Rule 8.3 - ANGLO AMERICAN
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in ANGLO AMERICAN
Class of relevant security USD0.54945
to which the dealings being
disclosed relate (Note 2)
Date of dealing 18 August 2009
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 63,434,608 4.82% 2,691,168 0.20%
securities
(2) Derivatives 9,375,191 0.71% 6,656,103 0.51%
(other than
options)
(3) Options and 2,900,000 0.22% 3,014,000 0.23%
agreements to
purchase/sell
Total 75,709,799 5.75% 12,361,271 0.94%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of Securities Price per unit
(GBP)
Purchase 2,420 18.3100
Purchase 10,801 18.2094
Purchase 350,000 18.3000
Purchase 7,975 18.2050
Purchase 50 18.1000
Purchase 7,569 19.5134
Purchase 5,000 18.5720
Purchase 15,649 18.3592
Purchase 3,335 18.3984
Purchase 9,330 18.4879
Purchase 2,304 18.2288
Purchase 1,923 18.3100
Purchase 889 18.2050
Purchase 868 18.3100
Purchase 860 18.4500
Purchase 543 18.3100
Purchase 400 18.5431
Purchase 4,596 18.5352
Purchase 72,781 18.1358
Purchase 131,407 18.2496
Purchase 123,200 18.2206
Purchase 16,252 18.3429
Purchase 28,408 18.4930
Purchase 29,414 18.5778
Purchase 44,899 19.2750
Purchase 37,393 18.3100
Sale 45,229 18.0997
Sale 2,000 18.1290
Sale 2,000 18.3083
Sale 58,035 18.1680
Sale 1,657 18.3073
Sale 96,570 18.4104
Sale 44,899 19.2750
Sale 123,200 18.2206
Sale 159 18.5930
Sale 889 18.2050
Sale 8,300 18.4063
Sale 2,470 18.3100
Sale 15,811 18.3912
Sale 4,400 18.4478
Sale 36,877 18.3432
Sale 6,130 18.5177
Sale 30,659 18.4373
Sale 7,975 18.2050
Sale 29,202 18.4373
Sale 11,180 18.3363
Sale 11,465 18.2530
Sale 14,247 18.4189
Sale 2,420 18.3100
(b) Derivatives transactions (other than options)
Product name, Long/Short Number of Price per
(e.g. CFD) (Note 6) Securities unit (GBP)
CFD Long 2000 18.129
CFD Long 58035 18.1679
CFD Long 11465 18.2529
CFD Long 1657 18.3072
CFD Long 2000 18.3083
CFD Long 21873 18.3835
CFD Long 8300 18.4062
CFD Long 96570 18.4104
CFD Long 14247 18.4189
CFD Long 6130 18.5177
CFD Short 72781 18.1357
CFD Short 2304 18.2287
CFD Short 131407 18.2495
CFD Short 59861 18.4373
CFD Short 431 18.5023
CFD Short 878 18.5231
CFD Short 4596 18.5352
CFD Short 400 18.5431
CFD Short 5000 18.572
CFD Short 29414 18.5778
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure 19 August 2009
Contact name Geoff Smith
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, Written or Number of securities Exercise price Type, e.g. Expiry date
e.g. call option purchased to which the option (Note 2) American,
or derivative relates European etc.
Option Purchased 1,050,000 2,000.0000 EURO 17/12/2010
Option Purchased -525,000 1,600.0000 EURO 18/09/2009
Option Purchased -400,000 1,600.0000 EURO 18/09/2009
Option Purchased -250,000 1,900.0000 EURO 17/12/2010
Option Purchased -210,000 1,700.0000 EURO 18/09/2009
Option Purchased -150,000 1,800.0000 EURO 18/09/2009
Option Purchased -150,000 1,800.0000 EURO 18/09/2009
Option Purchased -750,000 1,800.0000 EURO 18/12/2009
Option Purchased -29,000 1,700.0000 EURO 18/09/2009
Option Purchased -100,000 1,900.0000 EURO 18/09/2009
Option Purchased 1,050,000 2,000.0000 EURO 17/12/2010
Option Purchased 150,000 18.0000 AMER 18/12/2009
Option Purchased 150,000 18.0000 AMER 18/12/2009
Option Purchased 150,000 19.0000 AMER 17/12/2010
Option Purchased 150,000 19.0000 AMER 17/12/2010
Option Purchased -100,000 1,600.0000 EURO 18/09/2009
Option Purchased -150,000 1,900.0000 EURO 18/09/2009
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk