Rule 8.3 - ANGLO AMERICAN
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in ANGLO AMERICAN
Class of relevant security USD0.54945
to which the dealings being
disclosed relate (Note 2)
Date of dealing 11 August 2009
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 63,314,309 4.81% 2,613,088 0.20%
securities
(2) Derivatives 9,315,749 0.71% 6,840,074 0.52%
(other than
options)
(3) Options and 2,900,000 0.22% 3,014,000 0.23%
agreements to
purchase/sell
Total 75,530,058 5.74% 12,467,162 0.95%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of Securities Price per unit
(GBP)
Purchase 4,126 19.2816
Purchase 28,840 18.7050
Purchase 16,543 19.1686
Purchase 252 18.9850
Purchase 15,671 18.5550
Purchase 9,500 19.2169
Purchase 30,635 18.8027
Purchase 4,247 18.5550
Purchase 23,593 19.0502
Purchase 4,000 19.2329
Purchase 2,911 18.8335
Purchase 1,938 18.5550
Purchase 1,053 18.8360
Purchase 365 19.0000
Purchase 276 18.4450
Purchase 4,650 18.4782
Purchase 200 15.34
Purchase 274 15.3
Purchase 200 15.34
Purchase 184,355 18.5550
Purchase 341,671 18.7869
Sale 274 15.3
Sale 4,247 18.5550
Sale 200 15.34
Sale 3,949 18.6496
Sale 3,585 18.5550
Sale 17,473 18.6444
Sale 2,373 18.5550
Sale 200 15.34
Sale 1,819 18.5550
Sale 700 18.4872
Sale 40 18.8380
Sale 99 18.4430
Sale 252 18.9850
Sale 3,118 18.8205
Sale 100 19.1280
Sale 67,508 18.8317
Sale 50,000 18.5550
Sale 41,610 18.6321
Sale 39,384 18.5550
Sale 34,568 18.4780
Sale 78,148 18.4400
Sale 85,407 18.7410
Sale 6,700 18.9007
Sale 27,086 18.7644
Sale 7,022 18.4958
Sale 93,739 18.4780
Sale 120,781 18.4950
Sale 13,481 19.0000
Sale 12,188 19.2639
Sale 12,071 18.6314
Sale 184,355 18.5550
Sale 69,282 18.8625
Sale 28,655 18.5068
(b) Derivatives transactions (other than options)
Product name, Long/Short Number of Price per
(e.g. CFD) (Note 6) Securities unit (GBP)
CFD Long 700 18.4872
CFD Long 120781 18.4949
CFD Long 3949 18.6495
CFD Long 85407 18.7409
CFD Long 67508 18.8316
CFD Long 6700 18.9007
CFD Long 12188 19.2638
CFD Short 4650 18.4781
CFD Short 341671 18.7868
CFD Short 30635 18.8026
CFD Short 2911 18.8334
CFD Short 16543 19.1686
CFD Short 693 19.2074
CFD Short 9500 19.2168
CFD Short 4000 19.2328
CFD Short 5547 19.2439
CFD Short 4126 19.2815
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure 12 August 2009
Contact name Geoff Smith
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, Written or Number of securities Exercise price Type, e.g. Expiry date
e.g. call option purchased to which the option (Note 2) American,
or derivative relates European etc.
Option Purchased 1,050,000 2,000.0000 EURO 17/12/2010
Option Purchased -525,000 1,600.0000 EURO 18/09/2009
Option Purchased -400,000 1,600.0000 EURO 18/09/2009
Option Purchased -250,000 1,900.0000 EURO 17/12/2010
Option Purchased -210,000 1,700.0000 EURO 18/09/2009
Option Purchased -150,000 1,800.0000 EURO 18/09/2009
Option Purchased -150,000 1,800.0000 EURO 18/09/2009
Option Purchased -750,000 1,800.0000 EURO 18/12/2009
Option Purchased -29,000 1,700.0000 EURO 18/09/2009
Option Purchased -100,000 1,900.0000 EURO 18/09/2009
Option Purchased 1,050,000 2,000.0000 EURO 17/12/2010
Option Purchased 150,000 18.0000 AMER 18/12/2009
Option Purchased 150,000 18.0000 AMER 18/12/2009
Option Purchased 150,000 19.0000 AMER 17/12/2010
Option Purchased 150,000 19.0000 AMER 17/12/2010
Option Purchased -100,000 1,600.0000 EURO 18/09/2009
Option Purchased -150,000 1,900.0000 EURO 18/09/2009
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk