 19.7545
Sale 12,209 19.8836
Sale 500 16.89
Sale 2,500 16.95
Sale 27,500 16.852
Sale 10,700 16.535
Sale 525 16.8
Sale 620 20.1750
Sale 927 19.8230
Sale 248 19.8680
Sale 762 20.0975
Sale 702 20.1750
Sale 10,926 19.9641
Sale 355 19.7100
Sale 213,005 19.8350
Sale 5,875 19.9350
Sale 5,145 19.4470
Sale 340 19.6921
Sale 310 20.1750
Sale 62 16.73
(b) Derivatives transactions (other than options)
Product name, Long/Short Number of Price per
(e.g. CFD) (Note 6) Securities unit (GBP)
CFD Long 4983 19.6202
CFD Long 2581 19.6834
CFD Long 340 19.692
CFD Long 1700 19.7545
CFD Long 24307 19.8109
CFD Long 927 19.823
CFD Long 213005 19.835
CFD Long 55368 19.8784
CFD Long 18081 19.9723
CFD Short 3909 19.3975
CFD Short 827 19.5708
CFD Short 856 19.5739
CFD Short 3800 19.6509
CFD Short 20774 19.7183
CFD Short 381563 19.7799
CFD Short 18656 19.8228
CFD Short 18725 19.8981
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure 06 August 2009
Contact name Geoff Smith
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, Written or Number of securities Exercise price Type, e.g. Expiry date
e.g. call option purchased to which the option (Note 2) American,
or derivative relates European etc.
Option Purchased 1,050,000 2,000.0000 EURO 17/12/2010
Option Purchased -525,000 1,600.0000 EURO 18/09/2009
Option Purchased -400,000 1,600.0000 EURO 18/09/2009
Option Purchased -250,000 1,900.0000 EURO 17/12/2010
Option Purchased -210,000 1,700.0000 EURO 18/09/2009
Option Purchased -150,000 1,800.0000 EURO 18/09/2009
Option Purchased -150,000 1,800.0000 EURO 18/09/2009
Option Purchased -750,000 1,800.0000 EURO 18/12/2009
Option Purchased -29,000 1,700.0000 EURO 18/09/2009
Option Purchased -100,000 1,900.0000 EURO 18/09/2009
Option Purchased 1,050,000 2,000.0000 EURO 17/12/2010
Option Purchased 150,000 18.0000 AMER 18/12/2009
Option Purchased 150,000 18.0000 AMER 18/12/2009
Option Purchased 150,000 19.0000 AMER 17/12/2010
Option Purchased 150,000 19.0000 AMER 17/12/2010
Option Purchased -100,000 1,600.0000 EURO 18/09/2009
Option Purchased -150,000 1,900.0000 EURO 18/09/2009
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk