Rule 8.3 - ANGLO AMERICAN
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in ANGLO AMERICAN
Class of relevant security USD0.54945
to which the dealings being
disclosed relate (Note 2)
Date of dealing 14 August 2009
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 63,211,163 4.80% 2,381,779 0.18%
securities
(2) Derivatives 9,222,346 0.70% 6,691,869 0.51%
(other than
options)
(3) Options and 2,762,100 0.21% 2,863,500 0.22%
agreements to
purchase/sell
Total 75,195,609 5.71% 11,937,148 0.91%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of Securities Price per unit
(GBP)
Purchase 1,500 19.7080
Purchase 7,192 19.5089
Purchase 7,836 19.2384
Purchase 3,800 19.7201
Purchase 3,643 19.6348
Purchase 9,427 19.5325
Purchase 7,102 19.6807
Purchase 14,603 19.3989
Purchase 7,928 19.6807
Purchase 21,704 19.2750
Purchase 23,801 19.2750
Purchase 41,334 19.1652
Purchase 350 19.3200
Purchase 260 19.1250
Purchase 135,100 19.5749
Sale 1,133 19.7875
Sale 600 19.2492
Sale 1,582 19.4362
Sale 2,100 19.3144
Sale 307 19.5426
Sale 6,343 19.2750
Sale 1,431 19.6512
Sale 50 19.2750
Sale 8,998 19.4331
Sale 797,617 19.5490
Sale 11,008 19.2750
Sale 12,444 19.4515
Sale 16,129 19.5670
Sale 19,056 19.5272
Sale 20,893 19.2750
Sale 23,801 19.2750
Sale 50,000 19.1951
Sale 88,371 19.1924
Sale 90,572 19.4438
Sale 7,914 19.2750
(b) Derivatives transactions (other than options)
Product name, Long/Short Number of Price per
(e.g. CFD) (Note 6) Securities unit (GBP)
CFD Long 600 19.2491
CFD Long 2100 19.3144
CFD Long 90572 19.4437
CFD Long 12444 19.4515
CFD Long 307 19.5426
CFD Long 797617 19.5489
CFD Long 15030 19.6807
CFD Short 1076 19.1257
CFD Short 41334 19.1651
CFD Short 7836 19.2384
CFD Short 322 19.2541
CFD Short 546 19.275
CFD Short 14603 19.3989
CFD Short 307 19.5427
CFD Short 1894 19.5878
CFD Short 1358 19.608
CFD Short 4368 19.67
CFD Short 1500 19.708
CFD Short 3800 19.7201
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure 17 August 2009
Contact name Geoff Smith
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, Written or Number of securities Exercise price Type, e.g. Expiry date
e.g. call option purchased to which the option (Note 2) American,
or derivative relates European etc.
Option Purchased 1,050,000 2,000.0000 EURO 17/12/2010
Option Purchased -525,000 1,600.0000 EURO 18/09/2009
Option Purchased -400,000 1,600.0000 EURO 18/09/2009
Option Purchased -250,000 1,900.0000 EURO 17/12/2010
Option Purchased -210,000 1,700.0000 EURO 18/09/2009
Option Purchased -150,000 1,800.0000 EURO 18/09/2009
Option Purchased -150,000 1,800.0000 EURO 18/09/2009
Option Purchased -750,000 1,800.0000 EURO 18/12/2009
Option Purchased -29,000 1,700.0000 EURO 18/09/2009
Option Purchased -100,000 1,900.0000 EURO 18/09/2009
Option Purchased 1,050,000 2,000.0000 EURO 17/12/2010
Option Purchased 150,000 18.0000 AMER 18/12/2009
Option Purchased 150,000 18.0000 AMER 18/12/2009
Option Purchased 150,000 19.0000 AMER 17/12/2010
Option Purchased 150,000 19.0000 AMER 17/12/2010
Option Purchased -100,000 1,600.0000 EURO 18/09/2009
Option Purchased -150,000 1,900.0000 EURO 18/09/2009
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk