Rule 8.3 - ANGLO AMERICAN
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in ANGLO AMERICAN
Class of relevant security USD0.54945
to which the dealings being
disclosed relate (Note 2)
Date of dealing 17 August 2009
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 63,060,847 4.79% 2,669,899 0.20%
securities
(2) Derivatives 9,398,727 0.71% 6,594,844 0.50%
(other than
options)
(3) Options and 2,900,000 0.22% 3,014,000 0.23%
agreements to
purchase/sell
Total 75,359,574 5.72% 12,278,743 0.93%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of Securities Price per unit
(GBP)
Purchase 1,178 18.9800
Purchase 6,434 18.5069
Purchase 6,880 19.2750
Purchase 233 18.9800
Purchase 3,529 18.2050
Purchase 590 14.76
Purchase 3,113 18.2050
Purchase 10,166 18.2606
Purchase 2,333 18.2050
Purchase 13,010 18.2050
Purchase 16,170 18.3668
Purchase 6,200 18.3668
Purchase 69,350 18.1923
Purchase 9,970 18.3668
Purchase 933 19.2750
Purchase 863 19.2750
Purchase 138,610 18.2516
Purchase 9,970 18.36684
Purchase 6,200 18.36684
Purchase 795 18.9800
Purchase 600 18.4178
Purchase 55 14.78
Purchase 500 18.4330
Purchase 2,076 18.2050
Sale 863 19.2750
Sale 795 18.8003
Sale 5,000 18.3745
Sale 75,000 18.2050
Sale 590 14.76
Sale 55 14.78
Sale 9,970 18.3668
Sale 6,200 18.3668
Sale 321,800 18.3981
Sale 8,586 18.1900
Sale 98,959 18.3448
Sale 6,200 18.3668
Sale 45,826 18.5943
Sale 11,794 18.2899
Sale 9,970 18.3668
Sale 9,970 18.3668
Sale 7,216 18.3610
Sale 6,200 18.3668
Sale 123,200 18.5332
(b) Derivatives transactions (other than options)
Product name, Long/Short Number of Price per
(e.g. CFD) (Note 6) Securities unit (GBP)
CFD Long 98959 18.3448
CFD Long 7216 18.361
CFD Long 5000 18.3745
CFD Long 321800 18.3981
CFD Long 4593 18.7717
CFD Short 138610 18.2515
CFD Short 10166 18.2605
CFD Short 7292 18.3586
CFD Short 600 18.4177
CFD Short 500 18.433
CFD Short 560 18.4374
CFD Short 6434 18.5068
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure 18 August 2009
Contact name Geoff Smith
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, Written or Number of securities Exercise price Type, e.g. Expiry date
e.g. call option purchased to which the option (Note 2) American,
or derivative relates European etc.
Option Purchased 1,050,000 2,000.0000 EURO 17/12/2010
Option Purchased -525,000 1,600.0000 EURO 18/09/2009
Option Purchased -400,000 1,600.0000 EURO 18/09/2009
Option Purchased -250,000 1,900.0000 EURO 17/12/2010
Option Purchased -210,000 1,700.0000 EURO 18/09/2009
Option Purchased -150,000 1,800.0000 EURO 18/09/2009
Option Purchased -150,000 1,800.0000 EURO 18/09/2009
Option Purchased -750,000 1,800.0000 EURO 18/12/2009
Option Purchased -29,000 1,700.0000 EURO 18/09/2009
Option Purchased -100,000 1,900.0000 EURO 18/09/2009
Option Purchased 1,050,000 2,000.0000 EURO 17/12/2010
Option Purchased 150,000 18.0000 AMER 18/12/2009
Option Purchased 150,000 18.0000 AMER 18/12/2009
Option Purchased 150,000 19.0000 AMER 17/12/2010
Option Purchased 150,000 19.0000 AMER 17/12/2010
Option Purchased -100,000 1,600.0000 EURO 18/09/2009
Option Purchased -150,000 1,900.0000 EURO 18/09/2009
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk