Rule 8.3 - ANGLO AMERICAN
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in ANGLO AMERICAN
Class of relevant security USD0.54945
to which the dealings being
disclosed relate (Note 2)
Date of dealing 10 August 2009
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 63,748,218 4.84% 2,711,883 0.21%
securities
(2) Derivatives 9,464,465 0.72% 6,865,747 0.52%
(other than
options)
(3) Options and 2,900,000 0.22% 3,014,000 0.23%
agreements to
purchase/sell
Total 76,112,683 5.78% 12,591,630 0.96%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of Securities Price per unit
(GBP)
Purchase 984 19.2500
Purchase 6,553 18.9948
Purchase 4,200 19.0226
Purchase 3,367 15.57
Purchase 2,600 18.8681
Purchase 2,580 19.0146
Purchase 1,700 18.9223
Purchase 10,550 18.9314
Purchase 986 19.0535
Purchase 3,118 18.9689
Purchase 487 18.9593
Purchase 359 18.9850
Purchase 219 19.3800
Purchase 150 19.0373
Purchase 141 19.2500
Purchase 99 19.3800
Purchase 1,320 18.8928
Purchase 466 15.47
Purchase 265 15.47
Purchase 14,755 18.9587
Purchase 18,000 19.3800
Purchase 194 15.57
Purchase 41,743 18.9985
Purchase 285 15.47
Purchase 31,900 18.8738
Purchase 294 15.47
Sale 335 Transfer
Sale 278 Transfer
Sale 230 Transfer
Sale 448 Transfer
Sale 142 Transfer
Sale 700 19.2250
Sale 115 Transfer
Sale 99 19.3800
Sale 50 19.2500
Sale 41 Transfer
Sale 36 Transfer
Sale 183 Transfer
Sale 22,513 18.8198
Sale 12,650 18.9755
Sale 15,000 18.9850
Sale 9,998 18.9400
Sale 5,041 18.9465
Sale 4,451 Transfer
Sale 18,000 19.3800
Sale 3,561 15.57
Sale 20,910 18.9337
Sale 3,451 19.3800
Sale 6 Transfer
Sale 28,100 19.5521
Sale 2,095 19.0347
Sale 1,000 15.47
Sale 310 15.47
Sale 495 Transfer
Sale 3,457 18.9850
(b) Derivatives transactions (other than options)
Product name, Long/Short Number of Price per
(e.g. CFD) (Note 6) Securities unit (GBP)
CFD Long 4100 18.8003
CFD Long 22513 18.8198
CFD Long 5041 18.9464
CFD Long 480 18.9502
CFD Long 401 18.9675
CFD Long 4910 18.9702
CFD Long 700 19.225
CFD Short 31900 18.8737
CFD Short 1320 18.8928
CFD Short 10550 18.9313
CFD Short 487 18.9592
CFD Short 6553 18.9947
CFD Short 41743 18.9984
CFD Short 4200 19.0226
CFD Short 150 19.0373
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure 11 August 2009
Contact name Geoff Smith
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, Written or Number of securities Exercise price Type, e.g. Expiry date
e.g. call option purchased to which the option (Note 2) American,
or derivative relates European etc.
Option Purchased 1,050,000 2,000.0000 EURO 17/12/2010
Option Purchased -525,000 1,600.0000 EURO 18/09/2009
Option Purchased -400,000 1,600.0000 EURO 18/09/2009
Option Purchased -250,000 1,900.0000 EURO 17/12/2010
Option Purchased -210,000 1,700.0000 EURO 18/09/2009
Option Purchased -150,000 1,800.0000 EURO 18/09/2009
Option Purchased -150,000 1,800.0000 EURO 18/09/2009
Option Purchased -750,000 1,800.0000 EURO 18/12/2009
Option Purchased -29,000 1,700.0000 EURO 18/09/2009
Option Purchased -100,000 1,900.0000 EURO 18/09/2009
Option Purchased 1,050,000 2,000.0000 EURO 17/12/2010
Option Purchased 150,000 18.0000 AMER 18/12/2009
Option Purchased 150,000 18.0000 AMER 18/12/2009
Option Purchased 150,000 19.0000 AMER 17/12/2010
Option Purchased 150,000 19.0000 AMER 17/12/2010
Option Purchased -100,000 1,600.0000 EURO 18/09/2009
Option Purchased -150,000 1,900.0000 EURO 18/09/2009
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk